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DEPARTMENT OF INSURANCE
Affiliations
Name
Legg Mason Financial Services Inc.
DOIID
400259
NAIC NPN
963165
License - Line of Authority Information
Status
Residency
Class
Line of Authority
Active Date
Inactive Date
License Expiration Date
Inactive
Non Resident
Agent
Variable Life and Variable Annuities
10/5/2001
7/1/2006
Inactive
Non Resident
Agent
Health
2/21/1995
7/1/2006
Inactive
Non Resident
Agent
Life
2/21/1995
7/1/2006
* If a status Is
Pending, Pending Replacement
,Or the record displays
Affidavit On File
, click On them For more details.
Notice:
The Department verifies, at the time of application for a Variable Life and Variable Annuity line of authority, that an agent is registered with the Financial Industry Regulatory Authority (FINRA) and the applicant has passed the Series 6 or greater exam. The Department does not verify registration with FINRA after the agent is qualified by the Department to receive the Variable Life and Variable Annuity line of authority. If you have questions about a broker’s FINRA registration status, you should check this status directly with FINRA.
Appointments with the following Insurers
Status
Affiliation Name
DOI Number
Line of Authority
Active Date
Inactive Date
Inactive
Allianz Life Insurance Company of North America
301791
Agent - Life
4/2/1999
7/1/2006
Inactive
Augustar Life Insurance Company
301816
Agent - Health
9/30/1999
7/1/2006
Inactive
Augustar Life Insurance Company
301816
Agent - Life
10/19/2001
7/1/2006
Inactive
Augustar Life Insurance Company
301816
Agent - Variable Life and Variable Annuities
10/19/2001
7/1/2006
Inactive
Delaware Life Insurance Company
301256
Agent - Life
10/22/2001
7/1/2006
Inactive
Delaware Life Insurance Company
301256
Agent - Variable Life and Variable Annuities
10/22/2001
7/1/2006
Inactive
Equitable Financial Life Insurance Company
300808
Agent - Life
11/15/2001
7/1/2006
Inactive
Equitable Financial Life Insurance Company
300808
Agent - Variable Life and Variable Annuities
11/15/2001
7/1/2006
Inactive
First Colony Life Insurance Company
301179
Agent - Health
4/20/1999
7/1/2006
Inactive
First Colony Life Insurance Company
301179
Agent - Life
4/20/1999
7/1/2006
Inactive
Fortitude Life Insurance & Annuity Company
301503
Agent - Health
6/19/1998
7/1/2006
Inactive
Fortitude Life Insurance & Annuity Company
301503
Agent - Life
6/19/1998
7/1/2006
Inactive
Fortitude Life Insurance & Annuity Company
301503
Agent - Variable Life and Variable Annuities
10/15/2001
7/1/2006
Inactive
Genworth Life Insurance Company
300623
Agent - Health
3/11/2004
7/1/2006
Inactive
Genworth Life Insurance Company
300623
Agent - Life
3/11/2004
7/1/2006
Inactive
ING Insurance Company of America
301507
Agent - Life
11/5/1998
12/31/2005
Inactive
Jackson National Life Insurance Company
300486
Agent - Life
3/10/2004
3/16/2006
Inactive
Jackson National Life Insurance Company
300486
Agent - Variable Life and Variable Annuities
3/10/2004
3/16/2006
Inactive
John Hancock Life Insurance Company (U.S.A.)
300132
Agent - Life
1/22/2002
7/1/2006
Inactive
Keyport Life Insurance Company
300319
Agent - Life
1/14/2003
12/31/2003
Inactive
Keyport Life Insurance Company
300319
Agent - Variable Life and Variable Annuities
1/14/2003
12/31/2003
Inactive
Lincoln National Life Insurance Company (The)
301382
Agent - Health
4/29/1997
3/1/2006
Inactive
Lincoln National Life Insurance Company (The)
301382
Agent - Life
4/29/1997
3/1/2006
Inactive
Lincoln National Life Insurance Company (The)
301382
Agent - Variable Life and Variable Annuities
11/2/2001
3/1/2006
Inactive
Manufacturers Life Insurance Company of North America
301899
Agent - Life
4/22/1996
1/22/2002
Inactive
MetLife Investors Insurance Company
301872
Agent - Health
2/7/2001
2/21/2006
Inactive
MetLife Investors Insurance Company
301872
Agent - Life
2/7/2001
2/21/2006
Inactive
MetLife Investors Insurance Company
301872
Agent - Variable Life and Variable Annuities
10/29/2003
2/21/2006
Inactive
MetLife Investors USA Insurance Company
300845
Agent - Health
5/5/2005
2/21/2006
Inactive
MetLife Investors USA Insurance Company
300845
Agent - Life
5/5/2005
2/21/2006
Inactive
MetLife Investors USA Insurance Company
300845
Agent - Variable Life and Variable Annuities
5/5/2005
2/21/2006
Inactive
Metropolitan Life Insurance Company
301948
Agent - Health
5/5/2005
2/21/2006
Inactive
Metropolitan Life Insurance Company
301948
Agent - Life
5/5/2005
2/21/2006
Inactive
Metropolitan Life Insurance Company
301948
Agent - Variable Life and Variable Annuities
5/5/2005
2/21/2006
Inactive
Nassau Life Insurance Company
301406
Agent - Health
12/4/1999
3/27/2006
Inactive
Nassau Life Insurance Company
301406
Agent - Life
12/4/1999
3/27/2006
Inactive
Nationwide Life Insurance Company
300495
Agent - Health
3/12/1996
7/1/2006
Inactive
Nationwide Life Insurance Company
300495
Agent - Life
3/12/1996
7/1/2006
Inactive
Nationwide Life Insurance Company
300495
Agent - Variable Life and Variable Annuities
11/11/2005
7/1/2006
Inactive
Nationwide Life and Annuity Insurance Company
300714
Agent - Life
1/22/1998
7/1/2006
Inactive
Nationwide Life and Annuity Insurance Company
300714
Agent - Variable Life and Variable Annuities
11/11/2005
7/1/2006
Inactive
New York Life Insurance and Annuity Corporation
300726
Agent - Life
7/20/2005
7/1/2006
Inactive
New York Life Insurance and Annuity Corporation
300726
Agent - Variable Life and Variable Annuities
7/20/2005
7/1/2006
Inactive
PHL Variable Insurance Company
300525
Agent - Health
10/29/1999
3/27/2006
Inactive
PHL Variable Insurance Company
300525
Agent - Life
10/29/1999
3/27/2006
Inactive
Pacific Life Insurance Company
301848
Agent - Life
1/11/2002
7/1/2006
Inactive
Pacific Life Insurance Company
301848
Agent - Variable Life and Variable Annuities
1/11/2002
7/1/2006
Inactive
Principal Life Insurance Company
300129
Agent - Health
6/8/2004
7/1/2006
Inactive
Principal Life Insurance Company
300129
Agent - Life
6/8/2004
7/1/2006
Inactive
Principal Life Insurance Company
300129
Agent - Variable Life and Variable Annuities
6/8/2004
7/1/2006
Inactive
Protective Life Insurance Company
300638
Agent - Variable Life and Variable Annuities
10/22/2001
7/1/2006
Inactive
Pruco Life Insurance Company
300954
Agent - Health
3/29/2004
7/1/2006
Inactive
Pruco Life Insurance Company
300954
Agent - Life
3/29/2004
7/1/2006
Inactive
Pruco Life Insurance Company
300954
Agent - Variable Life and Variable Annuities
3/29/2004
7/1/2006
Inactive
Prudential Insurance Company of America
300784
Agent - Health
3/31/2004
7/1/2006
Inactive
Prudential Insurance Company of America
300784
Agent - Life
3/31/2004
7/1/2006
Inactive
Prudential Insurance Company of America
300784
Agent - Variable Life and Variable Annuities
3/31/2004
7/1/2006
Inactive
SunAmerica Annuity and Life Assurance Company
301930
Agent - Life
11/3/1999
7/1/2006
Inactive
SunAmerica Life Insurance Company
300096
Agent - Life
11/3/1999
3/31/2003
Inactive
Talcott Resolution Life Insurance Company
301759
Agent - Health
10/4/2001
7/1/2006
Inactive
Talcott Resolution Life Insurance Company
301759
Agent - Life
10/4/2001
7/1/2006
Inactive
Talcott Resolution Life Insurance Company
301759
Agent - Variable Life and Variable Annuities
10/5/2001
7/1/2006
Inactive
Talcott Resolution Life and Annuity Insurance Company
300932
Agent - Health
2/21/1995
7/1/2006
Inactive
Talcott Resolution Life and Annuity Insurance Company
300932
Agent - Life
2/21/1995
7/1/2006
Inactive
Talcott Resolution Life and Annuity Insurance Company
300932
Agent - Variable Life and Variable Annuities
10/5/2001
7/1/2006
Inactive
Transamerica Life Insurance Company
300571
Agent - Health
1/20/1998
6/29/2006
Inactive
Transamerica Life Insurance Company
300571
Agent - Life
1/20/1998
6/29/2006
Inactive
Transamerica Life Insurance Company
300571
Agent - Variable Life and Variable Annuities
12/12/2001
6/29/2006
Inactive
Transamerica Life Insurance and Annuity Company
300148
Agent - Life
6/17/2004
10/1/2005
Inactive
Transamerica Occidental Life Insurance Company
300966
Agent - Health
10/20/1999
7/1/2006
Inactive
Transamerica Occidental Life Insurance Company
300966
Agent - Life
10/20/1999
7/1/2006
Inactive
Voya Retirement Insurance and Annuity Company
300643
Agent - Health
11/5/1998
2/17/2006
Inactive
Voya Retirement Insurance and Annuity Company
300643
Agent - Life
11/5/1998
2/17/2006
Inactive
Voya Retirement Insurance and Annuity Company
300643
Agent - Variable Life and Variable Annuities
10/18/2001
2/17/2006
Inactive
Western National Life Insurance Company
300461
Agent - Life
8/12/2004
5/2/2006
Designated Individuals
Status
Affiliation Name
DOI Number
Line of Authority
Active Date
Inactive Date
Inactive
Steinke, Robert
590642
Agent - Health
7/16/2004
4/30/2006
Inactive
Steinke, Robert
590642
Agent - Life
7/16/2004
4/30/2006
Inactive
Steinke, Robert
590642
Agent - Variable Life and Variable Annuities
7/16/2004
4/30/2006
Inactive
Sullivan, Laurens N
393069
Agent - Health
2/21/1995
7/16/2004
Inactive
Sullivan, Laurens N
393069
Agent - Life
2/21/1995
7/16/2004
Inactive
Sullivan, Laurens N
393069
Agent - Variable Life and Variable Annuities
10/2/2001
7/16/2004
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