DEPARTMENT OF INSURANCE
Affiliations
NameVaughn, James CodyDOIID1330771NAIC NPN20584576
License - Line of Authority Information
StatusResidencyClassLine of AuthorityActive DateInactive DateLicense Expiration Date
Pending ReplacementNon ResidentAgentLife3/20/2024 1/31/2026
Pending ReplacementNon ResidentAgentVariable Life and Variable Annuities3/20/2024 1/31/2026
Pending ReplacementNon ResidentAgentHealth3/20/2024 1/31/2026
* If a status Is Pending, Pending Replacement,Or the record displays Affidavit On File, click On them For more details.
Notice: The Department verifies, at the time of application for a Variable Life and Variable Annuity line of authority, that an agent is registered with the Financial Industry Regulatory Authority (FINRA) and the applicant has passed the Series 6 or greater exam. The Department does not verify registration with FINRA after the agent is qualified by the Department to receive the Variable Life and Variable Annuity line of authority. If you have questions about a broker’s FINRA registration status, you should check this status directly with FINRA.

Appointments with the following Insurers
StatusAffiliation NameDOI NumberLine of AuthorityActive DateInactive Date
InactiveFidelity Investments Life Insurance Company300620Agent - Life3/25/202411/15/2024
InactiveFidelity Investments Life Insurance Company300620Agent - Variable Life and Variable Annuities3/25/202411/15/2024
Pending ReplacementUSAA Life Insurance Company300734Agent - Life3/21/2024 
Pending ReplacementWestern-Southern Life Assurance Company301590Agent - Life3/27/2024 
Designated to act on behalf of the following Business Entities
StatusAffiliation NameDOI NumberLine of AuthorityActive DateInactive Date
Pending ReplacementFidelity Insurance Agency Inc.400221Agent - Life6/6/2024 
DeniedFidelity Insurance Agency Inc.400221Agent - Health  
InactiveFidelity Insurance Agency Inc.400221Agent - Variable Life and Variable Annuities6/6/202411/15/2024

© Commonwealth of Kentucky. All rights reserved.