| Course # | Course Concentration | KY Provider Name | Completion Date | Method of Instruction | Credit Hours | Compliance Date |
|---|
| Financial Strategies, DOL Updates & Ethics - C12160 | Life and Health | Sigco, Inc. dba Pohs Institute | 9/5/2025 | Correspondence | 18 | 5/31/2026 |
| Financial Strategies,DOL updates&Ethics-EthicsOnly - C12161 | Ethics | Sigco, Inc. dba Pohs Institute | 9/5/2025 | Correspondence | 6 | 5/31/2026 |
| Elements of Insurance & Ethics (Ethics Only) - C12159 | Ethics | Sigco, Inc. dba Pohs Institute | 12/14/2024 | Correspondence | 6 | 5/31/2026 |
| Elements of Insurance & Ethics - C12158 | Life and Health | Sigco, Inc. dba Pohs Institute | 12/14/2024 | Correspondence | 18 | 5/31/2026 |
| LTC and Partnership Program 4 Hr Refresher Course - C15898 | Long Term Care Partnership Act | Kaplan | 10/27/2024 | Correspondence | 4 | 5/31/2026 |
| Financial Planning and Ethics - C94294 | Life and Health | Sigco, Inc. dba Pohs Institute | 3/24/2024 | Correspondence | 18 | 5/31/2024 |
| Financial Planning and Ethics (Ethic Section) - C94292 | Ethics | Sigco, Inc. dba Pohs Institute | 3/24/2024 | Correspondence | 6 | 5/31/2024 |
| Annuity Suitability&Best Interest Standard:1HrTrai - C20651 | Annuity Suitability | Kaplan | 6/26/2022 | Correspondence | 1 | 5/31/2024 |
| LTC and Partnership Program 4 Hr Refresher Course - C15898 | Long Term Care Partnership Act | Kaplan | 5/22/2022 | Correspondence | 4 | 5/31/2022 |
| Visualize Retirement Webinar - C15402 | Life | Prudential Annuities Life Assurance Corporation | 2/9/2022 | Classroom | 1 | 5/31/2022 |
| The Missing Asset Class (Webinar ) - C23061 | Life and Health | Prudential Annuities Life Assurance Corporation | 9/8/2021 | Classroom | 1 | 5/31/2022 |
| Professional Ethics:Doing Business The Right Way - C22944 | Ethics | Prudential Annuities Life Assurance Corporation | 7/14/2021 | Classroom | 1 | 5/31/2022 |
| Agents&Advisory Key to Annuities&Ethical Conduct - C23666 | Life and Health | Affordable-Success-FirstChoice-ClienTell CE | 5/27/2021 | Correspondence | 18 | 5/31/2022 |
| Agents Ethical Considerations&Consumer Suitability - C23700 | Ethics | Affordable-Success-FirstChoice-ClienTell CE | 5/27/2021 | Correspondence | 6 | 5/31/2022 |
| Behavorial Finance - C23098 | Life and Health | Fidelity Institutional Investments c/o RegEd,Inc. | 12/16/2020 | Classroom | 1 | 5/31/2022 |
| Planning For Lifes Big Moments - C23117 | Life and Health | Fidelity Institutional Investments c/o RegEd,Inc. | 9/30/2020 | Classroom | 1 | 5/31/2022 |
| 12 IRA Mistakes: Help Your Clients Avoid Common an - C22932 | Personal Lines | Prudential Annuities Life Assurance Corporation | 9/2/2020 | Classroom | 1 | 5/31/2022 |
| The Advisors Guide To Retirement Planning - C56849 | Life | Broker Educational Sales and Training | 9/1/2020 | Correspondence | 12 | 5/31/2022 |
| Var, Indexed, Fixed Annuities, Living Ben & 2821 - C79590 | Life and Health | Affordable-Success-FirstChoice-ClienTell CE | 6/23/2020 | Correspondence | 13 | 5/31/2022 |