DEPARTMENT OF INSURANCE
Affiliations
NameWarn, Spencer PhilipDOIID1240228NAIC NPN17853172
License - Line of Authority Information
StatusResidencyClassLine of AuthorityActive DateInactive DateLicense Expiration Date
InactiveNon ResidentAgentVariable Life and Variable Annuities11/2/202211/30/2024 
InactiveNon ResidentAgentLife11/2/202211/30/2024 
* If a status Is Pending, Pending Replacement,Or the record displays Affidavit On File, click On them For more details.
Notice: The Department verifies, at the time of application for a Variable Life and Variable Annuity line of authority, that an agent is registered with the Financial Industry Regulatory Authority (FINRA) and the applicant has passed the Series 6 or greater exam. The Department does not verify registration with FINRA after the agent is qualified by the Department to receive the Variable Life and Variable Annuity line of authority. If you have questions about a broker’s FINRA registration status, you should check this status directly with FINRA.

Appointments with the following Insurers
StatusAffiliation NameDOI NumberLine of AuthorityActive DateInactive Date
InactiveAllianz Life Insurance Company of North America301791Agent - Life12/23/202211/30/2024
InactiveAllianz Life Insurance Company of North America301791Agent - Variable Life and Variable Annuities12/23/202211/30/2024
Designated to act on behalf of the following Business Entities
StatusAffiliation NameDOI NumberLine of AuthorityActive DateInactive Date
InactiveCetera Investment Services LLC398143Agent - Life12/23/202211/30/2024
InactiveCetera Investment Services LLC398143Agent - Variable Life and Variable Annuities12/23/202211/30/2024

© Commonwealth of Kentucky. All rights reserved.