DEPARTMENT OF INSURANCE
Affiliations
NameHerrick, Phillip AnthonyDOIID353654NAIC NPN2210678
License - Line of Authority Information
StatusResidencyClassLine of AuthorityActive DateInactive DateLicense Expiration Date
InactiveNon ResidentAgentVariable Life and Variable Annuities5/31/200112/30/2019 
InactiveNon ResidentAgentLife10/4/199312/30/2019 
* If a status Is Pending, Pending Replacement,Or the record displays Affidavit On File, click On them For more details.
Notice: The Department verifies, at the time of application for a Variable Life and Variable Annuity line of authority, that an agent is registered with the Financial Industry Regulatory Authority (FINRA) and the applicant has passed the Series 6 or greater exam. The Department does not verify registration with FINRA after the agent is qualified by the Department to receive the Variable Life and Variable Annuity line of authority. If you have questions about a broker’s FINRA registration status, you should check this status directly with FINRA.

Appointments with the following Insurers
StatusAffiliation NameDOI NumberLine of AuthorityActive DateInactive Date
InactiveAmerican General Life Insurance Company of Delaware301057Agent - Life3/28/200112/5/2002
InactiveAmerican Republic Insurance Company300861Agent - Life10/4/19932/26/2001
InactiveBanner Life Insurance Company301696Agent - Life4/30/201212/30/2019
InactiveEquitable Financial Life Insurance Company300808Agent - Life2/13/200611/3/2008
InactiveEquitable Financial Life Insurance Company300808Agent - Variable Life and Variable Annuities2/13/200611/3/2008
InactiveGenworth Life Insurance Company300623Agent - Life5/6/20049/2/2009
InactiveGenworth Life and Annuity Insurance Company301276Agent - Life6/5/200112/5/2007
InactiveGenworth Life and Annuity Insurance Company301276Agent - Variable Life and Variable Annuities6/5/200112/5/2007
InactiveJohn Hancock Life Insurance Company (U.S.A.)300132Agent - Life9/8/20114/23/2014
InactiveJohn Hancock Life Insurance Company (U.S.A.)300132Agent - Variable Life and Variable Annuities9/8/20114/23/2014
InactiveNationwide Life Insurance Company300495Agent - Life2/15/20066/5/2017
InactiveNationwide Life Insurance Company300495Agent - Variable Life and Variable Annuities2/15/20066/5/2017
InactivePHL Variable Insurance Company300525Agent - Life9/11/20012/13/2004
InactivePHL Variable Insurance Company300525Agent - Variable Life and Variable Annuities9/11/20012/13/2004
InactivePrincipal National Life Insurance Company301926Agent - Life5/15/201312/30/2019
InactiveSunAmerica Annuity and Life Assurance Company301930Agent - Life11/13/20013/7/2006
InactiveSunAmerica Annuity and Life Assurance Company301930Agent - Variable Life and Variable Annuities11/13/20013/7/2006
InactiveTalcott Resolution Life Insurance Company301759Agent - Life3/9/200112/8/2009
InactiveTalcott Resolution Life Insurance Company301759Agent - Variable Life and Variable Annuities5/31/200112/8/2009
InactiveTalcott Resolution Life and Annuity Insurance Company300932Agent - Life3/9/200112/8/2009
InactiveTalcott Resolution Life and Annuity Insurance Company300932Agent - Variable Life and Variable Annuities5/31/200112/8/2009
InactiveTransamerica Life Insurance Company300571Agent - Life4/16/20136/4/2019
InactiveTransamerica Life Insurance Company300571Agent - Variable Life and Variable Annuities4/16/20136/4/2019
InactiveVenerable Insurance and Annuity Company301006Agent - Life5/11/20048/25/2008
InactiveVenerable Insurance and Annuity Company301006Agent - Variable Life and Variable Annuities5/11/20048/25/2008
Designated to act on behalf of the following Business Entities
StatusAffiliation NameDOI NumberLine of AuthorityActive DateInactive Date
InactiveUbs Financial Services Ins Agency Inc399373Agent - Life6/3/200212/30/2019
InactiveUbs Financial Services Ins Agency Inc399373Agent - Variable Life and Variable Annuities6/3/20026/4/2019

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