DEPARTMENT OF INSURANCE

Agent Licensing - Continuing Education Information

Name	Penn, Richard William	DOIID	330582	NAIC NPN	1728023

If a course you have completed is not listed below, please contact your CE Provider to validate that you have completed it properly, and it has been sent to the Kentucky Department of Insurance (DOI). All CE Courses received by DOI are posted on the web site within (3) working days. IT IS YOUR RESPONSIBILITY TO MONITOR AND VERIFY ALL CE COURSES HAVE BEEN PROPERLY FILED WITH DOI. Failure to do so may result in license expiration.

UPDATE FOR KENTUCKY RESIDENT LICENSEES AND NON-RESIDENT ADJUSTERS DESIGNATING KENTUCKY AS THEIR HOME STATE:

IF YOU ARE NEWLY LICENSED, compliance period begins after you are licensed for one full year, then you are subject to renewal based on your birth month and birth year. Example: John Doe – DOB is 4/12/1960, Licensed on 4/30/2017. Licensed from April 2017 to April 2018, birth month is April, and birth year is even-numbered year. Therefore, first license renewal (and CE) is due on 4/30/2018. Then compliance period will be due 4/30 of every even-numbered year.
Each compliance period, you must complete –

Minimum of 24 hours total continuing education credit, up to twelve (12) excess hours will be carried over to the next compliance period as 'general' hours.
Three (3) of those hours in course concentration of 'Ethics' for Agents, Independent Adjusters, and Public Adjusters,

There is no longer a 'classroom' requirement, so your courses may be completed by self-study, correspondence, or classroom.
REMINDER - Continuing Education is only HALF of your License Renewal Requirement – be sure to complete the license renewal through eServices by answering three (3) background questions, reporting any applicable background issues to DOI, and pay any applicable fees.
Agents - License renewal fees are only charged when you have no active insurer appointments. You must be appointed in Kentucky to sell, solicit and negotiate insurance for each insurer. If renewed within the 60-days following the renewal date, a penalty fee of $40 is applied for resident agents, or $50 for non-resident agents.
Adjusters’ license renewal fee is $50. If paid within the 60-days following the renewal date, a penalty fee of $50 is applied.

Agent CE Compliance by: Extension Date :

CE Compliance Date	Ethics Hours	Ethics Complete	LOA Hours	LOA Complete	Class Carryover	Class Hours Biennium	Class Complete	Corr. Carryover	Corr Hours	Total Carryover hours	Total CE Hours	Compliant This Period
11/30/2027	0	No	0	Yes	0	0	N/A	0	0	0	0	No
11/30/2025	4	Yes	20	Yes	0	0	N/A	0	24	0	24	Yes
11/30/2023	3	Yes	9	Yes	0	1	N/A	12	11	12	24	Yes
11/30/2021	3	Yes	38	Yes	0	2	N/A	12	39	12	53	Yes
11/30/2019	12	Yes	23	Yes	0	9	N/A	1	26	1	36	Yes
11/30/2017	3	Yes	16	Yes	0	5	N/A	6	14	6	25	Yes
11/30/2015	3	Yes	15	Yes	3	7	N/A	9	11	12	30	Yes
11/30/2013	9	Yes	20	Yes	3	12	N/A	6	17	9	38	Yes
11/30/2011	11	Yes	10	Yes	12	3	N/A	0	18	12	33	Yes
11/30/2009	3	Yes	22	Yes	6	25	N/A	6	0	12	37	Yes
6/30/2006	6	Yes	20	Yes	3	15	Yes	0	23	3	41	Yes
6/30/2004	2	Yes	22	Yes	3	12	Yes	0	12	3	27	Yes

Course #	Course Concentration	KY Provider Name	Completion Date	Method of Instruction	Credit Hours	Compliance Date
An Overview of Term and Permanent Life Insurance - C53447	Life and Health	RegEd, Inc.	11/19/2025	Correspondence	4	11/30/2025
Artificial Intelligence(AI) and Insurance Ethics - C27050	Ethics	RegEd, Inc.	11/19/2025	Correspondence	4	11/30/2025
Meeting LTC Ins Needs Through Combination Products - C07660	Life and Health	RegEd, Inc.	11/18/2025	Correspondence	4	11/30/2025
Expect Unexpected: A Guide to Long-Term Care (4HR) - C99441	Long Term Care Partnership Act	RegEd, Inc.	11/18/2025	Correspondence	4	11/30/2025
Overview of Retirement Planning - C99696	Life	RegEd, Inc.	11/17/2025	Correspondence	4	11/30/2025
Understanding Variable Annuities:Functions,Benefit - C63203	Life / Variable	RegEd, Inc.	11/17/2025	Correspondence	4	11/30/2025
Insurance Antifraud Plans - C39069	Ethics	RegEd, Inc.	9/12/2023	Correspondence	2	11/30/2023
Retirement Income Planning - C94560	Life and Health	RegEd, Inc.	9/11/2023	Correspondence	8	11/30/2023
Ethical..Annuities Money in Motion Webinar - C24041	Ethics	Pacific Life Insurance Company c/o Quest CE	6/14/2023	Classroom	1	11/30/2023
Recommending Annuties Under the New NAIC Best Inst - C23810	Annuity Suitability	RegEd, Inc.	12/23/2021	Correspondence	1	11/30/2023