DEPARTMENT OF INSURANCE
Affiliations
NameAustin, James DOIID1173001NAIC NPN18450776
License - Line of Authority Information
StatusResidencyClassLine of AuthorityActive DateInactive DateLicense Expiration Date
ActiveNon ResidentAgentHealth11/17/2021 8/31/2025
ActiveNon ResidentAgentLife11/17/2021 8/31/2025
ActiveNon ResidentAgentVariable Life and Variable Annuities11/17/2021 8/31/2025
* If a status Is Pending, Pending Replacement,Or the record displays Affidavit On File, click On them For more details.
Notice: The Department verifies, at the time of application for a Variable Life and Variable Annuity line of authority, that an agent is registered with the Financial Industry Regulatory Authority (FINRA) and the applicant has passed the Series 6 or greater exam. The Department does not verify registration with FINRA after the agent is qualified by the Department to receive the Variable Life and Variable Annuity line of authority. If you have questions about a broker’s FINRA registration status, you should check this status directly with FINRA.

Appointments with the following Insurers
StatusAffiliation NameDOI NumberLine of AuthorityActive DateInactive Date
ActiveAllianz Life Insurance Company of North America301791Agent - Life1/22/2024 
ActiveAllianz Life Insurance Company of North America301791Agent - Variable Life and Variable Annuities1/12/2024 
ActiveAmerican General Life Insurance Company301585Agent - Life5/15/2024 
ActiveAmerican General Life Insurance Company301585Agent - Variable Life and Variable Annuities5/15/2024 
InactiveEquitable Financial Life Insurance Company of America301772Agent - Life5/22/20223/22/2023
InactiveEquitable Financial Life Insurance Company of America301772Agent - Variable Life and Variable Annuities5/22/20223/22/2023
ActivePruco Life Insurance Company300954Agent - Life1/19/2022 
ActivePruco Life Insurance Company300954Agent - Variable Life and Variable Annuities1/19/2022 
Designated to act on behalf of the following Business Entities
StatusAffiliation NameDOI NumberLine of AuthorityActive DateInactive Date
ActiveUbs Financial Services Ins Agency Inc399373Agent - Life1/4/2022 
DeniedUbs Financial Services Ins Agency Inc399373Agent - Health  
ActiveUbs Financial Services Ins Agency Inc399373Agent - Variable Life and Variable Annuities1/4/2022 

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