Course Name : FA 290 Ethics for Financial Service Professionals |
DOI ID | Name | Completion Date |
Compliance Date |
976707
|
Nesbitt, Ashley Hazelwood
|
01/08/2023 |
02/28/2023
|
799368
|
Pooler, Anthony L
|
12/15/2021 |
02/28/2022
|
1005969
|
Harding, Tonja Lea
|
11/30/2021 |
06/30/2023
|
628079
|
Whitehead, Joshua Cassidy
|
10/27/2021 |
07/31/2023
|
521688
|
Shepherd, Heather Rene
|
07/12/2018 |
10/31/2018
|
747967
|
Vansickle, Andrew
|
09/08/2017 |
03/31/2018
|
785925
|
Lux, Zachary Kyle
|
09/08/2017 |
07/31/2018
|
514884
|
Ellison, Mark Kenneth
|
08/31/2017 |
10/31/2018
|
844662
|
Cohen, Sean
|
07/31/2017 |
07/31/2018
|
699235
|
Biddle, Rodger Dale
|
03/19/2017 |
12/31/2017
|
645795
|
Barnett, Tammy Denise
|
12/09/2016 |
02/28/2018
|
339248
|
Gomes, Juan Miguel
|
12/09/2016 |
09/30/2018
|
735870
|
Reynolds, Gregg Michael
|
10/31/2016 |
06/30/2018
|
649175
|
Fondaw, Barry J
|
07/03/2016 |
11/30/2017
|
721241
|
Nelson, Garry Walter
|
06/29/2015 |
05/31/2016
|
823825
|
Bowling, Derrick
|
06/26/2015 |
11/30/2016
|
663765
|
Steele, Ricky M
|
06/26/2015 |
10/31/2015
|
326342
|
Loveless, Jonathan David
|
06/25/2015 |
09/30/2016
|
687640
|
Midden, Ryan Clay
|
06/23/2015 |
08/31/2016
|
724004
|
Turner, Charles Anthony
|
06/23/2015 |
11/30/2015
|
656536
|
Baker, James Elvin
|
06/16/2015 |
06/30/2016
|
609787
|
Terrell, Elizabeth G
|
06/16/2015 |
05/31/2017
|
692517
|
Thornton, David Anthony
|
06/16/2015 |
10/31/2015
|
586729
|
Messer-McQueen, Crystal Gayle
|
06/16/2015 |
08/31/2015
|
654800
|
Webster, Robert Dale
|
04/17/2015 |
05/31/2016
|
638388
|
Chamberlain, Anne Maleva
|
02/20/2015 |
08/31/2015
|
744832
|
Johnson, Matthew David
|
02/02/2015 |
11/30/2015
|
593925
|
Mcclellan, Laura Allison
|
01/12/2015 |
10/31/2016
|
746468
|
Watkins, Randy James
|
12/22/2014 |
07/31/2016
|
606694
|
Roberts, George Byron
|
12/22/2014 |
06/30/2015
|
556859
|
Benns, Susan Grace
|
09/28/2014 |
01/31/2016
|
753212
|
Little, Karen Rasmussen
|
07/29/2014 |
11/30/2015
|
362867
|
Taylor, Douglas Scott
|
04/29/2014 |
03/31/2016
|
693226
|
Brooks, Denise A.
|
01/22/2014 |
08/31/2014
|
799644
|
Ross, Stephanie
|
01/15/2014 |
09/30/2015
|
586885
|
Bryant, Rebecca Nalley
|
01/15/2014 |
01/31/2014
|
663430
|
Hudson, Anna Kathleen
|
10/14/2013 |
04/30/2014
|
684187
|
Bouldin, Scott Alan
|
08/09/2013 |
03/31/2014
|
693051
|
Eagan, Julie Anne
|
06/26/2013 |
10/31/2014
|
738873
|
Peterson, Joel
|
05/22/2013 |
10/31/2014
|
557615
|
Demler, Jeanne L
|
05/02/2013 |
11/30/2014
|
754828
|
Marinkovic, Oliver
|
02/20/2013 |
02/28/2014
|
754242
|
Trisler, Amanda Gilley
|
12/04/2012 |
03/31/2013
|
667344
|
Curtis, Brian Curtis
|
11/16/2012 |
03/31/2014
|
672917
|
Elders, Tyler David
|
11/15/2012 |
11/30/2012
|
712253
|
Smith, Derick
|
11/11/2012 |
07/31/2013
|
722112
|
Richie, Jessica Lynn
|
10/30/2012 |
07/31/2013
|
732888
|
Shive, Ryan Michael
|
10/30/2012 |
09/30/2013
|
680076
|
Merritt, Joseph William
|
10/26/2012 |
10/31/2012
|
747390
|
Brown, Tia L
|
07/16/2012 |
08/31/2012
|
540799
|
Smiley, James Craig
|
03/11/2012 |
07/31/2012
|
759810
|
Cook, Sommer Lee
|
01/20/2012 |
08/31/2013
|
735026
|
Romero, David Andrew
|
01/17/2012 |
01/31/2012
|
364078
|
Meenach, Robert Dale
|
01/13/2012 |
03/31/2012
|
372541
|
Cooper, Anita L
|
01/13/2012 |
09/30/2012
|
686369
|
Ballard, John
|
01/11/2012 |
06/30/2012
|
602778
|
Monroe, Leslie
|
11/06/2011 |
11/30/2011
|
392926
|
Marshall, Jonathan E
|
08/01/2011 |
08/31/2011
|
562374
|
Clark, John Thomas
|
06/16/2011 |
06/30/2012
|
327706
|
Lafferre, Bruce Allen
|
05/31/2011 |
12/31/2011
|
310062
|
Hacker, Sherry L
|
05/23/2011 |
05/31/2011
|
322945
|
Grimm, William David
|
05/20/2011 |
07/31/2011
|
318851
|
Jacobs, Shaunna R
|
03/29/2011 |
07/31/2011
|
552507
|
Webb, Joey Alan
|
03/28/2011 |
07/31/2011
|
689582
|
Nienaber, Robert
|
03/07/2011 |
06/30/2011
|
595832
|
Wilson, Joshua
|
02/24/2011 |
06/30/2011
|
522336
|
Groce, Robert Bradley
|
02/24/2011 |
07/31/2011
|
696577
|
Simpson, Staci Marie
|
02/21/2011 |
02/28/2011
|
320577
|
Williams, Lynn Anne
|
01/06/2011 |
08/31/2012
|
625127
|
Zovath, Michael A
|
01/06/2011 |
04/30/2011
|
662256
|
Kallmeyer, Christopher
|
12/10/2010 |
08/31/2011
|
324385
|
Bailie, James R
|
12/09/2010 |
06/30/2012
|
709237
|
Idlett, Danette Neel
|
11/11/2010 |
11/30/2011
|
522875
|
Straub, Garrick A
|
11/02/2010 |
06/30/2011
|
345825
|
Shanklin, Sharon Jean
|
10/13/2010 |
06/30/2012
|
594504
|
Hurst, Burlis Jay
|
09/30/2010 |
11/30/2010
|
686686
|
Drennan, Jared Davin
|
09/21/2010 |
02/28/2011
|
684122
|
Ciurlizza, McKellar Heather
|
09/13/2010 |
12/31/2011
|
614098
|
Naik, Veena J
|
08/05/2010 |
06/30/2012
|
694433
|
Colston, William Andrew
|
08/03/2010 |
02/28/2011
|
357680
|
Skipworth, Morris Dale
|
05/28/2010 |
06/30/2010
|
349405
|
Owens, Curtis Daniel
|
05/10/2010 |
10/31/2011
|
381051
|
Sears, Robert S
|
05/09/2010 |
04/30/2012
|
392817
|
Hayden, Richard Edward
|
05/07/2010 |
08/31/2010
|
385522
|
Meadows, Dwight Allen
|
04/16/2010 |
08/31/2011
|
672778
|
Luse, Joel R
|
03/30/2010 |
05/31/2010
|
680987
|
Craig, Summer
|
02/05/2010 |
03/31/2011
|
556871
|
Chaplin, Loyal Jeffrey
|
02/04/2010 |
08/31/2010
|
589999
|
Hitch, Jason A
|
02/04/2010 |
04/30/2011
|
637251
|
Lamsfuss, Michael J
|
12/28/2009 |
08/31/2011
|
599187
|
Roark, Patrick Brent
|
11/01/2009 |
04/30/2011
|
387063
|
Schulz, Daniel Albert
|
04/24/2009 |
04/30/2009
|
675008
|
Edwards, Mark Steven
|
02/26/2009 |
03/31/2009
|
681615
|
Whitlatch, Carl Edward
|
02/24/2009 |
06/30/2010
|
341817
|
Adkins, Jennifer B
|
02/19/2009 |
06/30/2010
|
659334
|
Henry, Keith Adam
|
02/04/2009 |
03/31/2009
|
386163
|
Russell, Ronald M
|
01/09/2009 |
12/31/2009
|
659424
|
Rouse, Connie R
|
12/29/2008 |
06/30/2010
|
585973
|
Spalding Storer, Stephanie
|
12/16/2008 |
09/30/2009
|
632478
|
Abbott, Amy K
|
12/16/2008 |
01/31/2009
|
670493
|
Simpson, Samuel Ronald
|
12/11/2008 |
12/31/2010
|
314603
|
Haddix, David Reed
|
12/08/2008 |
05/31/2010
|
643601
|
Wuellner, Curtis Colin
|
11/20/2008 |
03/31/2009
|
518908
|
Morris, David Alan
|
08/29/2008 |
04/30/2009
|
603449
|
Bruce, Maureen C
|
08/24/2008 |
04/30/2010
|
661683
|
Chaney, James Robert
|
08/15/2008 |
09/30/2009
|
665214
|
Meade, William Stallard
|
08/15/2008 |
06/30/2010
|
646027
|
Thompson, Barry Wayne
|
08/15/2008 |
08/31/2008
|
377356
|
Tackett, Belinda S
|
08/15/2008 |
05/31/2010
|
671850
|
Fields, Christopher Ryan
|
08/15/2008 |
08/31/2009
|
596125
|
Darnell, Donald Brian
|
07/28/2008 |
06/30/2008
|
582958
|
Li, Shan
|
06/10/2008 |
06/30/2008
|
503259
|
Naylor, Benny Ray
|
05/26/2008 |
08/31/2008
|
646282
|
Dishman, Tiffany Lynn
|
05/13/2008 |
01/31/2010
|
376970
|
Caudill, Katrina Kearns
|
04/04/2008 |
11/30/2008
|
602286
|
Kruse, Michael Shane
|
02/27/2008 |
11/30/2008
|
653731
|
Wiebe, Robert Richard
|
02/26/2008 |
11/30/2008
|
394406
|
Adams, Gerald Mark
|
02/15/2008 |
06/30/2008
|
384494
|
Elfter, Katherine Ann
|
02/13/2008 |
12/31/2009
|
654076
|
Lewis, Allen Scott
|
02/12/2008 |
04/30/2010
|
639969
|
Whittemore, Glen Edward
|
02/12/2008 |
02/29/2008
|
642222
|
Eldridge, Jake
|
02/12/2008 |
05/31/2008
|
360752
|
Riddle, Brian Keith
|
02/12/2008 |
06/30/2008
|
638483
|
Carpenter, Steven Lee
|
02/12/2008 |
10/31/2009
|
630826
|
Humpert, Gregory Joseph
|
02/11/2008 |
02/29/2008
|
368657
|
Holley, Barry N
|
01/31/2008 |
09/30/2008
|
637138
|
Campbell, Lorie Ann
|
01/31/2008 |
01/31/2008
|
615957
|
Pickthorn, Todd David
|
01/23/2008 |
08/31/2009
|
357386
|
Abner, Freddie Lewis
|
01/22/2008 |
06/30/2008
|
352893
|
Miller, Anthony Harold
|
01/22/2008 |
06/30/2008
|
643268
|
Peddicord, Richard J
|
11/04/2007 |
04/30/2008
|
640303
|
Banks, Chad Edward
|
10/17/2007 |
08/31/2008
|
634377
|
Wilson, Jonathan Paul
|
09/24/2007 |
12/31/2007
|
624033
|
O'Brien, Roberta Lee
|
09/12/2007 |
12/31/2008
|
331018
|
Daria, Anthony N
|
09/12/2007 |
07/31/2008
|
379721
|
Weigold, Mark Phillip
|
08/09/2007 |
06/30/2008
|
611472
|
Fowee, Joseph Paul
|
08/06/2007 |
07/31/2008
|
643985
|
White, Christopher Lawrence
|
08/06/2007 |
02/29/2008
|
377605
|
Moore, William Michael
|
05/24/2007 |
07/31/2008
|
537075
|
Geisler, James Orin
|
05/09/2007 |
10/31/2008
|
311347
|
Malone, Betty Jean
|
05/03/2007 |
05/31/2009
|
537210
|
Hickey, Nancy J
|
04/24/2007 |
06/30/2008
|
328550
|
Ruckel, Anthony Todd
|
03/06/2007 |
06/30/2008
|
635872
|
Clark, Jason Brian
|
02/23/2007 |
02/28/2009
|
613563
|
Robertson, Jeffery
|
02/09/2007 |
12/31/2007
|
631294
|
Dowell, Steven Ray
|
02/09/2007 |
02/28/2009
|
618661
|
Lee, Margaret Rose
|
12/23/2006 |
04/30/2007
|
513630
|
Utley, Tonya R
|
12/14/2006 |
04/30/2009
|
623093
|
Roberson, Karen J
|
12/13/2006 |
01/31/2007
|
332497
|
Caudill, Andrew G
|
10/27/2006 |
12/31/2009
|
560964
|
Puckett, Jeremy Michael
|
09/20/2006 |
07/31/2009
|
615411
|
Peel, Elizabeth Von
|
09/20/2006 |
08/31/2007
|
316122
|
Chapman, William Jefferson
|
09/20/2006 |
07/31/2009
|
613383
|
Coulter, Jason T
|
09/20/2006 |
01/31/2008
|
335536
|
Perry, Robbie Leo
|
09/20/2006 |
01/31/2008
|
534393
|
Gabbard, Major Tyler
|
08/29/2006 |
10/31/2009
|
612537
|
Chance, Paul Allen
|
07/14/2006 |
11/30/2007
|
573514
|
Sullivan, Jessica Owens
|
06/06/2006 |
06/30/2006
|
548101
|
Rogers, Robert Eli
|
04/24/2006 |
06/30/2006
|
392734
|
Harbin, Bill Edward
|
04/13/2006 |
06/30/2006
|
504146
|
Price, Charles Edwin
|
04/12/2006 |
06/30/2006
|
337349
|
Williams, Rebecca Harbin
|
04/12/2006 |
01/31/2008
|
615430
|
Welch, Joanna Mae
|
04/07/2006 |
04/30/2008
|
360752
|
Riddle, Brian Keith
|
04/07/2006 |
06/30/2006
|
533637
|
Lewis, Brenda Sue
|
04/07/2006 |
06/30/2006
|
549475
|
Blair, Shirley Ann
|
04/07/2006 |
06/30/2006
|
577396
|
Link, Marvenia Ann
|
04/07/2006 |
06/30/2006
|
566803
|
Terry, Joey Ray
|
04/07/2006 |
04/30/2008
|
568442
|
Nickell, Kimberly D
|
04/07/2006 |
06/30/2006
|
617175
|
Parks, Derick Shane
|
04/07/2006 |
06/30/2008
|
378406
|
Smith, Joseph Timothy
|
04/07/2006 |
06/30/2006
|
615957
|
Pickthorn, Todd David
|
04/07/2006 |
08/31/2007
|
617149
|
Taylor, William W
|
04/07/2006 |
08/31/2008
|
327225
|
Cable, Charles Alton
|
04/07/2006 |
06/30/2006
|
619551
|
Creech, Gregory A
|
04/07/2006 |
11/30/2008
|
593635
|
Justice, John Anthony
|
04/07/2006 |
06/30/2006
|
609573
|
Terry, Leona
|
04/07/2006 |
06/30/2006
|
501791
|
Butcher, Ronald Ray
|
04/07/2006 |
06/30/2006
|
567259
|
Mullen, Jerry L
|
04/07/2006 |
06/30/2006
|
607773
|
Kenney, Shane R
|
04/07/2006 |
06/30/2006
|
324531
|
Bailey, Tracy Renaee
|
04/06/2006 |
06/30/2006
|
381062
|
Cawood, Margaret Diane
|
04/05/2006 |
06/30/2006
|
510274
|
Preston, Donna Joann
|
03/31/2006 |
06/30/2006
|
598386
|
France, Anthrel Mark
|
03/31/2006 |
06/30/2006
|
333973
|
Blevins, James Earl
|
03/30/2006 |
06/30/2006
|
306162
|
Duff, Homer Larry
|
03/29/2006 |
06/30/2006
|
366873
|
Parrish, Barry Nelson
|
03/17/2006 |
06/30/2006
|
559148
|
Drummonds, Angie Lynn
|
03/17/2006 |
06/30/2006
|
353834
|
Arnold, Nora Jean
|
03/17/2006 |
06/30/2006
|
595230
|
Brown, Kathy Lynn
|
03/17/2006 |
06/30/2006
|
334699
|
Foley, Cecil
|
03/17/2006 |
06/30/2006
|
590435
|
Mooney, James Glenn
|
03/17/2006 |
06/30/2006
|
340445
|
Turner, Anna M
|
03/17/2006 |
06/30/2006
|
610006
|
Johns, Rachel Ann
|
03/17/2006 |
06/30/2006
|
382370
|
Roaden, Lonnie Dale
|
03/17/2006 |
06/30/2006
|
337335
|
Thompson, James Oscar
|
03/16/2006 |
06/30/2006
|
319840
|
Chafin, James L
|
03/15/2006 |
06/30/2006
|
319351
|
Bargo-Hubbard, Freda
|
03/15/2006 |
06/30/2006
|
356845
|
Schooler, David L
|
03/15/2006 |
06/30/2006
|
319392
|
Payne, John Timothy
|
03/15/2006 |
06/30/2006
|
364264
|
Fultz, Gregory Allen
|
03/15/2006 |
06/30/2006
|
351996
|
Prewitt, James Edward
|
03/15/2006 |
06/30/2006
|
354177
|
Rains, Jerry Lee
|
03/15/2006 |
06/30/2006
|
385851
|
Nash, Don Eddie
|
03/15/2006 |
06/30/2006
|
337324
|
Nantz, David W
|
03/15/2006 |
06/30/2006
|
610014
|
Thompson, Angeline Marie
|
03/06/2006 |
07/31/2006
|
607750
|
Romans, Steven C
|
03/06/2006 |
06/30/2006
|
363906
|
Sturgill, Jerry A
|
03/06/2006 |
06/30/2006
|
346374
|
Artis, Kevin Scott
|
03/06/2006 |
06/30/2006
|
607719
|
Stevens, Claris Ann
|
03/06/2006 |
06/30/2006
|
573504
|
Sharp, Phillip Sharp
|
03/06/2006 |
06/30/2006
|
384233
|
Castle, Jimmy Lee
|
03/06/2006 |
06/30/2006
|
597489
|
Sturgill, Teresa Jane
|
03/06/2006 |
06/30/2006
|
303542
|
Angel, David Kevin
|
03/06/2006 |
06/30/2006
|
607427
|
Mills, Deborah Ann
|
03/06/2006 |
06/30/2006
|
602281
|
Madden, Jessica Lee
|
03/06/2006 |
06/30/2006
|
328550
|
Ruckel, Anthony Todd
|
03/06/2006 |
06/30/2006
|
378813
|
Clark, Shirley Ann
|
03/01/2006 |
06/30/2006
|
311300
|
Napier, Carl Orlee
|
02/27/2006 |
06/30/2006
|
359093
|
Osborne, Ronnie Gene
|
02/13/2006 |
06/30/2006
|
358668
|
Hart, Monte W
|
12/06/2005 |
06/30/2006
|
347207
|
Salyers, Terry Alan
|
12/06/2005 |
06/30/2006
|
323365
|
McDonald, James Claude
|
12/06/2005 |
06/30/2006
|
552115
|
Smith, Danny W
|
12/06/2005 |
06/30/2006
|
376970
|
Caudill, Katrina Kearns
|
11/29/2005 |
06/30/2006
|
537162
|
Stacy, Israel Daryl
|
11/29/2005 |
06/30/2006
|
368657
|
Holley, Barry N
|
11/22/2005 |
06/30/2006
|
600130
|
Shepherd, Jeremy Bedford
|
11/22/2005 |
06/30/2006
|
329045
|
Green, Christopher J
|
11/21/2005 |
06/30/2006
|
524690
|
Davis, Kim Lynette
|
11/07/2005 |
06/30/2006
|
592717
|
Heveline, Robert Jory
|
11/07/2005 |
06/30/2006
|
612542
|
Kohlman, Ronald Charles
|
11/07/2005 |
12/31/2007
|
376490
|
Haines, Robert Mark
|
11/07/2005 |
06/30/2006
|
559646
|
Johnson, Robert Dwain
|
11/07/2005 |
06/30/2006
|
357304
|
Cox, John Henry
|
11/07/2005 |
06/30/2006
|
307068
|
Embers-Mucker, Jann Annette
|
10/17/2005 |
06/30/2006
|
322435
|
Coleman, Lewis
|
10/17/2005 |
06/30/2006
|
313313
|
Judd, Debra Jayne
|
10/17/2005 |
06/30/2006
|
580064
|
Butler, Corneilus Deon
|
10/17/2005 |
06/30/2006
|
319422
|
Fraley, Darrell Edward
|
10/12/2005 |
06/30/2006
|
320188
|
Besuden, David French
|
10/07/2005 |
06/30/2006
|
585401
|
Blanchet, Kelly Lynn
|
10/07/2005 |
06/30/2006
|
394406
|
Adams, Gerald Mark
|
10/07/2005 |
06/30/2006
|
505763
|
Short, David Edward
|
10/07/2005 |
06/30/2006
|
578566
|
Simons, Pamela Elaine
|
10/07/2005 |
06/30/2006
|
510035
|
Bastin, Marvin Michael
|
09/22/2005 |
06/30/2006
|
598960
|
Underwood, Kenneth Wayne
|
09/16/2005 |
06/30/2006
|
590440
|
Haselwood, Alana Stephanie
|
09/16/2005 |
06/30/2006
|
600127
|
Underwood, Gail Elaine
|
09/16/2005 |
06/30/2006
|
509972
|
Moore, Mitchell H
|
09/09/2005 |
06/30/2006
|
588533
|
Parris, Marla Karen
|
07/01/2005 |
06/30/2006
|
601191
|
Bryant, Crystal Dawn
|
07/01/2005 |
06/30/2006
|
585153
|
Wright, Leigh Anne
|
07/01/2005 |
06/30/2006
|
575669
|
Oldham, Elizabeth Ann
|
07/01/2005 |
06/30/2006
|
357386
|
Abner, Freddie Lewis
|
01/20/2005 |
06/30/2006
|
352893
|
Miller, Anthony Harold
|
01/12/2005 |
06/30/2006
|
549371
|
Gabbard, Rebecca Joyce
|
12/29/2004 |
06/30/2006
|
388407
|
Mccloud, Charles Daniel
|
12/20/2004 |
06/30/2006
|
328970
|
Shrader, Cindi M
|
12/11/2004 |
06/30/2006
|