DEPARTMENT OF INSURANCE
Affiliations
NameCompton, Roger PaulDOIID307829NAIC NPN820842
License - Line of Authority Information
StatusResidencyClassLine of AuthorityActive DateInactive DateLicense Expiration Date
InactiveNon ResidentAgentVariable Life and Variable Annuities5/31/20011/31/2019 
InactiveNon ResidentAgentLife6/16/19951/31/2019 
InactiveNon ResidentAgentHealth6/16/19951/31/2019 
* If a status Is Pending, Pending Replacement,Or the record displays Affidavit On File, click On them For more details.
Notice: The Department verifies, at the time of application for a Variable Life and Variable Annuity line of authority, that an agent is registered with the Financial Industry Regulatory Authority (FINRA) and the applicant has passed the Series 6 or greater exam. The Department does not verify registration with FINRA after the agent is qualified by the Department to receive the Variable Life and Variable Annuity line of authority. If you have questions about a broker’s FINRA registration status, you should check this status directly with FINRA.

Appointments with the following Insurers
StatusAffiliation NameDOI NumberLine of AuthorityActive DateInactive Date
InactiveBrighthouse Life Insurance Company301829Agent - Health11/14/20141/31/2019
InactiveBrighthouse Life Insurance Company301829Agent - Life11/14/20141/31/2019
InactiveBrighthouse Life Insurance Company301829Agent - Variable Life and Variable Annuities11/14/20141/31/2019
InactiveChase Insurance Life and Annuity Company300518Agent - Health10/9/19954/14/1999
InactiveChase Insurance Life and Annuity Company300518Agent - Life10/9/19954/14/1999
InactiveEquitable Financial Life Insurance Company300808Agent - Life1/11/200710/1/2015
InactiveEquitable Financial Life Insurance Company300808Agent - Variable Life and Variable Annuities1/11/200710/1/2015
InactiveFortitude Life Insurance & Annuity Company301503Agent - Life9/25/199712/23/2014
InactiveFortitude Life Insurance & Annuity Company301503Agent - Variable Life and Variable Annuities1/2/200312/23/2014
InactiveJohn Hancock Life Insurance Company (U.S.A.)300132Agent - Life8/23/20114/23/2014
InactiveJohn Hancock Life Insurance Company (U.S.A.)300132Agent - Variable Life and Variable Annuities8/23/20114/23/2014
InactiveMetLife Investors Insurance Company301872Agent - Health6/16/199511/14/2014
InactiveMetLife Investors Insurance Company301872Agent - Life6/16/199511/14/2014
InactiveMetLife Investors Insurance Company301872Agent - Variable Life and Variable Annuities5/31/200111/14/2014
InactiveTalcott Resolution Life Insurance Company301759Agent - Health1/17/200711/16/2011
InactiveTalcott Resolution Life Insurance Company301759Agent - Life1/17/200711/16/2011
InactiveTalcott Resolution Life Insurance Company301759Agent - Variable Life and Variable Annuities1/17/200711/16/2011
InactiveTalcott Resolution Life and Annuity Insurance Company300932Agent - Health1/17/200711/16/2011
InactiveTalcott Resolution Life and Annuity Insurance Company300932Agent - Life1/17/200711/16/2011
InactiveTalcott Resolution Life and Annuity Insurance Company300932Agent - Variable Life and Variable Annuities1/17/200711/16/2011
Designated to act on behalf of the following Business Entities
StatusAffiliation NameDOI NumberLine of AuthorityActive DateInactive Date
InactiveStifel Nicolaus & Company Inc400254Agent - Life11/14/20141/31/2019
InactiveStifel Nicolaus & Company Inc400254Agent - Health11/14/20141/31/2019
InactiveStifel Nicolaus & Company Inc400254Agent - Variable Life and Variable Annuities11/14/20141/31/2019
InactiveWells Fargo Advisors Insurance Agency LLC399972Agent - Life11/14/20141/31/2019
InactiveWells Fargo Advisors Insurance Agency LLC399972Agent - Health11/14/20141/31/2019
InactiveWells Fargo Advisors Insurance Agency LLC399972Agent - Variable Life and Variable Annuities11/14/20141/31/2019

© Commonwealth of Kentucky. All rights reserved.