PUBLIC PROTECTION
CABINET
PPC Agencies
PPC Services
Open Records
Leadership
Internships
PPC News
DEPARTMENT OF INSURANCE
Affiliations
Name
Neess, Thomas John
DOIID
311688
NAIC NPN
2256725
License - Line of Authority Information
Status
Residency
Class
Line of Authority
Active Date
Inactive Date
License Expiration Date
Active
Non Resident
Agent
Life
9/27/1993
4/30/2027
Active
Non Resident
Agent
Variable Life and Variable Annuities
5/31/2001
4/30/2027
Active
Non Resident
Agent
Health
9/27/1993
4/30/2027
* If a status Is
Pending, Pending Replacement
,Or the record displays
Affidavit On File
, click On them For more details.
Notice:
The Department verifies, at the time of application for a Variable Life and Variable Annuity line of authority, that an agent is registered with the Financial Industry Regulatory Authority (FINRA) and the applicant has passed the Series 6 or greater exam. The Department does not verify registration with FINRA after the agent is qualified by the Department to receive the Variable Life and Variable Annuity line of authority. If you have questions about a broker’s FINRA registration status, you should check this status directly with FINRA.
Appointments with the following Insurers
Status
Affiliation Name
DOI Number
Line of Authority
Active Date
Inactive Date
Inactive
American Republic Insurance Company
300861
Agent - Health
9/27/1993
3/31/1997
Inactive
American Republic Insurance Company
300861
Agent - Life
9/27/1993
3/31/1997
Inactive
Ameritas Life Insurance Corporation
300126
Agent - Health
5/1/2007
12/13/2010
Inactive
Ameritas Life Insurance Corporation
300126
Agent - Life
4/9/2007
12/13/2010
Inactive
Ameritas Life Insurance Corporation
300126
Agent - Variable Life and Variable Annuities
4/9/2007
12/13/2010
Inactive
Ameritas Variable Life Insurance Company
300665
Agent - Health
8/28/2000
5/1/2007
Inactive
Ameritas Variable Life Insurance Company
300665
Agent - Life
8/28/2000
5/1/2007
Inactive
Ameritas Variable Life Insurance Company
300665
Agent - Variable Life and Variable Annuities
7/16/2001
5/1/2007
Inactive
First Penn-Pacific Life Insurance Company
301581
Agent - Health
5/10/1994
12/26/2008
Inactive
First Penn-Pacific Life Insurance Company
301581
Agent - Life
5/10/1994
12/26/2008
Inactive
Fortitude Life Insurance & Annuity Company
301503
Agent - Life
3/30/2001
12/23/2014
Inactive
Fortitude Life Insurance & Annuity Company
301503
Agent - Variable Life and Variable Annuities
5/31/2001
12/23/2014
Inactive
Genworth Life Insurance Company
300623
Agent - Health
10/5/2015
12/14/2016
Inactive
Genworth Life Insurance Company
300623
Agent - Life
10/5/2015
12/14/2016
Active
Jackson National Life Insurance Company
300486
Agent - Life
6/15/2006
Active
Jackson National Life Insurance Company
300486
Agent - Variable Life and Variable Annuities
6/15/2006
Inactive
Lincoln Benefit Life Company
301110
Agent - Health
7/22/2004
7/10/2013
Inactive
Lincoln Benefit Life Company
301110
Agent - Life
7/22/2004
7/10/2013
Inactive
Lincoln Benefit Life Company
301110
Agent - Variable Life and Variable Annuities
7/22/2004
7/10/2013
Inactive
Lincoln National Life Insurance Company (The)
301382
Agent - Health
5/6/2014
5/29/2019
Inactive
Lincoln National Life Insurance Company (The)
301382
Agent - Life
5/6/2014
5/29/2019
Inactive
Lincoln National Life Insurance Company (The)
301382
Agent - Variable Life and Variable Annuities
5/6/2014
5/29/2019
Inactive
Pacific Life Insurance Company
301848
Agent - Life
10/2/2000
9/29/2020
Inactive
Pacific Life Insurance Company
301848
Agent - Variable Life and Variable Annuities
5/31/2001
9/29/2020
Inactive
Talcott Resolution Life Insurance Company
301759
Agent - Health
9/30/1994
11/16/2011
Inactive
Talcott Resolution Life Insurance Company
301759
Agent - Life
9/30/1994
11/16/2011
Inactive
Talcott Resolution Life Insurance Company
301759
Agent - Variable Life and Variable Annuities
6/26/2001
11/16/2011
Inactive
Talcott Resolution Life and Annuity Insurance Company
300932
Agent - Health
9/30/1994
12/22/2015
Inactive
Talcott Resolution Life and Annuity Insurance Company
300932
Agent - Life
9/30/1994
12/22/2015
Inactive
Talcott Resolution Life and Annuity Insurance Company
300932
Agent - Variable Life and Variable Annuities
6/26/2001
12/22/2015
Inactive
West Coast Life Insurance Company
301607
Agent - Life
12/23/2004
12/8/2008
Designated to act on behalf of the following Business Entities
Status
Affiliation Name
DOI Number
Line of Authority
Active Date
Inactive Date
Active
LPL FINANCIAL LLC
399327
Agent - Life
10/2/2015
Inactive
LPL FINANCIAL LLC
399327
Agent - Health
10/2/2015
5/29/2019
Active
LPL FINANCIAL LLC
399327
Agent - Variable Life and Variable Annuities
10/2/2015
Active
Linsco/Private Ledger Insurance Associates, Inc.
400524
Agent - Life
10/2/2015
Inactive
Linsco/Private Ledger Insurance Associates, Inc.
400524
Agent - Health
10/2/2015
5/29/2019
© Commonwealth of Kentucky. All rights reserved.