DEPARTMENT OF INSURANCE
Affiliations
NameVantage Financial Group IncDOIID518007NAIC NPN1879962
License - Line of Authority Information
StatusResidencyClassLine of AuthorityActive DateInactive DateLicense Expiration Date
DeniedNon ResidentAgentVariable Life and Variable Annuities   
InactiveNon ResidentAgentHealth2/10/202211/1/2023 
InactiveNon ResidentAgentLife2/10/202211/1/2023 
* If a status Is Pending, Pending Replacement,Or the record displays Affidavit On File, click On them For more details.
Notice: The Department verifies, at the time of application for a Variable Life and Variable Annuity line of authority, that an agent is registered with the Financial Industry Regulatory Authority (FINRA) and the applicant has passed the Series 6 or greater exam. The Department does not verify registration with FINRA after the agent is qualified by the Department to receive the Variable Life and Variable Annuity line of authority. If you have questions about a broker’s FINRA registration status, you should check this status directly with FINRA.

Appointments with the following Insurers
StatusAffiliation NameDOI NumberLine of AuthorityActive DateInactive Date
InactiveCincinnati Life Insurance Company (The)300601Agent - Life11/23/20211/1/2022
InactiveGeneral American Life Insurance Company300280Agent - Health12/11/200011/14/2009
InactiveGeneral American Life Insurance Company300280Agent - Life12/11/200011/14/2009
InactiveGeneral American Life Insurance Company300280Agent - Variable Life and Variable Annuities4/20/200111/14/2009
InactiveMetLife Investors USA Insurance Company300845Agent - Health1/5/200411/14/2009
InactiveMetLife Investors USA Insurance Company300845Agent - Life1/5/200411/14/2009
InactiveMetLife Investors USA Insurance Company300845Agent - Variable Life and Variable Annuities1/5/200411/14/2009
InactiveStandard Insurance Company300185Agent - Health4/24/20043/31/2020
InactiveStandard Insurance Company300185Agent - Life4/24/20043/31/2020
Designated Individuals
StatusAffiliation NameDOI NumberLine of AuthorityActive DateInactive Date
InactiveArnold, Kemper D 387460Agent - Health1/16/200411/27/2009
InactiveArnold, Kemper D 387460Agent - Life1/16/200410/31/2019
InactiveArnold, Kemper D 387460Agent - Variable Life and Variable Annuities1/16/200411/14/2009
InactiveFerrazza, Carl M 630117Agent - Health10/18/20133/31/2020
InactiveFerrazza, Carl M 630117Agent - Life10/18/20133/31/2020
InactiveFerrazza, Carl M 630117Agent - Variable Life and Variable Annuities10/18/20133/31/2020
InactiveHansen, David N 519387Agent - Health1/16/20043/31/2007
InactiveHansen, David N 519387Agent - Life1/16/20043/31/2007
InactiveHansen, David N 519387Agent - Variable Life and Variable Annuities1/16/20043/31/2007
DeniedMccormick, William M 721168Agent - Health  
DeniedMccormick, William M 721168Agent - Life  
InactiveRitvo, Alan D 695148Agent - Health10/5/20117/31/2013
InactiveRitvo, Alan D 695148Agent - Life10/5/20114/10/2013
InactiveRitvo, Alan D 695148Agent - Variable Life and Variable Annuities10/5/20117/31/2013
InactiveSmith, George Daniel 501609Agent - Health1/16/20045/27/2010
InactiveSmith, George Daniel 501609Agent - Life1/16/200411/30/2017
InactiveSmith, George Daniel 501609Agent - Variable Life and Variable Annuities1/16/200412/17/2009
InactiveSzeretvai, George G 518192Agent - Health12/11/20002/10/2009
InactiveSzeretvai, George G 518192Agent - Life12/11/20002/10/2009
InactiveSzeretvai, George G 518192Agent - Variable Life and Variable Annuities5/31/20012/10/2009
DeniedTuttle, Steven B 380452Agent - Health  
DeniedTuttle, Steven B 380452Agent - Life  
InactiveUhle, Martin John 672092Agent - Health2/10/20097/31/2011
InactiveUhle, Martin John 672092Agent - Life2/10/20097/31/2011
InactiveUhle, Martin John 672092Agent - Variable Life and Variable Annuities2/10/20097/31/2011

© Commonwealth of Kentucky. All rights reserved.