PUBLIC PROTECTION
CABINET
PPC Agencies
PPC Services
Open Records
Leadership
Internships
PPC News
DEPARTMENT OF INSURANCE
Affiliations
Name
Waller, Braden Joseph
DOIID
304700
NAIC NPN
719560
License - Line of Authority Information
Status
Residency
Class
Line of Authority
Active Date
Inactive Date
License Expiration Date
Inactive
Non Resident
Agent
Life
1/7/1994
9/30/2004
Inactive
Non Resident
Agent
Variable Life and Variable Annuities
5/31/2001
9/30/2004
Inactive
Non Resident
Agent
Health
1/7/1994
9/30/2004
* If a status Is
Pending, Pending Replacement
,Or the record displays
Affidavit On File
, click On them For more details.
Notice:
The Department verifies, at the time of application for a Variable Life and Variable Annuity line of authority, that an agent is registered with the Financial Industry Regulatory Authority (FINRA) and the applicant has passed the Series 6 or greater exam. The Department does not verify registration with FINRA after the agent is qualified by the Department to receive the Variable Life and Variable Annuity line of authority. If you have questions about a broker’s FINRA registration status, you should check this status directly with FINRA.
Appointments with the following Insurers
Status
Affiliation Name
DOI Number
Line of Authority
Active Date
Inactive Date
Inactive
American General Life Insurance Company
301585
Agent - Life
4/23/2001
10/9/2001
Inactive
Assurity Life Insurance Company
301099
Agent - Health
5/15/2002
4/18/2003
Inactive
Assurity Life Insurance Company
301099
Agent - Life
5/15/2002
4/18/2003
Inactive
Banner Life Insurance Company
301696
Agent - Life
3/15/2001
9/30/2004
Inactive
C.M. Life Insurance Company
301335
Agent - Health
9/21/2001
9/30/2004
Inactive
C.M. Life Insurance Company
301335
Agent - Life
9/21/2001
9/30/2004
Inactive
C.M. Life Insurance Company
301335
Agent - Variable Life and Variable Annuities
9/21/2001
9/30/2004
Inactive
Chase Insurance Life and Annuity Company
300518
Agent - Health
2/20/2001
9/30/2004
Inactive
Chase Insurance Life and Annuity Company
300518
Agent - Life
2/20/2001
9/30/2004
Inactive
Fidelity Life Association, A Legal Reserve Life Insurance Company
300774
Agent - Health
2/28/2001
9/30/2004
Inactive
Fidelity Life Association, A Legal Reserve Life Insurance Company
300774
Agent - Life
2/28/2001
9/30/2004
Inactive
First Colony Life Insurance Company
301179
Agent - Health
1/16/2001
7/1/2004
Inactive
First Colony Life Insurance Company
301179
Agent - Life
1/16/2001
7/1/2004
Inactive
First Penn-Pacific Life Insurance Company
301581
Agent - Health
4/20/2001
9/30/2004
Inactive
First Penn-Pacific Life Insurance Company
301581
Agent - Life
4/20/2001
9/30/2004
Inactive
Jefferson Pilot Financial Insurance Company
300756
Agent - Health
10/8/2001
9/30/2004
Inactive
Jefferson Pilot Financial Insurance Company
300756
Agent - Life
10/8/2001
9/11/2002
Inactive
Jefferson Pilot Financial Insurance Company
300756
Agent - Variable Life and Variable Annuities
10/8/2001
9/11/2002
Inactive
Jefferson-Pilot Life Insurance Company
300379
Agent - Health
10/8/2001
9/30/2004
Inactive
Jefferson-Pilot Life Insurance Company
300379
Agent - Life
10/8/2001
9/11/2002
Inactive
Jefferson-Pilot Life Insurance Company
300379
Agent - Variable Life and Variable Annuities
10/8/2001
9/11/2002
Inactive
John Hancock Life Insurance Company
300821
Agent - Health
8/9/2001
4/12/2002
Inactive
John Hancock Life Insurance Company
300821
Agent - Life
8/9/2001
4/12/2002
Inactive
John Hancock Life Insurance Company
300821
Agent - Variable Life and Variable Annuities
8/9/2001
4/12/2002
Inactive
John Hancock Life Insurance Company (U.S.A.)
300132
Agent - Health
2/22/2001
9/30/2004
Inactive
John Hancock Life Insurance Company (U.S.A.)
300132
Agent - Life
2/22/2001
9/30/2004
Inactive
John Hancock Variable Life Insurance Company
301914
Agent - Health
8/9/2001
4/12/2002
Inactive
John Hancock Variable Life Insurance Company
301914
Agent - Life
8/9/2001
4/12/2002
Inactive
John Hancock Variable Life Insurance Company
301914
Agent - Variable Life and Variable Annuities
8/9/2001
4/12/2002
Inactive
Massachusetts Mutual Life Insurance Company
300445
Agent - Health
9/21/2001
9/30/2004
Inactive
Massachusetts Mutual Life Insurance Company
300445
Agent - Life
9/21/2001
9/30/2004
Inactive
Massachusetts Mutual Life Insurance Company
300445
Agent - Variable Life and Variable Annuities
9/21/2001
9/30/2004
Inactive
Metropolitan Life Insurance Company
301948
Agent - Health
8/20/2001
9/30/2004
Inactive
Metropolitan Life Insurance Company
301948
Agent - Life
8/20/2001
9/30/2004
Inactive
Minnesota Life Insurance Company
300488
Agent - Health
7/28/1998
7/26/2002
Inactive
Minnesota Life Insurance Company
300488
Agent - Life
7/28/1998
7/26/2002
Inactive
Minnesota Life Insurance Company
300488
Agent - Variable Life and Variable Annuities
2/26/2001
7/26/2002
Inactive
Old Line Life Insurance Company of America (The)
301709
Agent - Health
4/23/2001
10/5/2001
Inactive
Old Line Life Insurance Company of America (The)
301709
Agent - Life
4/23/2001
10/5/2001
Inactive
Principal Life Insurance Company
300129
Agent - Health
3/30/2001
9/30/2004
Inactive
Principal Life Insurance Company
300129
Agent - Life
3/30/2001
9/30/2004
Inactive
ReliaStar Life Insurance Company
301712
Agent - Health
10/1/2003
9/30/2004
Inactive
ReliaStar Life Insurance Company
301712
Agent - Life
10/1/2003
9/30/2004
Inactive
Securian Life Insurance Company
300757
Agent - Health
1/7/1994
3/31/1999
Inactive
Securian Life Insurance Company
300757
Agent - Life
1/7/1994
3/31/1999
Inactive
Security-Connecticut Life Insurance Company
300316
Agent - Health
9/10/2001
10/1/2003
Inactive
Security-Connecticut Life Insurance Company
300316
Agent - Life
3/5/2001
10/1/2003
Inactive
Standard Insurance Company
300185
Agent - Health
1/8/2001
9/30/2004
Inactive
Standard Insurance Company
300185
Agent - Life
1/8/2001
9/30/2004
Inactive
Sun Life and Health Insurance Company (U.S.)
300801
Agent - Health
8/17/2001
9/30/2004
Inactive
Sun Life and Health Insurance Company (U.S.)
300801
Agent - Life
8/17/2001
9/30/2004
Inactive
Transamerica Assurance Company
300893
Agent - Health
12/1/1999
9/3/2003
Inactive
Transamerica Assurance Company
300893
Agent - Life
12/1/1999
9/3/2003
Inactive
Transamerica Life Insurance and Annuity Company
300148
Agent - Life
7/20/2001
9/30/2004
Inactive
Transamerica Occidental Life Insurance Company
300966
Agent - Health
10/28/1999
8/25/2003
Inactive
Transamerica Occidental Life Insurance Company
300966
Agent - Life
10/28/1999
8/25/2003
Inactive
Transamerica Premier Life Insurance Company
300558
Agent - Health
9/24/2001
9/15/2003
Inactive
Transamerica Premier Life Insurance Company
300558
Agent - Life
9/24/2001
9/15/2003
Inactive
West Coast Life Insurance Company
301607
Agent - Life
2/26/2001
11/12/2002
Inactive
Western National Life Insurance Company
300461
Agent - Life
4/16/2001
9/30/2004
Designated to act on behalf of the following Business Entities
Status
Affiliation Name
DOI Number
Line of Authority
Active Date
Inactive Date
Inactive
Medlink Inc
400721
Agent - Life
2/12/2004
9/30/2004
Inactive
Medlink Inc
400721
Agent - Health
2/12/2004
9/30/2004
Inactive
Waller Equity Management, Inc.
533601
Agent - Life
7/25/2001
5/31/2003
Inactive
Waller Equity Management, Inc.
533601
Agent - Health
7/25/2001
5/31/2003
Inactive
Waller Equity Management, Inc.
533601
Agent - Variable Life and Variable Annuities
7/25/2001
5/31/2003
© Commonwealth of Kentucky. All rights reserved.