DEPARTMENT OF INSURANCE
Affiliations
NameYates, Douglas AustinDOIID352858NAIC NPN692016
License - Line of Authority Information
StatusResidencyClassLine of AuthorityActive DateInactive DateLicense Expiration Date
ActiveResidentAgentLife9/10/1999 11/30/2024
ActiveResidentAgentHealth9/10/1999 11/30/2024
ActiveResidentAgentVariable Life and Variable Annuities5/31/2001 11/30/2024
* If a status Is Pending, Pending Replacement,Or the record displays Affidavit On File, click On them For more details.
Notice: The Department verifies, at the time of application for a Variable Life and Variable Annuity line of authority, that an agent is registered with the Financial Industry Regulatory Authority (FINRA) and the applicant has passed the Series 6 or greater exam. The Department does not verify registration with FINRA after the agent is qualified by the Department to receive the Variable Life and Variable Annuity line of authority. If you have questions about a broker’s FINRA registration status, you should check this status directly with FINRA.

License Renewal Information
ClassInvoice DateResponse Due / Expiration DateResponse Received DatePayment Received DateRenewal Complete
Agent09/15/202411/30/2024   
Appointments with the following Insurers
StatusAffiliation NameDOI NumberLine of AuthorityActive DateInactive Date
InactiveAllianz Life Insurance Company of North America301791Agent - Life9/4/200112/24/2013
InactiveDelaware Life Insurance Company301256Agent - Life10/5/199911/24/2010
InactiveDelaware Life Insurance Company301256Agent - Variable Life and Variable Annuities1/28/200211/6/2002
InactivePenn Mutual Life Insurance Company301394Agent - Health9/10/19994/26/2007
InactivePenn Mutual Life Insurance Company301394Agent - Life9/10/19994/26/2007
InactiveTalcott Resolution Life Insurance Company301759Agent - Health4/20/200112/11/2009
InactiveTalcott Resolution Life Insurance Company301759Agent - Life9/29/199912/11/2009
InactiveTalcott Resolution Life Insurance Company301759Agent - Variable Life and Variable Annuities5/31/200112/11/2009
InactiveTalcott Resolution Life and Annuity Insurance Company300932Agent - Health4/20/200112/11/2009
InactiveTalcott Resolution Life and Annuity Insurance Company300932Agent - Life9/29/199912/11/2009
InactiveTalcott Resolution Life and Annuity Insurance Company300932Agent - Variable Life and Variable Annuities5/31/200112/11/2009
Designated to act on behalf of the following Business Entities
StatusAffiliation NameDOI NumberLine of AuthorityActive DateInactive Date
DeniedSecurities America Inc.400225Agent - Life  
DeniedSecurities America Inc.400225Agent - Health  
DeniedSecurities America Inc.400225Agent - Variable Life and Variable Annuities  

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