Course Name : Guiding Clients Through Difficult Markets |
DOI ID | Name | Completion Date |
Compliance Date |
913241
|
Barker, Debbie "Gigi"
|
04/09/2024 |
07/31/2024
|
1258867
|
Richmond, Sean
|
03/28/2024 |
03/31/2024
|
555607
|
Kinnett, Micah
|
11/17/2023 |
11/30/2023
|
828927
|
Travelstead, Jessica
|
08/24/2023 |
09/30/2023
|
361348
|
Marshall, Karen S
|
07/12/2023 |
07/31/2023
|
590822
|
McConnell, James Clayton
|
05/15/2023 |
05/31/2023
|
554782
|
Wheeler, Eric Dayne
|
05/15/2023 |
05/31/2023
|
1030564
|
Dill, Mark
|
05/02/2023 |
07/31/2023
|
383187
|
Mitchell, Thomas
|
02/22/2023 |
02/29/2024
|
799072
|
Burlew, Matthew
|
12/22/2022 |
12/31/2022
|
905276
|
Mefford, Jana Kay
|
10/18/2022 |
04/30/2023
|
750674
|
Diebold, Karl Richard
|
09/16/2022 |
09/30/2022
|
1117490
|
Alluri, Venkata R
|
07/26/2022 |
07/31/2022
|
387415
|
Rogers, Nathan Eric
|
07/17/2022 |
07/31/2022
|
1017133
|
Della Bella, Joseph Peter
|
03/30/2022 |
03/31/2022
|
388436
|
Miller, James King
|
03/24/2022 |
04/30/2022
|
940135
|
Osborne, Debra Laura
|
03/24/2022 |
05/31/2022
|
587687
|
Verhalen, Patricia Diane
|
02/19/2022 |
02/28/2022
|
542938
|
Cole, Christina Kathryn
|
01/29/2022 |
01/31/2022
|
305740
|
Mosser, Ronald E
|
09/25/2021 |
03/31/2022
|
310547
|
Twyman, Todd William
|
09/16/2021 |
10/31/2022
|
587608
|
Johantges, Kenneth Albert
|
08/24/2021 |
08/31/2021
|
895595
|
Curtis, Brian
|
02/17/2021 |
02/28/2021
|
917211
|
Letcher-Mcleod, Kristen Kerr
|
12/22/2020 |
01/31/2021
|
390395
|
Kuntz, John
|
12/01/2020 |
04/30/2021
|
681413
|
Scarpellini, Jason A
|
11/11/2020 |
07/31/2021
|
362032
|
Weber, Larry Todd
|
10/27/2020 |
10/31/2020
|
566659
|
Ferreri, Elizabeth Ann
|
09/22/2020 |
09/30/2021
|
738437
|
Kerdolff, Timothy Russell
|
06/25/2020 |
10/31/2021
|
352533
|
Graves, Carina
|
05/27/2020 |
07/31/2020
|
686440
|
Malatesta, Kelly M
|
04/20/2020 |
05/31/2020
|
336611
|
Joyner, Mark Edward
|
04/09/2020 |
04/30/2021
|
920595
|
Seidl, Tyler
|
03/10/2020 |
05/31/2021
|
701629
|
Deaton, Randy Dean
|
12/12/2019 |
12/31/2019
|
859318
|
Hohman, Kelly
|
09/27/2019 |
11/30/2019
|
980048
|
Speer, William
|
07/01/2019 |
12/31/2019
|
370332
|
Barlow, Barry O
|
06/20/2019 |
06/30/2019
|
983858
|
Fry, Amanda
|
04/29/2019 |
05/31/2019
|
894578
|
Weible, Benjamin B
|
04/16/2019 |
04/30/2019
|
982606
|
Beach, Catherine M
|
04/04/2019 |
09/30/2019
|
633525
|
Randall, Trenton Dane
|
02/26/2019 |
02/28/2019
|
941568
|
Pope, Cullen
|
02/12/2019 |
02/28/2019
|
615961
|
Roar, Robert Douglas
|
02/03/2019 |
02/28/2019
|
541761
|
Ryser, Raleigh Dayton
|
02/01/2019 |
02/28/2019
|
641759
|
Huelsman, Sarah Jane
|
01/24/2019 |
01/31/2019
|
851928
|
Smith, Zackary Stuart William
|
01/24/2019 |
02/28/2019
|
849290
|
Cassady, Ballard
|
12/28/2018 |
12/31/2018
|
895595
|
Curtis, Brian
|
11/30/2018 |
02/28/2019
|
663413
|
Hicks, Wallace Jeffrey
|
11/30/2018 |
12/31/2019
|
594403
|
Raines, Shannon Renee
|
11/23/2018 |
11/30/2018
|
304977
|
Arant, Ronald Keith
|
10/31/2018 |
04/30/2019
|
317128
|
Kelly, Scott Anderson
|
10/26/2018 |
10/31/2018
|
318455
|
Sullivan, Hal Norman
|
10/03/2018 |
07/31/2020
|
895291
|
Daniels, Margaret
|
10/02/2018 |
10/31/2018
|
516121
|
Davis, Thomas
|
09/05/2018 |
09/30/2018
|
317978
|
Denker, Brent Lyn
|
08/28/2018 |
10/31/2018
|
351967
|
Strehl, Patrick T
|
08/09/2018 |
09/30/2018
|
382405
|
Perrone, Thomas
|
07/29/2018 |
07/31/2018
|
353437
|
Chatfield, Catherine Lear
|
07/23/2018 |
09/30/2018
|
353768
|
Phelps, Charles David
|
05/24/2018 |
07/31/2018
|
352533
|
Graves, Carina
|
05/14/2018 |
07/31/2018
|
675041
|
Lucas, Jessica
|
04/24/2018 |
05/31/2018
|
716416
|
Wolford, William Charles
|
04/18/2018 |
05/31/2018
|
310547
|
Twyman, Todd William
|
04/16/2018 |
10/31/2018
|
349851
|
Wobbe, William
|
03/28/2018 |
03/31/2018
|
824699
|
Heck, David
|
03/15/2018 |
05/31/2018
|
887706
|
Vater, Derek
|
02/27/2018 |
03/31/2018
|
325505
|
Arant, Albert H
|
02/02/2018 |
03/31/2018
|
376665
|
Rogers, John Charles
|
01/13/2018 |
02/28/2018
|
652821
|
Mahle, Brett Jason
|
11/17/2017 |
02/28/2019
|
520984
|
Chitwood, Mila Carol
|
11/17/2017 |
01/31/2018
|
370789
|
Musgrave, Travis Kyle
|
11/17/2017 |
01/31/2018
|
363946
|
Hoffman, Lesa Kay
|
11/03/2017 |
04/30/2019
|
917051
|
Switzer, John Graham
|
10/17/2017 |
12/31/2017
|
536413
|
Wood, Gregory Stephan
|
09/26/2017 |
09/30/2017
|
387103
|
Blythe, Cynthia K.
|
07/11/2017 |
09/30/2017
|
883105
|
Biggins, Emily K
|
07/05/2017 |
04/30/2017
|
389758
|
Thomas, Robin L
|
06/29/2017 |
11/30/2017
|
778025
|
Hughes, Justin
|
06/15/2017 |
06/30/2017
|
745675
|
Lawless, Seth Bradford
|
06/01/2017 |
07/31/2017
|
309663
|
Knabel, Michael Lawrence
|
05/25/2017 |
07/31/2017
|
520441
|
Ditto, Dale S.
|
05/24/2017 |
05/31/2017
|
304484
|
King, Lisa Gilreath
|
05/06/2017 |
05/31/2017
|
356826
|
Gilreath, Vernon Lee
|
05/05/2017 |
05/31/2017
|
649992
|
Mulgrave, Valerie Jean
|
04/05/2017 |
05/31/2017
|
391351
|
Thompson, Frank Joseph
|
03/29/2017 |
03/31/2017
|
505718
|
Miller, Lisa Gayle
|
03/22/2017 |
09/30/2017
|
336611
|
Joyner, Mark Edward
|
03/21/2017 |
04/30/2017
|
641452
|
Gates, Jeremy Christopher
|
03/20/2017 |
05/31/2018
|
909446
|
Manship, Justin David
|
03/17/2017 |
05/31/2017
|
558690
|
Taylor, Harold Eugene
|
03/13/2017 |
03/31/2017
|
333799
|
Hudson, Christopher Allen
|
02/24/2017 |
03/31/2017
|
670167
|
Hall, Jennifer Marie
|
02/10/2017 |
04/30/2017
|
819720
|
Etling, Philip Darryl
|
01/10/2017 |
03/31/2017
|
381091
|
Woods, Gina L
|
12/12/2016 |
05/31/2018
|
814747
|
Marshall, David
|
12/05/2016 |
12/31/2016
|
379499
|
Park, Richard S
|
12/03/2016 |
12/31/2016
|
390395
|
Kuntz, John
|
11/30/2016 |
04/30/2017
|
377506
|
Detraz, Gary Warren
|
11/07/2016 |
02/28/2017
|
362032
|
Weber, Larry Todd
|
10/29/2016 |
10/31/2016
|
811649
|
Skeen, Laurie Anne
|
10/20/2016 |
10/31/2016
|
738437
|
Kerdolff, Timothy Russell
|
10/18/2016 |
10/31/2017
|
856400
|
Keighley, Adam Alexander
|
10/05/2016 |
11/30/2016
|
348108
|
Heitker, Jennifer Morgan
|
10/05/2016 |
03/31/2017
|
362832
|
Snyder, Jeffry Gerald
|
09/27/2016 |
10/31/2016
|
331136
|
Crosthwaite, Larry W
|
09/01/2016 |
11/30/2016
|
606065
|
Knight, Brad Allen
|
08/15/2016 |
10/31/2016
|
326365
|
Hackman, Thomas Lee
|
07/27/2016 |
07/31/2016
|
378397
|
Dorroh, Paul Allen
|
05/15/2016 |
05/31/2016
|
534302
|
Davis, James Tyson
|
05/05/2016 |
06/30/2016
|
600591
|
Rolling, Laura
|
05/04/2016 |
05/31/2016
|
626354
|
Day, Matthew Adam
|
04/23/2016 |
04/30/2016
|
364647
|
Millson, Barry Stephen
|
03/11/2016 |
08/31/2016
|
687208
|
Savage, Margaret Detraz
|
01/29/2016 |
01/31/2016
|
371317
|
Saling, James
|
12/07/2015 |
01/31/2016
|
332563
|
Hamilton, Joseph James
|
11/11/2015 |
12/31/2015
|
660588
|
Copley, Virginia Ann
|
10/14/2015 |
10/31/2015
|
581844
|
Vitale, Shannon Moore
|
09/05/2015 |
09/30/2015
|
385094
|
Bowra, Laura Simms
|
02/09/2015 |
03/31/2015
|
390395
|
Kuntz, John
|
01/08/2015 |
04/30/2015
|
351456
|
Durso, Richard Gerard
|
11/21/2014 |
11/30/2014
|
638986
|
Russell, Anastasia Andrews
|
05/15/2014 |
06/30/2014
|
372575
|
Isenberg, Kenneth Dale
|
02/08/2014 |
02/28/2014
|
584722
|
Adkins, Lawrence Kevin
|
02/05/2014 |
02/28/2014
|
388782
|
Jacobs, Gregory Thomas
|
02/03/2014 |
03/31/2014
|
325505
|
Arant, Albert H
|
01/23/2014 |
03/31/2014
|
713325
|
Lastivka, Tim Joseph
|
12/30/2013 |
02/28/2014
|
735930
|
Morgan, Brooks Marshal
|
09/23/2013 |
10/31/2013
|
540801
|
Schmidt, Lisa Jane
|
09/18/2013 |
09/30/2013
|
572079
|
Thornton, Meredith Webb
|
08/11/2013 |
08/31/2013
|
579988
|
Spurlock, Timothy David
|
07/29/2013 |
07/31/2013
|
391656
|
Fuller, William S
|
07/28/2013 |
07/31/2013
|
383312
|
Hatfield, Jeffrey Allen
|
07/25/2013 |
07/31/2014
|
340036
|
Foster, Christopher C
|
07/19/2013 |
10/31/2013
|
776593
|
Distler, Lauren Maie
|
07/03/2013 |
08/31/2013
|
597975
|
Howard, Bradley Mark
|
06/26/2013 |
06/30/2013
|
384123
|
Schade, Joan Michelle
|
05/29/2013 |
02/28/2015
|
305425
|
Garrett, Christina Louise
|
05/01/2013 |
01/31/2013
|
534743
|
Vincenti, Gregory R
|
04/03/2013 |
05/31/2013
|
338109
|
Kicklighter, Katherine Graham
|
04/02/2013 |
04/30/2013
|
385094
|
Bowra, Laura Simms
|
02/25/2013 |
03/31/2013
|
600437
|
Carrier, Clinton Kyle
|
12/18/2012 |
12/31/2012
|
506891
|
Lee, Christopher R
|
12/06/2012 |
12/31/2012
|
592789
|
Cassell, Susan Lee
|
09/07/2012 |
12/31/2012
|
603144
|
Henry, Joshua Jerome
|
08/20/2012 |
08/31/2012
|
726817
|
Moyer, Jessica L
|
07/23/2012 |
09/30/2013
|
700332
|
Peregoy, Nicholas Jack
|
07/09/2012 |
07/31/2012
|
348137
|
Perrin, Cathy P
|
06/08/2012 |
07/31/2012
|
378397
|
Dorroh, Paul Allen
|
05/25/2012 |
05/31/2012
|
382047
|
Binford, Thomas Ray
|
04/07/2012 |
04/30/2012
|
355543
|
Veinot, Jason W
|
11/28/2011 |
04/30/2012
|
307017
|
Rhude, Angela Jo
|
07/22/2011 |
08/31/2011
|
676996
|
Wynne, Patricia Rae
|
06/17/2011 |
06/30/2011
|
652222
|
Das, Mohua
|
05/24/2011 |
05/31/2011
|
507082
|
Henderson, William Johnathan
|
04/05/2011 |
04/30/2011
|
390395
|
Kuntz, John
|
02/04/2011 |
04/30/2011
|
535013
|
Langley, Jason Garrick
|
12/15/2010 |
12/31/2011
|
610038
|
Couch, Gregory Wayne
|
12/15/2010 |
04/30/2011
|
386533
|
Kudmani, Sammy
|
12/14/2010 |
03/31/2011
|
380233
|
Doll, James Patrick
|
12/08/2010 |
04/30/2011
|
321989
|
Jackson, Rick Mercer
|
12/07/2010 |
05/31/2011
|
558075
|
Gibbs, Jacqueline Claire
|
12/07/2010 |
10/31/2011
|
563507
|
Hines, Lauchlin Vernon
|
12/07/2010 |
08/31/2012
|
329893
|
Miller, Lisa Satterly
|
11/24/2010 |
01/31/2011
|
336909
|
Moorman, Michael Joseph
|
11/24/2010 |
12/31/2011
|
630328
|
Hunter, Mark
|
06/25/2010 |
06/30/2010
|
382428
|
Tierney, Kevin M
|
06/23/2010 |
10/31/2010
|
340600
|
Foutch, Dan J
|
04/03/2010 |
05/31/2010
|
538966
|
Brewer, Jennifer Lea
|
03/04/2010 |
03/31/2010
|
360782
|
Martin, David Parmalee
|
10/22/2009 |
07/31/2010
|
621568
|
Snyder, Ronald Wayne
|
09/20/2009 |
09/30/2009
|
308529
|
Lovejoy, John E
|
09/18/2009 |
10/31/2009
|
514068
|
Nutter, James Kelley
|
08/20/2009 |
10/31/2009
|
376636
|
Emery, David Rodger
|
08/04/2009 |
03/31/2011
|
376143
|
Morrison, Mark W
|
06/29/2009 |
07/31/2009
|
612619
|
Tye, Kimberly F
|
06/26/2009 |
11/30/2009
|
373955
|
Pulliam, Kerry Wayne
|
06/22/2009 |
04/30/2010
|
308296
|
Gowers, Stephen J
|
05/25/2009 |
12/31/2010
|
652222
|
Das, Mohua
|
04/21/2009 |
05/31/2009
|
607798
|
Carter, Stephanie LeAnn
|
04/17/2009 |
06/30/2009
|
652821
|
Mahle, Brett Jason
|
02/02/2009 |
02/28/2009
|
637259
|
Brown, Derek Todd
|
01/08/2009 |
02/28/2009
|
361755
|
Jordan, Melissa R C
|
12/23/2008 |
06/30/2009
|
591473
|
Herrman, David Jerome
|
12/03/2008 |
12/31/2008
|
306010
|
Polley, Diane Renee
|
11/23/2008 |
02/28/2009
|
536997
|
Mindak, James Michael
|
11/20/2008 |
10/31/2009
|
381091
|
Woods, Gina L
|
11/19/2008 |
05/31/2010
|
393821
|
Norton, Lawrence E
|
11/17/2008 |
09/30/2010
|
521468
|
Johnson, Clarence Walker
|
11/11/2008 |
10/31/2009
|
551256
|
Patrick, Deanna Kay
|
11/04/2008 |
09/30/2010
|
627932
|
Rogers, Jeffrey Thomas
|
10/27/2008 |
08/31/2009
|
638388
|
Chamberlain, Anne Maleva
|
10/27/2008 |
08/31/2009
|
316472
|
Current, Darrell S
|
10/14/2008 |
07/31/2009
|
649066
|
Osowicz, Stephen M
|
10/07/2008 |
12/31/2008
|
608567
|
Harrison, Gary C
|
09/10/2008 |
10/31/2009
|
624228
|
Sztanyo, Mark Jeffrey
|
08/23/2008 |
10/31/2008
|
563075
|
Marx, Patricia T
|
07/23/2008 |
02/28/2009
|
338730
|
Adkins, Jeffrey L
|
07/17/2008 |
08/31/2008
|
324525
|
Hesthaven, Dennis George
|
07/01/2008 |
12/31/2008
|
618785
|
O'Donovan, Patrick Richard
|
06/21/2006 |
06/30/2008
|
311849
|
Schriner, Jeffrey Kent
|
06/16/2006 |
06/30/2006
|
332316
|
Headley, Garrett Lee
|
06/02/2006 |
06/30/2006
|
343349
|
Milliken, John Andrew
|
06/01/2006 |
06/30/2006
|
386444
|
Wimsatt, Ralph
|
05/31/2006 |
06/30/2006
|
311947
|
Brotherton, Roderick Lee
|
05/26/2006 |
06/30/2006
|
358115
|
Fister, Walter Stanley
|
05/23/2006 |
06/30/2006
|
330313
|
Fister, Walter Morgan
|
05/23/2006 |
06/30/2006
|
389817
|
Mahan, John Forrester
|
05/23/2006 |
06/30/2006
|
343617
|
Ogden, Sergius Thomas
|
05/23/2006 |
06/30/2006
|
557275
|
Fister, Justin Edwin
|
05/22/2006 |
06/30/2006
|
552677
|
Mullins, Gregory Crawford
|
04/20/2005 |
06/30/2006
|
537251
|
Braden, James Alan
|
09/08/2004 |
06/30/2006
|