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Course Attendance Information
PR00039: Kaplan
Experior Provider Number:
S10199
Provider Type:
Independent
Certification Date:
5/23/1990
Address:
1515 W Cypress Creek Road
Ste RFR
Fort Lauderdale, FL 33309
Contact:
Lisa Goyette
Telephone:
715-579-5383
Status:
Active
Termination Date:
N/A
View Instructors
Course Attendees
Course Name :
UNDERSTANDING ANNUITIES SALES OBLIGATIONS AND FINRA 2330 2ND EDITION
DOI ID
Name
Completion Date
Compliance Date
1298749
Neeley, Leonard Daniel
11/12/2025
12/31/2024
306240
Brown, Robert Wendell
11/03/2025
03/31/2027
384248
White, Sharon Denise
10/27/2025
10/31/2026
392553
Wilson, James Edward
09/16/2025
04/30/2025
783682
Maynard, Kevin N
07/17/2025
11/30/2027
656719
Mann, Crystal Lynn
07/15/2025
06/30/2026
722760
Hammond, Zachary Alden
07/11/2025
03/31/2026
305265
Taylor, Walter Marcel
07/03/2025
06/30/2026
328054
Whitcomb, Steven J
06/28/2025
02/28/2027
847225
Evans, William
06/20/2025
10/31/2025
898163
Day, Jeffrey Thomas
06/16/2025
09/30/2026
336539
Sandknop, Jeffrey Scott
06/15/2025
10/31/2025
778025
Hughes, Justin
06/13/2025
06/30/2025
1066240
Padgett, Lane Wendell
06/10/2025
04/30/2026
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