Course Name : Annuity Transactions: Ensuring Suitability |
DOI ID | Name | Completion Date |
Compliance Date |
357214
|
Borgert, Carolyn Ann
|
01/30/2021 |
03/31/2022
|
917211
|
Letcher-Mcleod, Kristen Kerr
|
01/14/2021 |
01/31/2021
|
803792
|
Vogel, Amanda
|
12/17/2020 |
12/31/2020
|
1026144
|
Miller, John Dalton
|
12/14/2020 |
08/31/2020
|
730084
|
Damron, Ladeanna Rochelle
|
12/11/2020 |
02/28/2022
|
976773
|
Bellamy, Emily
|
12/07/2020 |
05/31/2021
|
843607
|
Fransen, Anna Ruth
|
12/03/2020 |
12/31/2020
|
329405
|
Mosley, James Dewey
|
11/28/2020 |
01/31/2021
|
860271
|
Goodman, Ruthanna Marie
|
11/23/2020 |
05/31/2020
|
1104662
|
Hamilton, Joseph Anthony
|
11/22/2020 |
06/30/2022
|
544424
|
Short, David Brian
|
10/13/2020 |
12/31/2021
|
849097
|
Cadwell, John L
|
09/25/2020 |
01/31/2021
|
688540
|
Clay, Joseph
|
09/24/2020 |
09/30/2020
|
773516
|
Mora, Felipe Angel
|
09/22/2020 |
11/30/2020
|
656420
|
Marcukaitis, Linda Sun
|
09/17/2020 |
09/30/2020
|
815887
|
Holmes, Matthew
|
09/04/2020 |
11/30/2020
|
916688
|
Kasey, Debora E
|
07/28/2020 |
10/31/2020
|
937354
|
Spurlock, Scott Everett
|
07/02/2020 |
07/31/2020
|
716416
|
Wolford, William Charles
|
07/01/2020 |
05/31/2020
|
732623
|
Kinkade, Robert John
|
06/24/2020 |
08/31/2020
|
665058
|
Reeves, Katie Jo
|
06/16/2020 |
06/30/2020
|
675041
|
Lucas, Jessica
|
05/21/2020 |
05/31/2020
|
341021
|
Jackson, Kenneth M
|
05/15/2020 |
06/30/2020
|
761495
|
Bosch, Stacy
|
05/11/2020 |
05/31/2020
|
546672
|
Vance, Patrick Wayne
|
04/20/2020 |
05/31/2020
|
506316
|
Kemper, William Taylor
|
03/30/2020 |
04/30/2020
|
533856
|
Rounds, Wendell Anthony
|
02/11/2020 |
02/29/2020
|
623019
|
Dibari, Chris
|
02/05/2020 |
05/31/2020
|
318406
|
Bauer, Vickie Drury
|
01/19/2020 |
01/31/2020
|
980597
|
Zeibak, Husam A
|
12/20/2019 |
01/31/2020
|
380062
|
Meriwether, Christopher Ross
|
12/17/2019 |
12/31/2019
|
564714
|
Claypool, Jamie Lynn
|
11/27/2019 |
06/30/2020
|
358682
|
Corbett, Richard Jeffrey
|
11/26/2019 |
11/30/2019
|
575539
|
Hendrickson, Susan Priest
|
11/06/2019 |
04/30/2020
|
554854
|
Byrley, Matthew
|
11/05/2019 |
11/30/2019
|
675174
|
Strother, Brandon Wayne
|
10/30/2019 |
10/31/2019
|
622624
|
Bosway, Mary Lynn
|
10/23/2019 |
10/31/2019
|
604573
|
Thomas, Andrew Paul
|
10/21/2019 |
11/30/2019
|
578677
|
Theis, Scott David
|
10/14/2019 |
11/30/2019
|
602285
|
Rice, Carla Renee
|
09/28/2019 |
09/30/2019
|
828927
|
Travelstead, Jessica
|
09/23/2019 |
09/30/2019
|
536413
|
Wood, Gregory Stephan
|
09/20/2019 |
09/30/2019
|
741712
|
Shkoukani, Summer
|
09/20/2019 |
11/30/2019
|
839934
|
Sutton , Margaret
|
08/21/2019 |
09/30/2019
|
535574
|
Rose, Shelia
|
07/29/2019 |
08/31/2019
|
310375
|
Schmutte, Amanda Wells
|
07/29/2019 |
08/31/2019
|
325544
|
Cooper, John T
|
07/25/2019 |
10/31/2019
|
354683
|
Estes, Tara Beth
|
07/23/2019 |
07/31/2019
|
998565
|
Wells, Amy
|
06/25/2019 |
08/31/2019
|
714915
|
Rogers, William Andrew
|
06/17/2019 |
06/30/2019
|
676996
|
Wynne, Patricia Rae
|
06/03/2019 |
06/30/2019
|
823619
|
Finley, Melissa
|
05/15/2019 |
06/30/2019
|
897749
|
Swindall, Michael
|
05/06/2019 |
07/31/2019
|
371256
|
Housman, Larry Dwayne
|
04/28/2019 |
04/30/2019
|
985949
|
Solomon, Riley
|
04/04/2019 |
09/30/2019
|
384644
|
Hill, Lunora R
|
03/27/2019 |
03/31/2019
|
670167
|
Hall, Jennifer Marie
|
03/26/2019 |
04/30/2019
|
350792
|
Poole, Heather
|
03/13/2019 |
04/30/2019
|
599597
|
Meek, James Barron
|
03/08/2019 |
05/31/2019
|
801334
|
Blankenship, Mary Chamness
|
03/07/2019 |
05/31/2019
|
767003
|
Hillmann, Cathy Ann
|
02/17/2019 |
02/28/2019
|
669340
|
Creditt, Melissa Hart
|
02/14/2019 |
08/31/2019
|
355613
|
Carter, Kit B
|
02/08/2019 |
10/31/2019
|
593539
|
Idol, Robert Lynn
|
01/30/2019 |
01/31/2019
|
637460
|
Herring, John S
|
01/29/2019 |
02/28/2019
|
874888
|
Slone, John
|
01/24/2019 |
03/31/2019
|
365909
|
Long, Patricia Mary
|
01/08/2019 |
02/28/2019
|
578484
|
Kane, Robert Patrick
|
12/31/2018 |
01/31/2019
|
591473
|
Herrman, David Jerome
|
12/27/2018 |
12/31/2018
|
600437
|
Carrier, Clinton Kyle
|
12/26/2018 |
12/31/2018
|
870293
|
Peavler, Bradley
|
12/17/2018 |
12/31/2018
|
635389
|
Dervin, William James
|
11/30/2018 |
11/30/2018
|
617814
|
Panaro, Nicholas Gino
|
11/14/2018 |
11/30/2019
|
998783
|
Ray, John Christopher
|
11/10/2018 |
05/31/2020
|
336685
|
Hermann, Thomas Edward
|
10/24/2018 |
11/30/2019
|
725424
|
Halilovic, Maida
|
09/27/2018 |
05/31/2018
|
548594
|
O'Neil, Kenneth Alvin
|
09/12/2018 |
09/30/2018
|
650381
|
King, Randal Jordan
|
09/05/2018 |
10/31/2018
|
911465
|
Newsome, Jordan Paul
|
08/16/2018 |
11/30/2019
|
670656
|
Hern, Rebecca Mayer
|
08/03/2018 |
12/31/2018
|
312689
|
Crouch, Jodi Lin
|
08/01/2018 |
06/30/2020
|
357408
|
Kremer, David L
|
07/11/2018 |
07/31/2018
|
392820
|
Herrington, Kenneth Frank
|
06/28/2018 |
08/31/2018
|
315866
|
Ramsey, Linda B.
|
06/20/2018 |
07/31/2018
|
665058
|
Reeves, Katie Jo
|
06/19/2018 |
06/30/2018
|
388074
|
Hornback, Anne Leslie
|
06/04/2018 |
08/31/2018
|
352533
|
Graves, Carina
|
05/30/2018 |
07/31/2018
|
381893
|
Carl, John W
|
05/24/2018 |
05/31/2018
|
761495
|
Bosch, Stacy
|
05/24/2018 |
05/31/2018
|
392205
|
Hanna, Phillip S
|
05/10/2018 |
09/30/2018
|
328194
|
Manship, Michael D
|
05/09/2018 |
07/31/2018
|
626354
|
Day, Matthew Adam
|
04/26/2018 |
04/30/2018
|
649879
|
Miller, Jessica Michelle
|
04/03/2018 |
11/30/2018
|
732010
|
Haynes, Keith Allen
|
03/31/2018 |
03/31/2018
|
971261
|
Bowman, Brittany Nicole
|
03/29/2018 |
02/28/2019
|
519490
|
Anspach, Heather Lynette
|
03/16/2018 |
04/30/2018
|
613222
|
Harned, Michael Cook
|
03/08/2018 |
03/31/2018
|
934708
|
Hibbs, Monica Lynn
|
01/17/2018 |
03/31/2018
|
735649
|
Mettling, George Michael
|
12/21/2017 |
01/31/2018
|
318771
|
Zachman, Angela B
|
12/08/2017 |
12/31/2017
|
669973
|
Thompson, Matthew Todd
|
11/28/2017 |
12/31/2017
|
584025
|
Truist, Timothy V
|
11/22/2017 |
12/31/2017
|
836851
|
Milburn, Melissa
|
10/26/2017 |
10/31/2017
|
622624
|
Bosway, Mary Lynn
|
10/17/2017 |
10/31/2017
|
369373
|
Villers, Leigh Ann
|
10/11/2017 |
10/31/2017
|
526097
|
Marksberry, Susan Marie
|
09/07/2017 |
09/30/2017
|
798782
|
Lehan, Christopher
|
08/30/2017 |
08/31/2017
|
381964
|
Young, Michael Dennis
|
08/30/2017 |
08/31/2017
|
308348
|
Evans, Lisa R
|
08/29/2017 |
08/31/2017
|
392509
|
Gordinier, John D
|
08/23/2017 |
09/30/2017
|
581844
|
Vitale, Shannon Moore
|
08/07/2017 |
09/30/2017
|
387550
|
Heister, Kristine Marie
|
08/02/2017 |
09/30/2017
|
351909
|
Battaglia, Susan Marie
|
08/01/2017 |
07/31/2017
|
374859
|
Jennings, Michael Lynn
|
07/11/2017 |
08/31/2017
|
761561
|
Anderson, Maria Elizabeth
|
06/30/2017 |
10/31/2017
|
927397
|
Kuhn, Michael
|
06/29/2017 |
06/30/2018
|
898845
|
Curtis, Cody
|
06/28/2017 |
06/30/2017
|
778025
|
Hughes, Justin
|
06/09/2017 |
06/30/2017
|
622919
|
Hemsath, Jeffrey N
|
06/05/2017 |
06/30/2017
|
809723
|
Ellingwood, Marcus James
|
06/05/2017 |
06/30/2017
|
706281
|
Linderman, Alex
|
05/31/2017 |
07/31/2017
|
505167
|
Bowles, Patricia Ann
|
05/26/2017 |
06/30/2017
|
394154
|
Nelson, Denver Lee
|
05/22/2017 |
06/30/2017
|
621622
|
Holtz, Brian Paul
|
05/17/2017 |
05/31/2017
|
616077
|
Barker, Jaclyn Nicole
|
05/16/2017 |
06/30/2017
|
672166
|
Goodman, Timothy Ferral
|
04/18/2017 |
05/31/2018
|
613374
|
Lorenzen, Michael Craig
|
04/18/2017 |
11/30/2017
|
318979
|
Dudgeon, Gregory Morris
|
04/17/2017 |
05/31/2017
|
366872
|
Logsdon, Linda Marie
|
04/15/2017 |
02/28/2018
|
585481
|
Hatten, Jon Stephen
|
04/04/2017 |
01/31/2017
|
606353
|
Backert, John Anthony
|
03/19/2017 |
03/31/2017
|
755152
|
Simpson, Wesley
|
03/01/2017 |
03/31/2017
|
307521
|
Potter, Susan E
|
02/26/2017 |
02/28/2017
|
392237
|
Holt, Homer Anthony
|
02/01/2017 |
05/31/2017
|
354635
|
Meisel, Philip Bernard
|
01/19/2017 |
08/31/2017
|
380559
|
Unger, Stephan John
|
01/18/2017 |
01/31/2017
|
391742
|
Sweet, Larry James
|
01/11/2017 |
04/30/2018
|
701320
|
Seibert, Donna L
|
01/05/2017 |
01/31/2017
|
519442
|
Wallace, James Robert
|
01/01/2017 |
01/31/2017
|
857060
|
Brown, Michael
|
12/05/2016 |
01/31/2017
|
391954
|
Nussbaum, Julius Jay
|
12/01/2016 |
03/31/2017
|
693595
|
Ward, David W
|
11/21/2016 |
12/31/2016
|
695024
|
Embry, Nathan S
|
11/16/2016 |
11/30/2016
|
308562
|
Graner, Teresa Marie
|
10/26/2016 |
01/31/2018
|
841156
|
Todd, Melissa Mutrie
|
10/25/2016 |
03/31/2017
|
601361
|
Ellingsworth, Steven Chase
|
10/24/2016 |
10/31/2016
|
803558
|
Baines, Alexander J
|
10/17/2016 |
02/28/2017
|
362832
|
Snyder, Jeffry Gerald
|
09/28/2016 |
10/31/2016
|
387235
|
Fay, Lisa A
|
09/28/2016 |
09/30/2016
|
801536
|
Beard, Katie Elizabeth
|
08/31/2016 |
05/31/2016
|
603144
|
Henry, Joshua Jerome
|
08/29/2016 |
08/31/2016
|
727606
|
Taylor, Angela Larae
|
08/09/2016 |
09/30/2016
|
334801
|
Brooks, Michael R
|
08/02/2016 |
08/31/2016
|
716416
|
Wolford, William Charles
|
07/28/2016 |
05/31/2016
|
722206
|
Montgomery, Alina A
|
07/27/2016 |
09/30/2016
|
832020
|
Krause, Brian
|
07/25/2016 |
07/31/2016
|
510660
|
Highland, Joseph Patrick
|
07/11/2016 |
07/31/2016
|
884300
|
Kraus, Christopher Phillip
|
06/24/2016 |
12/31/2016
|
507881
|
Weiner, Todd R
|
06/21/2016 |
03/31/2016
|
511194
|
McCue, Cheryl A
|
06/03/2016 |
09/30/2016
|
345913
|
Rudolph, Darrin Blake
|
05/31/2016 |
06/30/2016
|
726858
|
Mcdannold, Edward Taylor
|
05/02/2016 |
04/30/2016
|
349851
|
Wobbe, William
|
03/30/2016 |
03/31/2016
|
864259
|
Bugg, Jason
|
03/06/2016 |
03/31/2016
|
750682
|
Steffen, Michael Shane
|
01/11/2016 |
02/29/2016
|
604579
|
Hibbard, Christopher Lee
|
01/11/2016 |
01/31/2016
|
735649
|
Mettling, George Michael
|
12/10/2015 |
01/31/2016
|
669973
|
Thompson, Matthew Todd
|
11/24/2015 |
12/31/2015
|
805434
|
Leiker, Jeffrey Ignatius
|
11/24/2015 |
05/31/2017
|
741712
|
Shkoukani, Summer
|
11/18/2015 |
11/30/2015
|
589012
|
Higgins, Katheryn D
|
10/30/2015 |
02/29/2016
|
840563
|
Donnetta, Wendy
|
10/27/2015 |
10/31/2015
|
804625
|
Muncy, Andrew Scott
|
10/26/2015 |
10/31/2015
|
622624
|
Bosway, Mary Lynn
|
10/23/2015 |
10/31/2015
|
325544
|
Cooper, John T
|
09/03/2015 |
10/31/2015
|
587231
|
Walker, Treva Likens
|
09/03/2015 |
11/30/2015
|
544047
|
Bouldin, Scott Edward
|
08/27/2015 |
11/30/2015
|
654517
|
Menser, Christopher Owen
|
08/06/2015 |
08/31/2015
|
506758
|
Petty, Matthew Robert
|
08/03/2015 |
08/31/2015
|
842555
|
Sparks, Michael
|
07/20/2015 |
07/31/2015
|
681413
|
Scarpellini, Jason A
|
07/08/2015 |
07/31/2015
|
623295
|
Esenbock, Michael J
|
07/01/2015 |
08/31/2015
|
330177
|
Schwartz, Daniel E
|
06/09/2015 |
06/30/2015
|
733435
|
Wainwright, Marilyn A.
|
06/02/2015 |
08/31/2015
|
733434
|
Wainwright, Harold
|
06/02/2015 |
08/31/2015
|
366071
|
Wainwright, Harold Lowell
|
06/02/2015 |
12/31/2016
|
355200
|
Pitts, Stephen Scott
|
05/15/2015 |
08/31/2015
|
502371
|
Thompson, William Tracy
|
05/11/2015 |
05/31/2015
|
370332
|
Barlow, Barry O
|
04/30/2015 |
06/30/2015
|
636484
|
Lemmon, Sherrye Kaye
|
04/30/2015 |
08/31/2015
|
767084
|
Benz, Nicole
|
04/15/2015 |
04/30/2015
|
686436
|
Lawson, Ryan Sanford
|
04/14/2015 |
03/31/2015
|
377600
|
Scott, Roddy Dane
|
04/04/2015 |
07/31/2015
|
394079
|
Leach, William Joseph
|
03/28/2015 |
03/31/2015
|
580805
|
Overstreet, Ashley Renee
|
03/23/2015 |
06/30/2015
|
345417
|
Cartwright, Sandra Cheryl
|
03/20/2015 |
05/31/2015
|
338593
|
Crahan, Kevin Charles
|
03/20/2015 |
12/31/2014
|
558690
|
Taylor, Harold Eugene
|
03/19/2015 |
03/31/2015
|
825100
|
Hoover, Blake
|
03/17/2015 |
03/31/2015
|
802885
|
Imperial, Patricia Willis
|
03/08/2015 |
03/31/2015
|
357301
|
Elliott, Karen S
|
03/03/2015 |
05/31/2015
|
338109
|
Kicklighter, Katherine Graham
|
02/27/2015 |
04/30/2015
|
304977
|
Arant, Ronald Keith
|
02/09/2015 |
04/30/2015
|
377506
|
Detraz, Gary Warren
|
02/05/2015 |
02/28/2015
|
637460
|
Herring, John S
|
02/02/2015 |
02/28/2015
|
365909
|
Long, Patricia Mary
|
01/29/2015 |
02/28/2015
|
366871
|
Hodge, John Paton
|
01/26/2015 |
01/31/2015
|
583056
|
Stump, Robert
|
01/15/2015 |
01/31/2015
|
322038
|
Weaver, Lucinda S
|
01/13/2015 |
03/31/2015
|
596329
|
Adams, Susan Lyle
|
01/06/2015 |
01/31/2015
|
799534
|
Saag, Robert Edward
|
12/30/2014 |
12/31/2014
|
600437
|
Carrier, Clinton Kyle
|
12/28/2014 |
12/31/2014
|
541761
|
Ryser, Raleigh Dayton
|
12/16/2014 |
02/28/2015
|
814747
|
Marshall, David
|
12/09/2014 |
12/31/2014
|
827329
|
Morrison, Scott Jordan
|
11/11/2014 |
12/31/2014
|
367449
|
Dickey, Bruce L
|
11/11/2014 |
05/31/2016
|
365564
|
Noe, Lesley Renee
|
11/06/2014 |
11/30/2014
|
547493
|
McNeill, Daniel Hugh
|
10/31/2014 |
11/30/2014
|
581349
|
Lardner, Deborah Farley
|
10/22/2014 |
11/30/2014
|
504862
|
Divine, Stephen Wayne
|
10/22/2014 |
10/31/2014
|
389771
|
Farmer, Richard D
|
10/21/2014 |
12/31/2015
|
356087
|
Parsley-Byrd, Regina G
|
10/15/2014 |
08/31/2014
|
387996
|
Baysinger, Bryan James
|
10/07/2014 |
10/31/2014
|
393567
|
Clements, William Proctor
|
09/30/2014 |
10/31/2014
|
359082
|
Bugg, David Campbell
|
09/22/2014 |
09/30/2014
|
781650
|
Montgomery, Latheresa Farris
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09/10/2014 |
05/31/2014
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548594
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O'Neil, Kenneth Alvin
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09/10/2014 |
09/30/2014
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649879
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Miller, Jessica Michelle
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09/10/2014 |
11/30/2014
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515485
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Bailey, Valoria L
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09/08/2014 |
12/31/2014
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554844
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Blackburn, Jeffrey
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09/02/2014 |
01/31/2015
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Golden, Bradley Brent
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08/28/2014 |
11/30/2015
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Standifur, Misty L
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08/27/2014 |
05/31/2016
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Norton, Lawrence E
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08/22/2014 |
09/30/2014
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Naber, Mark Christopher
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07/26/2014 |
08/31/2014
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Best, Lauren R
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07/11/2014 |
07/31/2014
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515975
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Rogers, Jeremy Todd
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07/10/2014 |
07/31/2014
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McConnell, James Clayton
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07/08/2014 |
05/31/2015
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Wheeler, Terry Alexander
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07/08/2014 |
09/30/2014
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Steele, Linda K
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06/24/2014 |
08/31/2014
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319349
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06/19/2014 |
08/31/2014
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Pinkerton, Nicole Rebekah
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06/19/2014 |
02/29/2016
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Goldberg, David Ross
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06/06/2014 |
05/31/2016
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Foutch, Dan J
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05/23/2014 |
05/31/2014
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05/21/2014 |
05/31/2014
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366312
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Stavros, Suzanne
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05/20/2014 |
08/31/2014
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Reeves, Katie Jo
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05/06/2014 |
06/30/2014
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Laventis, Peter George
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04/25/2014 |
05/31/2014
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Reynolds, David A
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04/23/2014 |
06/30/2014
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Rudolph, Barton Drew
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04/08/2014 |
04/30/2014
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799035
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Rembowski, Timothy
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04/02/2014 |
04/30/2014
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338296
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03/14/2014 |
06/30/2014
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03/13/2014 |
05/31/2014
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03/12/2014 |
03/31/2014
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Basham, Kimberly Michelle
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03/09/2014 |
03/31/2014
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348137
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02/27/2014 |
07/31/2014
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02/27/2014 |
03/31/2014
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02/20/2014 |
02/28/2014
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Sturgill, Brent Deverl
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02/05/2014 |
04/30/2014
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02/03/2014 |
02/28/2014
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381091
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01/16/2014 |
05/31/2014
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352481
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01/16/2014 |
03/31/2014
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McDonald, David E
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01/10/2014 |
03/31/2014
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12/10/2013 |
12/31/2013
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12/05/2013 |
06/30/2014
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Hargis, Christopher Todd
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11/27/2013 |
04/30/2014
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11/23/2013 |
02/28/2014
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627605
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11/21/2013 |
01/31/2014
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315305
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Laskey, Paul Cowles
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11/18/2013 |
03/31/2014
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353812
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Musterman, John Edward
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11/14/2013 |
10/31/2015
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321004
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11/12/2013 |
02/28/2014
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389758
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11/06/2013 |
11/30/2013
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393805
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White, David
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10/30/2013 |
12/31/2013
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336685
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Hermann, Thomas Edward
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10/29/2013 |
11/30/2013
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772902
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King, Clark
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10/28/2013 |
10/31/2013
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369373
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Villers, Leigh Ann
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10/14/2013 |
10/31/2013
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578677
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Theis, Scott David
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10/09/2013 |
11/30/2013
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558380
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Haboush, Jason Anthony
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09/30/2013 |
09/30/2013
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09/24/2013 |
10/31/2013
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09/23/2013 |
04/30/2015
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09/19/2013 |
11/30/2013
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09/17/2013 |
08/31/2014
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687832
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09/10/2013 |
09/30/2013
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540801
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09/09/2013 |
09/30/2013
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355613
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08/28/2013 |
10/31/2013
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360742
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08/21/2013 |
09/30/2013
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08/15/2013 |
07/31/2015
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07/25/2013 |
08/31/2013
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07/19/2013 |
07/31/2013
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07/08/2013 |
05/31/2015
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06/28/2013 |
08/31/2013
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500788
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06/14/2013 |
09/30/2013
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