DEPARTMENT OF INSURANCE
Affiliations
NameSmalley, Richard WalterDOIID348728NAIC NPN628340
License - Line of Authority Information
StatusResidencyClassLine of AuthorityActive DateInactive DateLicense Expiration Date
InactiveNon ResidentAgentLife9/26/19974/30/2003 
InactiveNon ResidentAgentVariable Life and Variable Annuities5/31/20014/30/2003 
InactiveNon ResidentAgentHealth4/13/20014/30/2003 
* If a status Is Pending, Pending Replacement,Or the record displays Affidavit On File, click On them For more details.
Notice: The Department verifies, at the time of application for a Variable Life and Variable Annuity line of authority, that an agent is registered with the Financial Industry Regulatory Authority (FINRA) and the applicant has passed the Series 6 or greater exam. The Department does not verify registration with FINRA after the agent is qualified by the Department to receive the Variable Life and Variable Annuity line of authority. If you have questions about a broker’s FINRA registration status, you should check this status directly with FINRA.

Appointments with the following Insurers
StatusAffiliation NameDOI NumberLine of AuthorityActive DateInactive Date
InactiveAllianz Life Insurance Company of North America301791Agent - Life11/19/19974/30/2003
InactiveAmerican General Life Insurance Company301585Agent - Life9/3/20024/30/2003
InactiveDelaware Life Insurance Company301256Agent - Life11/26/19974/30/2003
InactiveEverlake Life Insurance Company300873Agent - Life1/29/20014/30/2003
InactiveEverlake Life Insurance Company300873Agent - Variable Life and Variable Annuities4/30/20014/30/2003
InactiveJohn Hancock Life Insurance Company (U.S.A.)300132Agent - Life1/22/20024/30/2003
InactiveLincoln National Life Insurance Company (The)301382Agent - Life12/8/19974/19/2001
InactiveManufacturers Life Insurance Company of North America301899Agent - Life12/10/19971/22/2002
InactiveMetLife Investors USA Insurance Company300845Agent - Life1/28/20024/30/2003
InactiveMetLife Investors USA Insurance Company300845Agent - Variable Life and Variable Annuities6/4/20024/30/2003
InactiveNationwide Life Insurance Company300495Agent - Health3/31/20034/30/2003
InactiveNationwide Life Insurance Company300495Agent - Life3/31/20034/30/2003
InactiveNationwide Life Insurance Company300495Agent - Variable Life and Variable Annuities3/31/20034/30/2003
InactiveOld Line Life Insurance Company of America (The)301709Agent - Life10/15/19993/31/2003
InactivePacific Life Insurance Company301848Agent - Life9/20/20014/30/2003
InactivePacific Life Insurance Company301848Agent - Variable Life and Variable Annuities12/7/20014/30/2003
InactiveSunAmerica Annuity and Life Assurance Company301930Agent - Life11/20/19974/30/2003
InactiveTalcott Resolution Life Insurance Company301759Agent - Life11/21/19974/30/2003
InactiveTalcott Resolution Life Insurance Company301759Agent - Variable Life and Variable Annuities8/6/20014/30/2003
InactiveTalcott Resolution Life and Annuity Insurance Company300932Agent - Life11/21/19974/30/2003
InactiveTalcott Resolution Life and Annuity Insurance Company300932Agent - Variable Life and Variable Annuities8/6/20014/30/2003
InactiveTransamerica Advisors Life Insurance Company300539Agent - Health4/13/20014/30/2003
InactiveTransamerica Advisors Life Insurance Company300539Agent - Life9/26/19974/30/2003
InactiveTransamerica Advisors Life Insurance Company300539Agent - Variable Life and Variable Annuities4/13/20014/30/2003
InactiveTransamerica Life Insurance Company300571Agent - Life11/14/19974/30/2003
Designated to act on behalf of the following Business Entities
StatusAffiliation NameDOI NumberLine of AuthorityActive DateInactive Date
InactiveMerrill Lynch Life Agency Inc.400527Agent - Life7/5/20014/30/2003
InactiveMerrill Lynch Life Agency Inc.400527Agent - Health7/5/20014/30/2003
InactiveMerrill Lynch Life Agency Inc.400527Agent - Variable Life and Variable Annuities7/5/20014/30/2003

© Commonwealth of Kentucky. All rights reserved.