DEPARTMENT OF INSURANCE
Affiliations
NameSmith, Roger KeithDOIID305366NAIC NPN2094066
License - Line of Authority Information
StatusResidencyClassLine of AuthorityActive DateInactive DateLicense Expiration Date
ActiveResidentAgentLife11/9/2022 3/31/2026
InactiveResidentAgentVariable Life and Variable Annuities5/31/20013/31/2022 
InactiveResidentAgentProperty8/15/20003/31/2022 
InactiveResidentAgentGeneral Lines4/11/19848/15/2000 
InactiveResidentAgentCasualty8/15/20003/31/2022 
InactiveResidentAgentHealth3/22/19843/31/2022 
* If a status Is Pending, Pending Replacement,Or the record displays Affidavit On File, click On them For more details.
Notice: The Department verifies, at the time of application for a Variable Life and Variable Annuity line of authority, that an agent is registered with the Financial Industry Regulatory Authority (FINRA) and the applicant has passed the Series 6 or greater exam. The Department does not verify registration with FINRA after the agent is qualified by the Department to receive the Variable Life and Variable Annuity line of authority. If you have questions about a broker’s FINRA registration status, you should check this status directly with FINRA.

Appointments with the following Insurers
StatusAffiliation NameDOI NumberLine of AuthorityActive DateInactive Date
InactiveAlexander Hamilton Life Insurance Co. of America301779Agent - Health12/21/19988/1/2000
InactiveAlexander Hamilton Life Insurance Co. of America301779Agent - Life12/21/19988/1/2000
InactiveAllianz Life Insurance Company of North America301791Agent - Health10/13/20107/22/2021
InactiveAllianz Life Insurance Company of North America301791Agent - Life10/13/20107/28/2021
InactiveAllianz Life Insurance Company of North America301791Agent - Variable Life and Variable Annuities10/13/20107/28/2021
InactiveAllstate Indemnity Company300778Agent - Casualty8/15/200010/19/2009
InactiveAllstate Indemnity Company300778Agent - General Lines1/14/19978/15/2000
InactiveAllstate Indemnity Company300778Agent - Property8/15/200010/19/2009
InactiveAllstate Insurance Company300773Agent - Casualty10/13/200810/19/2009
InactiveAllstate Insurance Company300773Agent - General Lines1/14/199712/27/1999
InactiveAllstate Insurance Company300773Agent - Property10/13/200810/19/2009
InactiveAllstate Property and Casualty Insurance Company300593Agent - Casualty10/13/200810/19/2009
InactiveAllstate Property and Casualty Insurance Company300593Agent - Property10/13/200810/19/2009
InactiveAmerican Family Life Assurance Company of Columbus (AFLAC)301781Agent - Health2/18/199712/17/1998
InactiveAmerican Family Life Assurance Company of Columbus (AFLAC)301781Agent - Life2/18/199712/17/1998
InactiveAmerican General Life Insurance Company301585Agent - Health12/18/20013/31/2022
InactiveAmerican General Life Insurance Company301585Agent - Life2/2/20013/31/2022
InactiveAmerican General Life Insurance Company301585Agent - Variable Life and Variable Annuities12/18/20013/31/2022
InactiveAmerican National Insurance Company301861Agent - Health9/28/20076/10/2021
InactiveAmerican National Insurance Company301861Agent - Life9/28/20073/31/2022
InactiveBankers United Life Assurance Company300296Agent - Health8/19/19975/4/1998
InactiveBankers United Life Assurance Company300296Agent - Life8/19/19975/4/1998
InactiveBanner Life Insurance Company301696Agent - Life8/7/20173/31/2022
InactiveBrighthouse Life Insurance Company301829Agent - Health11/14/20143/31/2022
InactiveBrighthouse Life Insurance Company301829Agent - Life11/14/20143/31/2022
InactiveBrighthouse Life Insurance Company301829Agent - Variable Life and Variable Annuities11/14/20143/31/2022
InactiveC.M. Life Insurance Company301335Agent - Health8/10/19988/5/1999
InactiveC.M. Life Insurance Company301335Agent - Life8/10/19988/5/1999
InactiveCeltic Insurance Company300877Agent - Health2/7/19913/31/1997
InactiveCeltic Insurance Company300877Agent - Life2/7/19913/31/1997
InactiveChase Insurance Life and Annuity Company300518Agent - Life7/22/19994/1/2007
InactiveContinental General Insurance Company300691Agent - Health12/18/199712/28/1998
InactiveContinental General Insurance Company300691Agent - Life12/18/199712/28/1998
InactiveDelaware Life Insurance Company301256Agent - Life7/14/20103/31/2022
InactiveDelaware Life Insurance Company301256Agent - Variable Life and Variable Annuities7/14/20103/31/2022
InactiveEquitable Financial Life Insurance Company300808Agent - Life2/7/201211/7/2012
InactiveEquitable Financial Life Insurance Company300808Agent - Variable Life and Variable Annuities9/2/20165/9/2019
InactiveEquitable Life Insurance Company of Iowa301633Agent - Health9/5/20001/1/2004
InactiveEquitable Life Insurance Company of Iowa301633Agent - Life9/5/20001/1/2004
InactiveEquitable Life Insurance Company of Iowa301633Agent - Variable Life and Variable Annuities9/25/20011/1/2004
InactiveEverlake Life Insurance Company300873Agent - Life8/15/200212/29/2018
InactiveEverlake Life Insurance Company300873Agent - Variable Life and Variable Annuities8/15/200212/29/2018
InactiveFidelity Life Association, A Legal Reserve Life Insurance Company300774Agent - Life7/22/199910/28/2008
InactiveFirst Colony Life Insurance Company301179Agent - Life2/23/19997/19/2004
InactiveFirst Penn-Pacific Life Insurance Company301581Agent - Health7/11/199712/23/2008
InactiveFirst Penn-Pacific Life Insurance Company301581Agent - Life7/11/199712/23/2008
InactiveForethought Life Insurance Company301407Agent - Health10/3/20143/31/2022
InactiveForethought Life Insurance Company301407Agent - Life10/3/20143/31/2022
InactiveForethought Life Insurance Company301407Agent - Variable Life and Variable Annuities10/3/20143/31/2022
InactiveFortitude Life Insurance & Annuity Company301503Agent - Life8/6/20093/31/2022
InactiveFortitude Life Insurance & Annuity Company301503Agent - Variable Life and Variable Annuities8/6/20093/31/2022
InactiveGenworth Life Insurance Company300623Agent - Health5/19/201412/14/2016
InactiveGenworth Life Insurance Company300623Agent - Life5/19/201412/14/2016
InactiveGenworth Life Insurance Company300623Agent - Variable Life and Variable Annuities1/12/201012/11/2018
InactiveGenworth Life and Annuity Insurance Company301276Agent - Health11/19/200712/7/2012
InactiveGenworth Life and Annuity Insurance Company301276Agent - Life6/17/20141/5/2015
InactiveGenworth Life and Annuity Insurance Company301276Agent - Variable Life and Variable Annuities11/19/200712/7/2012
InactiveGlenbrook Life and Annuity Company301384Agent - Life6/10/20021/1/2005
InactiveGlenbrook Life and Annuity Company301384Agent - Variable Life and Variable Annuities6/10/20021/1/2005
InactiveGolden Rule Insurance Company301943Agent - Health8/5/20022/9/2004
InactiveGolden Rule Insurance Company301943Agent - Life8/5/20022/9/2004
InactiveGreat American Casualty Insurance Company301764Agent - General Lines4/11/198411/18/1996
InactiveGuardian Insurance & Annuity Company Inc. (The)301920Agent - Life5/18/20103/31/2022
InactiveGuardian Insurance & Annuity Company Inc. (The)301920Agent - Variable Life and Variable Annuities5/18/20103/31/2022
InactiveJackson National Life Insurance Company300486Agent - Health12/17/19989/20/2016
InactiveJackson National Life Insurance Company300486Agent - Life9/18/200711/2/2020
InactiveJackson National Life Insurance Company300486Agent - Variable Life and Variable Annuities9/18/200711/2/2020
InactiveJefferson Pilot Financial Insurance Company300756Agent - Health8/1/20007/2/2007
InactiveJefferson Pilot Financial Insurance Company300756Agent - Life8/1/20007/2/2007
InactiveJefferson-Pilot Life Insurance Company300379Agent - Health11/3/19994/2/2007
InactiveJefferson-Pilot Life Insurance Company300379Agent - Life11/3/19994/2/2007
InactiveJohn Hancock Life Insurance Company300821Agent - Health11/11/19986/7/2008
InactiveJohn Hancock Life Insurance Company300821Agent - Life11/11/19986/7/2008
InactiveJohn Hancock Life Insurance Company300821Agent - Variable Life and Variable Annuities7/8/20026/7/2008
InactiveJohn Hancock Life Insurance Company (U.S.A.)300132Agent - Health8/28/20074/18/2012
InactiveJohn Hancock Life Insurance Company (U.S.A.)300132Agent - Life9/4/20014/18/2012
InactiveJohn Hancock Life Insurance Company (U.S.A.)300132Agent - Variable Life and Variable Annuities9/4/20014/18/2012
InactiveJohn Hancock Variable Life Insurance Company301914Agent - Life7/8/200212/12/2006
InactiveJohn Hancock Variable Life Insurance Company301914Agent - Variable Life and Variable Annuities7/8/200212/20/2006
InactiveLincoln Benefit Life Company301110Agent - Health6/17/19988/12/2008
InactiveLincoln Benefit Life Company301110Agent - Life3/13/19978/12/2008
InactiveLincoln National Life Insurance Company (The)301382Agent - Health6/21/200111/26/2019
InactiveLincoln National Life Insurance Company (The)301382Agent - Life6/21/200111/26/2019
InactiveLincoln National Life Insurance Company (The)301382Agent - Variable Life and Variable Annuities6/21/200111/26/2019
InactiveManufacturers Life Insurance Company of America (The)300618Agent - Life9/4/200112/31/2001
InactiveManufacturers Life Insurance Company of America (The)300618Agent - Variable Life and Variable Annuities9/4/200112/31/2001
InactiveMassachusetts Mutual Life Insurance Company300445Agent - Health8/10/19988/5/1999
InactiveMassachusetts Mutual Life Insurance Company300445Agent - Life8/10/19988/5/1999
InactiveMetLife Investors USA Insurance Company300845Agent - Health1/9/200711/14/2014
InactiveMetLife Investors USA Insurance Company300845Agent - Life1/9/200711/14/2014
InactiveMetLife Investors USA Insurance Company300845Agent - Variable Life and Variable Annuities1/9/200711/14/2014
InactiveMetLife Life and Annuity Company of Connecticut301593Agent - Health12/8/199812/7/2007
InactiveMetLife Life and Annuity Company of Connecticut301593Agent - Life12/8/199812/7/2007
InactiveMetropolitan Life Insurance Company301948Agent - Health11/13/20074/28/2018
InactiveMetropolitan Life Insurance Company301948Agent - Life11/13/20074/28/2018
InactiveMetropolitan Life Insurance Company301948Agent - Variable Life and Variable Annuities11/13/20074/28/2018
InactiveMinnesota Life Insurance Company300488Agent - Health1/3/20193/31/2022
InactiveMinnesota Life Insurance Company300488Agent - Life1/3/20193/31/2022
InactiveMinnesota Life Insurance Company300488Agent - Variable Life and Variable Annuities1/3/20193/31/2022
InactiveMutual of Omaha Insurance Company301012Agent - Health6/5/199711/20/2000
InactiveNational Guardian Life Insurance Company300596Agent - Health4/21/19973/31/1999
InactiveNational Guardian Life Insurance Company300596Agent - Life4/21/19973/31/1999
InactiveNationwide Life Insurance Company300495Agent - Health7/14/20153/31/2022
InactiveNationwide Life Insurance Company300495Agent - Life7/14/20153/31/2022
InactiveNationwide Life Insurance Company300495Agent - Variable Life and Variable Annuities7/14/20153/31/2022
InactiveNationwide Life and Annuity Insurance Company300714Agent - Health3/16/20173/31/2022
ActiveNationwide Life and Annuity Insurance Company300714Agent - Life3/6/2024 
InactiveNationwide Life and Annuity Insurance Company300714Agent - Variable Life and Variable Annuities3/16/20173/31/2022
InactiveNew England Life Insurance Company300343Agent - Health1/26/199912/11/2009
InactiveNew England Life Insurance Company300343Agent - Life1/26/199912/11/2009
InactiveNew York Life Insurance and Annuity Corporation300726Agent - Life2/3/20053/31/2022
InactiveNew York Life Insurance and Annuity Corporation300726Agent - Variable Life and Variable Annuities2/3/20053/31/2022
InactiveOld Line Life Insurance Company of America (The)301709Agent - Health2/5/20013/31/2003
InactiveOld Line Life Insurance Company of America (The)301709Agent - Life2/5/20013/31/2003
InactivePacific Life Insurance Company301848Agent - Health8/6/20013/31/2022
InactivePacific Life Insurance Company301848Agent - Life8/6/20013/31/2022
InactivePacific Life Insurance Company301848Agent - Variable Life and Variable Annuities12/26/20013/31/2022
InactivePioneer Life Insurance Company300110Agent - Health5/8/19986/22/2001
InactivePioneer Life Insurance Company300110Agent - Life5/8/19986/22/2001
InactivePrincipal Life Insurance Company300129Agent - Health6/21/20023/31/2022
InactivePrincipal Life Insurance Company300129Agent - Life6/21/20023/31/2022
InactivePrincipal Life Insurance Company300129Agent - Variable Life and Variable Annuities6/21/20023/31/2022
InactiveProtective Life Insurance Company300638Agent - Health2/10/20223/31/2022
InactiveProtective Life Insurance Company300638Agent - Life2/10/20223/31/2022
InactiveProtective Life Insurance Company300638Agent - Variable Life and Variable Annuities2/10/20223/31/2022
InactivePruco Life Insurance Company300954Agent - Health1/26/20013/31/2022
InactivePruco Life Insurance Company300954Agent - Life1/26/20013/31/2022
InactivePruco Life Insurance Company300954Agent - Variable Life and Variable Annuities12/19/20013/31/2022
InactivePrudential Insurance Company of America300784Agent - Health1/26/20013/31/2022
InactivePrudential Insurance Company of America300784Agent - Life1/26/20013/31/2022
InactivePrudential Insurance Company of America300784Agent - Variable Life and Variable Annuities12/19/20013/31/2022
InactiveReassure America Life Insurance Company301902Agent - Health6/26/20029/20/2004
InactiveReassure America Life Insurance Company301902Agent - Life6/26/20029/20/2004
InactiveReliaStar Life Insurance Company301712Agent - Health2/2/20112/27/2016
InactiveReliaStar Life Insurance Company301712Agent - Life2/2/20112/27/2016
InactiveReliaStar Life Insurance Company301712Agent - Variable Life and Variable Annuities2/2/20112/27/2016
ActiveReliance Standard Life Insurance Company300584Agent - Life2/22/2024 
InactiveResponse Worldwide Direct Auto Insurance Company300121Agent - General Lines4/11/198411/18/1996
InactiveSecurity Life of Denver Insurance Company300648Agent - Health2/2/20119/29/2012
InactiveSecurity Life of Denver Insurance Company300648Agent - Life2/2/20119/29/2012
InactiveSecurity Life of Denver Insurance Company300648Agent - Variable Life and Variable Annuities2/2/20119/29/2012
InactiveSecurity-Connecticut Life Insurance Company300316Agent - Life2/26/200110/1/2003
InactiveStandard Insurance Company300185Agent - Health12/4/20083/31/2022
InactiveStandard Insurance Company300185Agent - Life12/4/20083/31/2022
InactiveStandard Insurance Company300185Agent - Variable Life and Variable Annuities12/4/20083/31/2022
InactiveState Life Insurance Company301497Agent - Health9/27/20113/31/2022
InactiveState Life Insurance Company301497Agent - Life9/27/20113/31/2022
InactiveSunAmerica Annuity and Life Assurance Company301930Agent - Life12/31/199812/15/2009
InactiveSunAmerica Life Insurance Company300096Agent - Life12/31/19983/31/2003
InactiveSymetra Life Insurance Company301691Agent - Health12/21/20173/31/2022
InactiveSymetra Life Insurance Company301691Agent - Life12/21/20173/31/2022
InactiveSymetra Life Insurance Company301691Agent - Variable Life and Variable Annuities12/21/20173/31/2022
InactiveTalcott Resolution Life Insurance Company301759Agent - Health12/9/199812/24/2015
InactiveTalcott Resolution Life Insurance Company301759Agent - Life12/9/199812/24/2015
InactiveTalcott Resolution Life Insurance Company301759Agent - Variable Life and Variable Annuities5/31/200112/24/2015
InactiveTalcott Resolution Life and Annuity Insurance Company300932Agent - Health12/9/199812/24/2015
InactiveTalcott Resolution Life and Annuity Insurance Company300932Agent - Life12/9/199812/24/2015
InactiveTalcott Resolution Life and Annuity Insurance Company300932Agent - Variable Life and Variable Annuities5/31/200112/24/2015
InactiveTime Insurance Company300683Agent - Health8/13/199111/20/1996
InactiveTime Insurance Company300683Agent - Life8/13/199111/20/1996
InactiveTransamerica Life Insurance Company300571Agent - Health5/19/20153/31/2022
InactiveTransamerica Life Insurance Company300571Agent - Life4/10/20093/31/2022
InactiveTransamerica Life Insurance Company300571Agent - Variable Life and Variable Annuities4/10/20093/31/2022
InactiveTransamerica Premier Life Insurance Company300558Agent - Health3/22/198411/18/1996
InactiveTransamerica Premier Life Insurance Company300558Agent - Life3/22/198411/18/1996
InactiveUnion Security Insurance Company301844Agent - Health3/10/199911/25/2002
InactiveUnion Security Insurance Company301844Agent - Life12/1/199811/25/2002
InactiveUnited World Life Insurance Company300532Agent - Health6/15/19943/31/1997
InactiveUnited World Life Insurance Company300532Agent - Life6/15/19943/31/1997
InactiveVantis Life Insurance Company572176Agent - Life10/25/20074/16/2015
InactiveVenerable Insurance and Annuity Company301006Agent - Health9/5/200012/14/2012
InactiveVenerable Insurance and Annuity Company301006Agent - Life9/5/200010/19/2012
InactiveVenerable Insurance and Annuity Company301006Agent - Variable Life and Variable Annuities9/24/200110/19/2012
InactiveVoya Retirement Insurance and Annuity Company300643Agent - Life11/5/20095/29/2015
InactiveVoya Retirement Insurance and Annuity Company300643Agent - Variable Life and Variable Annuities11/5/20095/29/2015
InactiveWestern National Life Insurance Company300461Agent - Life12/7/199810/7/2005
InactiveWestern-Southern Life Assurance Company301590Agent - Health4/18/20163/31/2022
InactiveWestern-Southern Life Assurance Company301590Agent - Life4/18/20163/31/2022
Designated to act on behalf of the following Business Entities
StatusAffiliation NameDOI NumberLine of AuthorityActive DateInactive Date
InactiveArison Insurance Services, Inc.401001Agent - Life8/6/19982/28/2003
InactiveArison Insurance Services, Inc.401001Agent - Health8/6/19982/28/2003
InactiveBlair Insurance Agency Inc.400381Agent - Life3/7/199711/20/1998
InactiveBlair Insurance Agency Inc.400381Agent - Health3/7/199711/20/1998
InactiveBlair Insurance Agency Inc.400381Agent - General Lines3/7/199711/20/1998
InactiveCetera Investment Services LLC398143Agent - Life2/16/20069/14/2007
InactiveCetera Investment Services LLC398143Agent - Variable Life and Variable Annuities2/16/20069/14/2007
InactiveCommunity Trust Bank, Inc.576360Agent - Life12/10/20193/31/2022
InactiveCompulife Inc.398735Agent - Life1/16/20015/31/2005
InactiveCompulife Inc.398735Agent - Health1/16/20015/31/2005
InactiveLPL FINANCIAL LLC399327Agent - Life9/17/20073/31/2022
InactiveLPL FINANCIAL LLC399327Agent - Health9/17/20073/31/2022
InactiveLPL FINANCIAL LLC399327Agent - Variable Life and Variable Annuities9/17/20073/31/2022
InactiveLinsco/Private Ledger Insurance Associates, Inc.400524Agent - Life4/12/20133/31/2022
InactiveLinsco/Private Ledger Insurance Associates, Inc.400524Agent - Health4/12/20133/31/2022
InactiveUvest Financial Serv Group Inc.400567Agent - Life11/21/20071/20/2012
InactiveUvest Financial Serv Group Inc.400567Agent - Health11/21/20071/20/2012

© Commonwealth of Kentucky. All rights reserved.