DEPARTMENT OF INSURANCE
Affiliations
NameCabot Lodge Securities, LLCDOIID1085353NAIC NPN19582867
License - Line of Authority Information
StatusResidencyClassLine of AuthorityActive DateInactive DateLicense Expiration Date
ActiveNon ResidentAgentLife6/8/2020 3/31/2026
ActiveNon ResidentAgentVariable Life and Variable Annuities6/8/2020 3/31/2026
InactiveNon ResidentAgentHealth6/8/20209/3/2020 
* If a status Is Pending, Pending Replacement,Or the record displays Affidavit On File, click On them For more details.
Notice: The Department verifies, at the time of application for a Variable Life and Variable Annuity line of authority, that an agent is registered with the Financial Industry Regulatory Authority (FINRA) and the applicant has passed the Series 6 or greater exam. The Department does not verify registration with FINRA after the agent is qualified by the Department to receive the Variable Life and Variable Annuity line of authority. If you have questions about a broker’s FINRA registration status, you should check this status directly with FINRA.

Appointments with the following Insurers
StatusAffiliation NameDOI NumberLine of AuthorityActive DateInactive Date
ActiveAllianz Life Insurance Company of North America301791Agent - Life10/2/2020 
ActiveAllianz Life Insurance Company of North America301791Agent - Variable Life and Variable Annuities10/2/2020 
InactiveEquitable Financial Life Insurance Company of America301772Agent - Life5/27/20224/4/2023
ActiveEquitable Financial Life Insurance Company of America301772Agent - Variable Life and Variable Annuities5/27/2022 
Designated Individuals
StatusAffiliation NameDOI NumberLine of AuthorityActive DateInactive Date
DeniedClement, Jerome F 539314Agent - Health  
InactiveClement, Jerome F 539314Agent - Life10/20/20219/27/2023
InactiveClement, Jerome F 539314Agent - Variable Life and Variable Annuities10/20/20219/27/2023
InactiveNefzer, Richard William 1085218Agent - Health6/8/20209/3/2020
InactiveNefzer, Richard William 1085218Agent - Life6/8/20209/3/2020
InactiveNefzer, Richard William 1085218Agent - Variable Life and Variable Annuities6/8/20209/3/2020
DeniedValderas, Brett Roger 1096392Agent - Health  
InactiveValderas, Brett Roger 1096392Agent - Life9/29/202010/4/2021
InactiveValderas, Brett Roger 1096392Agent - Variable Life and Variable Annuities9/29/202010/4/2021
DeniedWebb, Joanne F 1256508Agent - Health  
ActiveWebb, Joanne F 1256508Agent - Life9/5/2023 
ActiveWebb, Joanne F 1256508Agent - Variable Life and Variable Annuities9/5/2023 

© Commonwealth of Kentucky. All rights reserved.