Course Name : Know Your Customer & Variable Annuities FINRA2330 |
DOI ID | Name | Completion Date |
Compliance Date |
754811
|
Gigliotti, Anthony John
|
02/05/2023 |
02/28/2023
|
842660
|
Luckhardt, Adam N
|
12/19/2022 |
01/31/2023
|
314763
|
Kane, Nikolas Andre
|
11/15/2022 |
01/31/2023
|
812856
|
Schmitt, Jeremy Lawson
|
10/20/2022 |
10/31/2022
|
522258
|
Park, Curtis J
|
09/13/2022 |
11/30/2022
|
821326
|
Shannon, Kenneth James
|
08/09/2022 |
09/30/2022
|
364711
|
Harper, William J
|
07/18/2022 |
07/31/2022
|
963636
|
Carter, William
|
06/12/2022 |
08/31/2022
|
656719
|
Mann, Crystal Lynn
|
06/03/2022 |
06/30/2022
|
305265
|
Taylor, Walter Marcel
|
05/11/2022 |
06/30/2022
|
350230
|
Gaynor, Carlton Lamont
|
01/15/2022 |
08/31/2021
|
1001671
|
Biddle, Stephanie
|
01/03/2022 |
01/31/2022
|
960702
|
Johnson, Adam William
|
12/06/2021 |
12/31/2021
|
614298
|
Redding, Joseph Easom
|
10/24/2021 |
11/30/2021
|
336539
|
Sandknop, Jeffrey Scott
|
10/15/2021 |
10/31/2021
|
701589
|
Willen, Joshua A
|
08/27/2021 |
10/31/2021
|
346746
|
Siegrist-Garten, Sheila
|
07/21/2021 |
08/31/2021
|
994464
|
Owen, Brian Michael
|
07/15/2021 |
09/30/2021
|
693005
|
Hall, Dustin Kimberly
|
01/24/2021 |
01/31/2021
|
567684
|
Bisig, Laurie Lynn
|
12/12/2020 |
03/31/2021
|
522258
|
Park, Curtis J
|
09/14/2020 |
11/30/2020
|
781650
|
Montgomery, Latheresa Farris
|
04/29/2020 |
05/31/2020
|
722760
|
Hammond, Zachary Alden
|
03/05/2020 |
03/31/2020
|
316342
|
Bosley, Marcus Worth
|
03/02/2020 |
02/28/2022
|
699435
|
Allen, John M
|
02/10/2020 |
03/31/2020
|
583472
|
Alexander, Jeremy Bryce
|
01/13/2020 |
05/31/2020
|
577551
|
Dingle, Scott Laurence
|
01/03/2020 |
02/28/2021
|
544205
|
Gonzalez, Daniel
|
11/20/2019 |
11/30/2019
|
754964
|
Peacock, Kevin
|
09/06/2019 |
10/31/2019
|
898700
|
Lyttle, Stephanie
|
07/30/2019 |
07/31/2019
|
1003529
|
Stephenson, Robert
|
06/21/2019 |
09/30/2019
|
970315
|
Schweitzer, Holly E
|
02/14/2019 |
01/31/2019
|
539905
|
Rodgers-Rivir, Carol Marie
|
02/07/2019 |
03/31/2019
|
934255
|
Jacobs-Schaadt, Christine M
|
01/05/2019 |
01/31/2019
|
898163
|
Day, Jeffrey Thomas
|
10/18/2018 |
09/30/2020
|
567684
|
Bisig, Laurie Lynn
|
09/11/2018 |
03/31/2019
|
957620
|
Grimball, Angelique Michel
|
08/30/2018 |
12/31/2019
|
898163
|
Day, Jeffrey Thomas
|
08/28/2018 |
09/30/2018
|
328054
|
Whitcomb, Steven J
|
08/26/2018 |
02/28/2019
|
373337
|
Goldberg, Kay L
|
08/11/2018 |
08/31/2018
|
803446
|
Jolly, Dennis N
|
07/20/2018 |
11/30/2018
|
595405
|
McMorran, Gregory Michael
|
07/17/2018 |
04/30/2020
|
336539
|
Sandknop, Jeffrey Scott
|
07/17/2018 |
10/31/2019
|