DEPARTMENT OF INSURANCE
Affiliations
NameHarvey, Thomas CarltonDOIID1118710NAIC NPN19770289
License - Line of Authority Information
StatusResidencyClassLine of AuthorityActive DateInactive DateLicense Expiration Date
ActiveResidentAgentHealth1/29/2021 4/30/2025
ActiveResidentAgentVariable Life and Variable Annuities5/4/2021 4/30/2025
ActiveResidentAgentLife4/22/2021 4/30/2025
* If a status Is Pending, Pending Replacement,Or the record displays Affidavit On File, click On them For more details.
Notice: The Department verifies, at the time of application for a Variable Life and Variable Annuity line of authority, that an agent is registered with the Financial Industry Regulatory Authority (FINRA) and the applicant has passed the Series 6 or greater exam. The Department does not verify registration with FINRA after the agent is qualified by the Department to receive the Variable Life and Variable Annuity line of authority. If you have questions about a broker’s FINRA registration status, you should check this status directly with FINRA.

License Renewal Information
ClassInvoice DateResponse Due / Expiration DateResponse Received DatePayment Received DateRenewal Complete
Agent02/15/202504/30/2025   
Appointments with the following Insurers
StatusAffiliation NameDOI NumberLine of AuthorityActive DateInactive Date
ActivePrincipal Life Insurance Company300129Agent - Health3/12/2024 
ActivePrincipal Life Insurance Company300129Agent - Life3/12/2024 
ActivePrincipal Life Insurance Company300129Agent - Variable Life and Variable Annuities3/12/2024 
ActiveRiverSource Life Insurance Company301952Agent - Health1/30/2024 
ActiveRiverSource Life Insurance Company301952Agent - Life1/30/2024 
ActiveRiverSource Life Insurance Company301952Agent - Variable Life and Variable Annuities1/30/2024 
Designated to act on behalf of the following Business Entities
StatusAffiliation NameDOI NumberLine of AuthorityActive DateInactive Date
DeniedAmeriprise Financial Services, LLC398326Agent - Health  
DeniedAmeriprise Financial Services, LLC398326Agent - Life  
DeniedAmeriprise Financial Services, LLC398326Agent - Variable Life and Variable Annuities  

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