| Course # | Course Concentration | KY Provider Name | Completion Date | Method of Instruction | Credit Hours | Compliance Date |
|---|
| Irrevocable Life Insurance Trusts - C97348 | Life | WebCE, Inc | 10/29/2025 | Correspondence | 6 | 4/30/2026 |
| Avoiding Penalties on Annuity Withdrawals - C25889 | Life and Health | WebCE, Inc | 10/28/2025 | Correspondence | 2 | 4/30/2026 |
| OptimizingSocialSecurityForYourClients:Maximizin-C - C25861 | General Insurance Principles | Securian Financial Group, Inc. | 3/27/2025 | Classroom | 1 | 4/30/2026 |
| Ethics for the Ins Services Practitioner - C62621 | Ethics | WebCE, Inc | 4/19/2024 | Correspondence | 4 | 4/30/2024 |
| The Advisors Guide to Annuities and Ethical Practi - C92602 | Life | Broker Educational Sales and Training | 9/11/2023 | Correspondence | 9 | 4/30/2024 |
| The Advisors Guide to Annuities & Ethical Prac-Eth - C92603 | Ethics | Broker Educational Sales and Training | 9/11/2023 | Correspondence | 3 | 4/30/2024 |
| Distribution Planning After the Secure Act-Class - C80155 | General Insurance Principles | Putnam Retail Management | 5/2/2023 | Classroom | 1 | 4/30/2024 |
| Recommending Annuities Under The NAIC Best Interes - C23811 | Annuity Suitability | RegEd, Inc. | 12/7/2022 | Correspondence | 5 | 4/30/2024 |
| Diversity,Inclusion,&the Eliminstion of Bias-Ins - C22796 | Ethics | RegEd, Inc. | 11/29/2022 | Correspondence | 3 | 4/30/2024 |
| LTC Req-LTC-4hr Train Req - C04852 | Long Term Care Partnership Act | RegEd, Inc. | 11/27/2022 | Correspondence | 4 | 4/30/2024 |
| Ethics, Senior Clients, and You -Webinar - C12993 | Ethics | Pacific Life Insurance Company c/o Quest CE | 10/5/2022 | Classroom | 1 | 4/30/2024 |
| The Advisor''s Guide to Social Insurance Programs - C65706 | Life | Broker Educational Sales and Training | 5/9/2022 | Correspondence | 12 | 4/30/2024 |
| The Advisor''s Guide to IRA''s - C92593 | Life and Health | Broker Educational Sales and Training | 1/27/2022 | Correspondence | 12 | 4/30/2022 |
| Applying Behavioral Finance In your Financial Prac - C15628 | General Insurance Principles | FPA of Greater Cincinnati | 6/25/2021 | Classroom | 1 | 4/30/2022 |
| The Advisors Guide to Annuities & Ethical Prac-Eth - C92603 | Ethics | Broker Educational Sales and Training | 6/1/2021 | Correspondence | 3 | 4/30/2022 |
| The Advisors Guide to Annuities and Ethical Practi - C92602 | Life | Broker Educational Sales and Training | 6/1/2021 | Correspondence | 9 | 4/30/2022 |
| Uncovering Social Security Secrets - C19810 | Life and Health | Affordable-Success-FirstChoice-ClienTell CE | 3/24/2021 | Correspondence | 12 | 4/30/2022 |
| Var, Indexed, Fixed Annuities, Living Ben & 2821 - C79590 | Life and Health | Affordable-Success-FirstChoice-ClienTell CE | 11/12/2020 | Correspondence | 13 | 4/30/2022 |