| Course Name : Suitability Issues of Mutual Funds |
| DOI ID | Name | Completion Date |
Compliance Date |
| 520984
|
Chitwood, Mila Carol
|
12/18/2023 |
01/31/2024
|
| 693002
|
Isenhower, Maxito P
|
10/22/2023 |
12/31/2023
|
| 885826
|
Rawe, Eric Randall
|
08/23/2023 |
11/30/2023
|
| 969525
|
Wheatley, Brooke
|
07/16/2023 |
08/31/2023
|
| 636484
|
Lemmon, Sherrye Kaye
|
05/04/2023 |
08/31/2023
|
| 983858
|
Fry, Amanda
|
04/26/2023 |
05/31/2023
|
| 649992
|
Mulgrave, Valerie Jean
|
04/03/2023 |
05/31/2023
|
| 670167
|
Hall, Jennifer Marie
|
02/10/2023 |
04/30/2023
|
| 365909
|
Long, Patricia Mary
|
02/01/2023 |
02/28/2023
|
| 382663
|
Llontop, Luis M
|
01/25/2023 |
03/31/2023
|
| 819720
|
Etling, Philip Darryl
|
01/09/2023 |
03/31/2023
|
| 522302
|
Smith, Mary A
|
09/20/2022 |
10/31/2022
|
| 633030
|
Hardison, Donald Herron
|
08/29/2022 |
08/31/2022
|
| 863440
|
Wichmann, Stephanie
|
08/25/2022 |
08/31/2022
|
| 916688
|
Kasey, Debora E
|
08/15/2022 |
10/31/2022
|
| 337289
|
Wheeler, Terry Alexander
|
07/25/2022 |
09/30/2022
|
| 505718
|
Miller, Lisa Gayle
|
01/08/2022 |
09/30/2023
|
| 715506
|
Borough, Bradley Robert
|
12/06/2021 |
12/31/2021
|
| 664670
|
Collias, Jorgena
|
09/09/2021 |
11/30/2021
|
| 952785
|
Neuner, Paul David
|
09/08/2021 |
12/31/2021
|
| 570021
|
Eschan, Jonathan Michael
|
08/30/2021 |
08/31/2021
|
| 571891
|
Steltenkamp, Thomas R
|
08/13/2021 |
10/31/2021
|
| 1056540
|
Barker, Andrew
|
08/05/2021 |
09/30/2020
|
| 676996
|
Wynne, Patricia Rae
|
06/01/2021 |
06/30/2021
|
| 911847
|
Miller, Andrew
|
04/29/2021 |
05/31/2021
|
| 558690
|
Taylor, Harold Eugene
|
01/25/2021 |
03/31/2021
|
| 523386
|
Oliver, Ryan Michael
|
11/14/2020 |
02/28/2022
|
| 651820
|
Terry, Deborah Lynn
|
10/07/2020 |
11/30/2020
|
| 309708
|
Walters, David Anthony
|
04/18/2020 |
10/31/2020
|
| 829565
|
Russell, William Devin
|
03/26/2020 |
10/31/2020
|
| 823013
|
Swieterman, Robert
|
03/03/2020 |
04/30/2020
|
| 701629
|
Deaton, Randy Dean
|
12/11/2019 |
12/31/2019
|
| 813758
|
Marson, Joshua J
|
07/01/2019 |
07/31/2019
|
| 592716
|
Touma, Yano K
|
04/30/2019 |
04/30/2019
|
| 391351
|
Thompson, Frank Joseph
|
03/25/2019 |
03/31/2019
|
| 614124
|
Figueredo, Suzanne Elaine
|
01/04/2019 |
03/31/2019
|
| 385094
|
Bowra, Laura Simms
|
12/31/2018 |
03/31/2019
|
| 799534
|
Saag, Robert Edward
|
12/24/2018 |
12/31/2018
|
| 870742
|
Nelson, Dawn M
|
11/26/2018 |
11/30/2018
|
| 516121
|
Davis, Thomas
|
09/26/2018 |
09/30/2018
|
| 673705
|
Ramsey, James Douglas
|
07/10/2018 |
07/31/2018
|
| 917159
|
Quinn, Daniel Clay
|
04/18/2018 |
04/30/2018
|
| 385942
|
Willett, Lambert A
|
04/12/2018 |
04/30/2018
|
| 391963
|
Kessinger, Thomas B
|
04/05/2018 |
04/30/2018
|
| 649879
|
Miller, Jessica Michelle
|
04/03/2018 |
11/30/2018
|
| 339249
|
Vegh, Eric Michael
|
03/07/2018 |
03/31/2018
|
| 795048
|
Donhoff, Neal Thomas
|
10/26/2017 |
10/31/2017
|
| 796493
|
DiMarco, Catherine
|
10/12/2017 |
11/30/2017
|
| 915761
|
Bailey, Zachary Ryan
|
09/07/2017 |
06/30/2019
|
| 735649
|
Mettling, George Michael
|
09/01/2017 |
01/31/2018
|
| 934708
|
Hibbs, Monica Lynn
|
08/30/2017 |
03/31/2018
|
| 383312
|
Hatfield, Jeffrey Allen
|
08/28/2017 |
07/31/2018
|
| 586120
|
Metzger, Adam Taft
|
08/25/2017 |
02/28/2018
|
| 564714
|
Claypool, Jamie Lynn
|
08/25/2017 |
06/30/2018
|
| 723391
|
Buckley, Angela Marie
|
08/23/2017 |
11/30/2017
|
| 915758
|
McGuire, Emily
|
08/22/2017 |
02/28/2019
|
| 887706
|
Vater, Derek
|
08/22/2017 |
03/31/2018
|
| 901500
|
Stebbins, John Patrick
|
08/20/2017 |
08/31/2017
|
| 661119
|
Corman, Tara Rae
|
08/18/2017 |
04/30/2019
|
| 387550
|
Heister, Kristine Marie
|
08/17/2017 |
09/30/2017
|
| 827485
|
Clark, Elliott
|
08/17/2017 |
05/31/2019
|
| 392509
|
Gordinier, John D
|
08/10/2017 |
09/30/2017
|
| 317960
|
Barnett , Kara Rebecca Spalding
|
08/08/2017 |
08/31/2017
|
| 841156
|
Todd, Melissa Mutrie
|
08/08/2017 |
03/31/2019
|
| 507003
|
Stern, Brent
|
08/04/2017 |
05/31/2018
|
| 663956
|
Tamplin, Gretchen
|
08/03/2017 |
09/30/2018
|
| 601834
|
Wulfeck, Joseph Martin
|
07/20/2017 |
09/30/2018
|
| 916596
|
Eilers, Margaret Lee
|
07/20/2017 |
09/30/2018
|
| 915724
|
Schaffer, Sally
|
07/18/2017 |
10/31/2018
|
| 367703
|
Blackaby, Sandra K
|
07/11/2017 |
12/31/2017
|
| 821519
|
Brison, Christopher D
|
06/08/2017 |
05/31/2017
|
| 377031
|
Searcy, Morris Alan
|
04/25/2017 |
08/31/2017
|
| 589138
|
Janszen, David Lee
|
03/27/2017 |
06/30/2017
|
| 332605
|
Baldwin, Joan L
|
02/15/2017 |
03/31/2017
|
| 819720
|
Etling, Philip Darryl
|
01/06/2017 |
03/31/2017
|
| 387996
|
Baysinger, Bryan James
|
10/13/2016 |
10/31/2016
|
| 795479
|
Bruckner, Eric Alexander
|
06/30/2016 |
06/30/2016
|
| 386274
|
Steele, Linda K
|
06/28/2016 |
08/31/2016
|
| 349851
|
Wobbe, William
|
03/30/2016 |
03/31/2016
|
| 317612
|
Barnett, Bradley Graham
|
01/14/2016 |
02/29/2016
|
| 342219
|
Pusateri, Lawrence P
|
09/28/2015 |
10/31/2015
|
| 562525
|
Heitker, Thomas L
|
08/12/2015 |
08/31/2015
|
| 587608
|
Johantges, Kenneth Albert
|
08/05/2015 |
08/31/2015
|
| 614124
|
Figueredo, Suzanne Elaine
|
06/10/2015 |
03/31/2017
|
| 589138
|
Janszen, David Lee
|
04/01/2015 |
06/30/2015
|
| 827938
|
Mitchell, Joseph Stuart
|
02/20/2015 |
03/31/2015
|
| 362032
|
Weber, Larry Todd
|
10/24/2014 |
10/31/2014
|
| 352994
|
Mell, Lisa Wolfzorn
|
10/06/2014 |
11/30/2014
|
| 507447
|
Anneken, David L
|
09/25/2014 |
02/28/2015
|
| 515748
|
Owens, Trent Alan
|
09/17/2014 |
09/30/2014
|
| 693594
|
Lipford, Cheri Denise
|
08/03/2014 |
09/30/2014
|
| 786542
|
Flocken, Kristen
|
06/17/2014 |
06/30/2014
|
| 393858
|
Cheatham, George Carlisle
|
04/25/2014 |
04/30/2014
|
| 808167
|
Dean, Sarah
|
03/12/2014 |
10/31/2014
|
| 661119
|
Corman, Tara Rae
|
12/27/2013 |
04/30/2015
|
| 586120
|
Metzger, Adam Taft
|
12/21/2013 |
02/28/2014
|
| 735648
|
Strange, Joshua
|
12/17/2013 |
07/31/2015
|
| 677697
|
Powers, Jacob R
|
12/17/2013 |
01/31/2015
|
| 564714
|
Claypool, Jamie Lynn
|
12/16/2013 |
06/30/2014
|
| 526097
|
Marksberry, Susan Marie
|
12/03/2013 |
09/30/2015
|
| 336685
|
Hermann, Thomas Edward
|
11/14/2013 |
11/30/2013
|
| 363460
|
Rion, Leslie Snarr
|
11/08/2013 |
11/30/2013
|
| 382944
|
Isler, Judith A
|
11/07/2013 |
07/31/2015
|
| 535013
|
Langley, Jason Garrick
|
10/30/2013 |
12/31/2013
|
| 341876
|
King, Steven Lee
|
10/30/2013 |
06/30/2015
|
| 370239
|
Kincade, Christopher Lee
|
10/29/2013 |
10/31/2014
|
| 367703
|
Blackaby, Sandra K
|
10/28/2013 |
12/31/2013
|
| 321989
|
Jackson, Rick Mercer
|
10/28/2013 |
05/31/2015
|
| 327287
|
Hill, John Edward
|
10/28/2013 |
07/31/2015
|
| 386533
|
Kudmani, Sammy
|
10/25/2013 |
03/31/2015
|
| 769333
|
Stovall, Sabine Kudmani
|
10/25/2013 |
05/31/2014
|
| 604680
|
Wolfe, Maryann
|
10/16/2013 |
10/31/2014
|
| 563507
|
Hines, Lauchlin Vernon
|
10/15/2013 |
08/31/2014
|
| 583565
|
Bryant, Thomas Andrew
|
10/10/2013 |
11/30/2013
|
| 380794
|
Bunnell, Eric David
|
10/09/2013 |
12/31/2014
|
| 387136
|
Sprawls, Robert Jon
|
10/05/2013 |
04/30/2014
|
| 380233
|
Doll, James Patrick
|
09/30/2013 |
04/30/2015
|
| 615961
|
Roar, Robert Douglas
|
09/26/2013 |
02/28/2015
|
| 336611
|
Joyner, Mark Edward
|
09/23/2013 |
04/30/2015
|
| 387550
|
Heister, Kristine Marie
|
09/19/2013 |
09/30/2013
|
| 587231
|
Walker, Treva Likens
|
09/18/2013 |
11/30/2013
|
| 700943
|
Borgman, Justin
|
09/11/2013 |
12/31/2013
|
| 387103
|
Blythe, Cynthia K.
|
09/05/2013 |
09/30/2013
|
| 312689
|
Crouch, Jodi Lin
|
08/29/2013 |
06/30/2014
|
| 650721
|
Schlimm, Joseph S
|
08/27/2013 |
06/30/2014
|
| 374328
|
Robinson, Richard Joseph
|
08/24/2013 |
08/31/2013
|
| 558075
|
Gibbs, Jacqueline Claire
|
08/15/2013 |
10/31/2013
|
| 735649
|
Mettling, George Michael
|
08/10/2013 |
01/31/2014
|
| 378510
|
Swallows, Ralph E
|
08/09/2013 |
08/31/2013
|
| 500788
|
Green-Delvizis, Teresa Scott
|
06/05/2013 |
09/30/2013
|
| 524408
|
Cox, Eddie Dewayne
|
04/30/2013 |
04/30/2013
|
| 366044
|
Arnett, Deborah Elaine
|
04/21/2013 |
08/31/2013
|
| 615371
|
Bates, Theodore Bright
|
04/04/2013 |
04/30/2013
|
| 756657
|
Fraley, Brandon Wayne
|
03/26/2013 |
03/31/2013
|
| 305265
|
Taylor, Walter Marcel
|
06/04/2012 |
06/30/2012
|
| 561940
|
Phalen, Jeffrey Matson
|
03/07/2012 |
03/31/2012
|
| 338755
|
Thompson, E Stuart
|
01/25/2012 |
02/29/2012
|
| 539449
|
Adams, Kelly Caudill
|
12/12/2011 |
05/31/2013
|
| 322033
|
Breeze, Patricia M
|
12/12/2011 |
07/31/2013
|
| 594302
|
Woodson, Alan Pierce
|
12/07/2011 |
05/31/2012
|
| 534580
|
Cooper, Wray Thomas
|
11/20/2011 |
04/30/2013
|
| 354656
|
Smith, Carl Edwin
|
11/14/2011 |
12/31/2012
|
| 599521
|
Tyler, Matthew Willis
|
05/19/2011 |
05/31/2011
|
| 507003
|
Stern, Brent
|
04/04/2011 |
05/31/2012
|
| 355480
|
Johnson, Tonya Yvette
|
03/31/2011 |
03/31/2011
|
| 329738
|
Sharp, Shawn Patrick
|
02/01/2011 |
04/30/2011
|
| 329049
|
Harris, Nicole Zielke
|
11/26/2010 |
07/31/2012
|
| 369008
|
Ricketts, R. Michael
|
11/26/2010 |
11/30/2011
|
| 393839
|
Dupree, Frederic Lamar
|
11/26/2010 |
12/31/2010
|
| 302119
|
Kelly, Melissa A
|
11/26/2010 |
08/31/2011
|
| 345467
|
Noonan, Richard Michael
|
11/23/2010 |
05/31/2012
|
| 382428
|
Tierney, Kevin M
|
11/19/2010 |
10/31/2012
|
| 316392
|
Latimer, Patricia
|
11/16/2010 |
11/30/2011
|
| 386420
|
Dammert, Michael Doyle
|
11/09/2010 |
01/31/2011
|
| 389908
|
Conner, William B
|
11/08/2010 |
05/31/2011
|
| 312689
|
Crouch, Jodi Lin
|
11/06/2010 |
06/30/2012
|
| 369152
|
Roberson, David Elroy
|
10/25/2010 |
11/30/2011
|
| 648863
|
McRae, Christopher Ryan
|
10/19/2010 |
01/31/2012
|
| 393991
|
Gettler, John Francis
|
10/13/2010 |
11/30/2011
|
| 386274
|
Steele, Linda K
|
08/11/2010 |
08/31/2010
|
| 346308
|
Lawson, Robin H
|
08/04/2010 |
11/30/2011
|
| 675041
|
Lucas, Jessica
|
03/31/2010 |
05/31/2010
|
| 592844
|
Croxton, Marsha A
|
02/05/2010 |
04/30/2010
|
| 691124
|
Martindale, Codey Allen
|
01/27/2010 |
12/31/2009
|
| 650291
|
Minton, Mark John
|
12/01/2009 |
02/28/2010
|
| 351629
|
Meyer, Joyce Ann
|
11/13/2009 |
01/31/2010
|
| 349446
|
Seale, Robin Pollard
|
09/21/2009 |
09/30/2009
|
| 342087
|
Middendorf, Dennis Urban
|
09/03/2009 |
10/31/2009
|
| 321727
|
Hamlin, Virginia G
|
07/01/2009 |
05/31/2011
|
| 332316
|
Headley, Garrett Lee
|
12/15/2008 |
12/31/2008
|
| 368480
|
Johnson, Roy Allen
|
11/25/2008 |
06/30/2009
|
| 387567
|
Stoehr, Shannon C
|
10/24/2008 |
11/30/2008
|
| 374727
|
Hanson, Mark Stephen
|
12/19/2007 |
09/30/2008
|
| 373481
|
Petrey, Landmon Calvin
|
12/03/2007 |
06/30/2008
|
| 598492
|
Clayton, Yvonne B
|
11/28/2007 |
06/30/2008
|
| 361753
|
Held, Rhonda Lynn
|
11/27/2007 |
08/31/2009
|
| 534601
|
Kimes, Kevin Brownlow
|
11/27/2007 |
02/28/2009
|
| 387987
|
Fulton, Baylor Havely
|
11/14/2007 |
10/31/2008
|
| 388782
|
Jacobs, Gregory Thomas
|
11/07/2007 |
06/30/2008
|
| 585380
|
Wagner, Stanley Gene
|
11/02/2007 |
02/28/2009
|
| 362563
|
Witten, Aaron Leigh
|
09/10/2007 |
05/31/2009
|
| 340123
|
Shartzer, Martha Ruedeen
|
09/07/2007 |
10/31/2008
|
| 385520
|
Baughman, Tom Rankin
|
08/23/2007 |
03/31/2009
|
| 626480
|
Gainer, Brian Edward
|
04/30/2007 |
04/30/2007
|
| 393820
|
Ward, John Hardin
|
11/16/2006 |
06/30/2008
|
| 309095
|
Hammett, Lawrence William
|
09/06/2006 |
07/31/2008
|
| 304902
|
Pangburn, Brian Keith
|
06/28/2006 |
06/30/2006
|
| 593540
|
Maher, Robert John
|
05/31/2006 |
06/30/2006
|
| 612619
|
Tye, Kimberly F
|
04/18/2006 |
11/30/2007
|
| 360782
|
Martin, David Parmalee
|
12/25/2005 |
06/30/2006
|
| 563507
|
Hines, Lauchlin Vernon
|
09/02/2005 |
06/30/2006
|
| 602784
|
Williamson, Roger Steven
|
08/30/2005 |
06/30/2006
|
| 549646
|
Gorter, Brent Allen
|
08/03/2005 |
06/30/2006
|
| 377604
|
Gorter, Thomas J
|
08/03/2005 |
06/30/2006
|
| 349864
|
Oliver, Gerald William
|
07/14/2005 |
06/30/2006
|
