DEPARTMENT OF INSURANCE
Affiliations
NameSmith, Stephen HawthorneDOIID312165NAIC NPN2831515
License - Line of Authority Information
StatusResidencyClassLine of AuthorityActive DateInactive DateLicense Expiration Date
ActiveNon ResidentAgentVariable Life and Variable Annuities10/17/2001 7/31/2025
ActiveNon ResidentAgentLife8/7/1985 7/31/2025
ActiveNon ResidentAgentHealth8/7/1985 7/31/2025
* If a status Is Pending, Pending Replacement,Or the record displays Affidavit On File, click On them For more details.
Notice: The Department verifies, at the time of application for a Variable Life and Variable Annuity line of authority, that an agent is registered with the Financial Industry Regulatory Authority (FINRA) and the applicant has passed the Series 6 or greater exam. The Department does not verify registration with FINRA after the agent is qualified by the Department to receive the Variable Life and Variable Annuity line of authority. If you have questions about a broker’s FINRA registration status, you should check this status directly with FINRA.

Appointments with the following Insurers
StatusAffiliation NameDOI NumberLine of AuthorityActive DateInactive Date
InactiveAcacia Life Insurance Company300375Agent - Health11/9/20053/31/2006
InactiveAcacia Life Insurance Company300375Agent - Life9/9/20023/31/2006
InactiveAcacia Life Insurance Company300375Agent - Variable Life and Variable Annuities9/9/20021/27/2009
InactiveAcacia National Life Insurance Company301801Agent - Life9/9/200212/31/2003
InactiveAcacia National Life Insurance Company301801Agent - Variable Life and Variable Annuities9/9/200212/31/2003
InactiveAllianz Life Insurance Company of North America301791Agent - Health10/9/200712/23/2013
InactiveAllianz Life Insurance Company of North America301791Agent - Life10/9/200712/23/2013
InactiveAllianz Life Insurance Company of North America301791Agent - Variable Life and Variable Annuities10/9/200712/23/2013
InactiveAmerican General Life Insurance Company301585Agent - Health3/4/201212/11/2013
InactiveAmerican General Life Insurance Company301585Agent - Life3/4/201212/11/2013
InactiveAmeritas Life Insurance Corporation300126Agent - Health11/28/20053/31/2006
InactiveAmeritas Life Insurance Corporation300126Agent - Life4/9/200712/4/2008
InactiveAmeritas Life Insurance Corporation300126Agent - Variable Life and Variable Annuities4/9/200712/4/2008
InactiveAmeritas Variable Life Insurance Company300665Agent - Health10/12/19943/31/1997
InactiveAmeritas Variable Life Insurance Company300665Agent - Life4/8/20035/1/2007
InactiveAmeritas Variable Life Insurance Company300665Agent - Variable Life and Variable Annuities4/8/20035/1/2007
InactiveBanner Life Insurance Company301696Agent - Life3/29/201211/18/2014
ActiveBrighthouse Life Insurance Company301829Agent - Life11/14/2014 
ActiveBrighthouse Life Insurance Company301829Agent - Variable Life and Variable Annuities11/14/2014 
InactiveC.M. Life Insurance Company301335Agent - Health11/16/199411/9/2012
InactiveC.M. Life Insurance Company301335Agent - Life11/16/199411/9/2012
InactiveCommonwealth Annuity and Life Insurance Company300798Agent - Health8/16/20013/6/2013
InactiveCommonwealth Annuity and Life Insurance Company300798Agent - Life8/16/20013/6/2013
InactiveContinental Casualty Company301019Agent - Health11/16/199411/17/2005
InactiveFortitude Life Insurance & Annuity Company301503Agent - Life8/5/201312/23/2014
InactiveFortitude Life Insurance & Annuity Company301503Agent - Variable Life and Variable Annuities8/5/201312/23/2014
InactiveGolden Rule Insurance Company301943Agent - Health6/19/19953/31/1997
InactiveGolden Rule Insurance Company301943Agent - Life6/19/19953/31/1997
InactiveJohn Alden Life Insurance Company300573Agent - Health5/21/200112/29/2008
InactiveJohn Alden Life Insurance Company300573Agent - Life5/21/200112/29/2008
InactiveJohn Hancock Life Insurance Company (U.S.A.)300132Agent - Life12/20/200112/13/2013
InactiveJohn Hancock Life Insurance Company (U.S.A.)300132Agent - Variable Life and Variable Annuities12/20/200112/13/2013
ActiveLiberty Bankers Life Insurance Company542461Agent - Variable Life and Variable Annuities1/20/2023 
InactiveLincoln Benefit Life Company301110Agent - Life2/19/20027/14/2014
InactiveLincoln Benefit Life Company301110Agent - Variable Life and Variable Annuities2/19/20027/14/2014
InactiveLincoln National Life Insurance Company (The)301382Agent - Health8/7/198512/17/2005
InactiveLincoln National Life Insurance Company (The)301382Agent - Life8/7/198512/17/2005
InactiveManufacturers Life Insurance Company of America (The)300618Agent - Life12/20/200112/31/2001
InactiveManufacturers Life Insurance Company of America (The)300618Agent - Variable Life and Variable Annuities12/20/200112/31/2001
InactiveManufacturers Life Insurance Company of North America301899Agent - Life12/26/20011/22/2002
InactiveMassMutual Ascend Life Insurance Company300320Agent - Life4/28/201411/21/2020
InactiveMassachusetts Mutual Life Insurance Company300445Agent - Health11/16/19945/9/2006
InactiveMassachusetts Mutual Life Insurance Company300445Agent - Life11/16/19945/9/2006
InactiveMetLife Investors USA Insurance Company300845Agent - Life7/26/201311/14/2014
InactiveMetLife Investors USA Insurance Company300845Agent - Variable Life and Variable Annuities7/26/201311/14/2014
InactiveNassau Life Insurance Company301406Agent - Health11/16/19947/15/2002
InactiveNassau Life Insurance Company301406Agent - Life11/16/19947/15/2002
InactiveNassau Life Insurance Company301406Agent - Variable Life and Variable Annuities2/4/20027/15/2002
InactiveNationwide Life Insurance Company300495Agent - Health12/14/19949/14/2007
InactiveNationwide Life Insurance Company300495Agent - Life2/10/200511/16/2006
InactiveNationwide Life Insurance Company300495Agent - Variable Life and Variable Annuities2/10/200511/16/2006
InactiveNorth American Company for Life and Health Insurance300291Agent - Life8/26/20154/21/2017
InactivePHL Variable Insurance Company300525Agent - Health2/4/20027/15/2002
InactivePHL Variable Insurance Company300525Agent - Life2/4/20027/15/2002
InactivePHL Variable Insurance Company300525Agent - Variable Life and Variable Annuities2/4/20027/15/2002
InactivePruco Life Insurance Company300954Agent - Life8/5/201312/22/2016
InactivePruco Life Insurance Company300954Agent - Variable Life and Variable Annuities8/5/201312/22/2016
InactiveSecurity-Connecticut Life Insurance Company300316Agent - Health1/19/19951/27/2003
InactiveSecurity-Connecticut Life Insurance Company300316Agent - Life1/19/19951/27/2003
InactiveTalcott Resolution Life Insurance Company301759Agent - Health10/25/19943/31/1997
InactiveTalcott Resolution Life Insurance Company301759Agent - Life10/25/19943/31/1997
InactiveTalcott Resolution Life and Annuity Insurance Company300932Agent - Health10/25/19943/31/1997
InactiveTalcott Resolution Life and Annuity Insurance Company300932Agent - Life10/25/19943/31/1997
InactiveTransamerica Life Insurance Company300571Agent - Life1/12/200911/15/2012
InactiveTransamerica Life Insurance Company300571Agent - Variable Life and Variable Annuities11/9/200911/15/2012
InactiveVenerable Insurance and Annuity Company301006Agent - Life11/6/20038/25/2008
InactiveVenerable Insurance and Annuity Company301006Agent - Variable Life and Variable Annuities12/17/20018/25/2008
InactiveWestern Reserve Life Assurance Company of Ohio300760Agent - Health10/15/200112/27/2006
InactiveWestern Reserve Life Assurance Company of Ohio300760Agent - Life10/15/200112/27/2006
InactiveWestern Reserve Life Assurance Company of Ohio300760Agent - Variable Life and Variable Annuities10/17/200112/27/2006
Designated to act on behalf of the following Business Entities
StatusAffiliation NameDOI NumberLine of AuthorityActive DateInactive Date
InactiveArison Insurance Services, Inc.401001Agent - Life6/25/19966/19/2000
InactiveArison Insurance Services, Inc.401001Agent - Health6/25/19966/19/2000

© Commonwealth of Kentucky. All rights reserved.