DEPARTMENT OF INSURANCE
Affiliations
NameLegg Mason Financial Services Inc.DOIID400259NAIC NPN963165
License - Line of Authority Information
StatusResidencyClassLine of AuthorityActive DateInactive DateLicense Expiration Date
InactiveNon ResidentAgentVariable Life and Variable Annuities10/5/20017/1/2006 
InactiveNon ResidentAgentHealth2/21/19957/1/2006 
InactiveNon ResidentAgentLife2/21/19957/1/2006 
* If a status Is Pending, Pending Replacement,Or the record displays Affidavit On File, click On them For more details.
Notice: The Department verifies, at the time of application for a Variable Life and Variable Annuity line of authority, that an agent is registered with the Financial Industry Regulatory Authority (FINRA) and the applicant has passed the Series 6 or greater exam. The Department does not verify registration with FINRA after the agent is qualified by the Department to receive the Variable Life and Variable Annuity line of authority. If you have questions about a broker’s FINRA registration status, you should check this status directly with FINRA.

Appointments with the following Insurers
StatusAffiliation NameDOI NumberLine of AuthorityActive DateInactive Date
InactiveAllianz Life Insurance Company of North America301791Agent - Life4/2/19997/1/2006
InactiveAugustar Life Insurance Company301816Agent - Health9/30/19997/1/2006
InactiveAugustar Life Insurance Company301816Agent - Life10/19/20017/1/2006
InactiveAugustar Life Insurance Company301816Agent - Variable Life and Variable Annuities10/19/20017/1/2006
InactiveDelaware Life Insurance Company301256Agent - Life10/22/20017/1/2006
InactiveDelaware Life Insurance Company301256Agent - Variable Life and Variable Annuities10/22/20017/1/2006
InactiveEquitable Financial Life Insurance Company300808Agent - Life11/15/20017/1/2006
InactiveEquitable Financial Life Insurance Company300808Agent - Variable Life and Variable Annuities11/15/20017/1/2006
InactiveFirst Colony Life Insurance Company301179Agent - Health4/20/19997/1/2006
InactiveFirst Colony Life Insurance Company301179Agent - Life4/20/19997/1/2006
InactiveFortitude Life Insurance & Annuity Company301503Agent - Health6/19/19987/1/2006
InactiveFortitude Life Insurance & Annuity Company301503Agent - Life6/19/19987/1/2006
InactiveFortitude Life Insurance & Annuity Company301503Agent - Variable Life and Variable Annuities10/15/20017/1/2006
InactiveGenworth Life Insurance Company300623Agent - Health3/11/20047/1/2006
InactiveGenworth Life Insurance Company300623Agent - Life3/11/20047/1/2006
InactiveING Insurance Company of America301507Agent - Life11/5/199812/31/2005
InactiveJackson National Life Insurance Company300486Agent - Life3/10/20043/16/2006
InactiveJackson National Life Insurance Company300486Agent - Variable Life and Variable Annuities3/10/20043/16/2006
InactiveJohn Hancock Life Insurance Company (U.S.A.)300132Agent - Life1/22/20027/1/2006
InactiveKeyport Life Insurance Company300319Agent - Life1/14/200312/31/2003
InactiveKeyport Life Insurance Company300319Agent - Variable Life and Variable Annuities1/14/200312/31/2003
InactiveLincoln National Life Insurance Company (The)301382Agent - Health4/29/19973/1/2006
InactiveLincoln National Life Insurance Company (The)301382Agent - Life4/29/19973/1/2006
InactiveLincoln National Life Insurance Company (The)301382Agent - Variable Life and Variable Annuities11/2/20013/1/2006
InactiveManufacturers Life Insurance Company of North America301899Agent - Life4/22/19961/22/2002
InactiveMetLife Investors Insurance Company301872Agent - Health2/7/20012/21/2006
InactiveMetLife Investors Insurance Company301872Agent - Life2/7/20012/21/2006
InactiveMetLife Investors Insurance Company301872Agent - Variable Life and Variable Annuities10/29/20032/21/2006
InactiveMetLife Investors USA Insurance Company300845Agent - Health5/5/20052/21/2006
InactiveMetLife Investors USA Insurance Company300845Agent - Life5/5/20052/21/2006
InactiveMetLife Investors USA Insurance Company300845Agent - Variable Life and Variable Annuities5/5/20052/21/2006
InactiveMetropolitan Life Insurance Company301948Agent - Health5/5/20052/21/2006
InactiveMetropolitan Life Insurance Company301948Agent - Life5/5/20052/21/2006
InactiveMetropolitan Life Insurance Company301948Agent - Variable Life and Variable Annuities5/5/20052/21/2006
InactiveNassau Life Insurance Company301406Agent - Health12/4/19993/27/2006
InactiveNassau Life Insurance Company301406Agent - Life12/4/19993/27/2006
InactiveNationwide Life Insurance Company300495Agent - Health3/12/19967/1/2006
InactiveNationwide Life Insurance Company300495Agent - Life3/12/19967/1/2006
InactiveNationwide Life Insurance Company300495Agent - Variable Life and Variable Annuities11/11/20057/1/2006
InactiveNationwide Life and Annuity Insurance Company300714Agent - Life1/22/19987/1/2006
InactiveNationwide Life and Annuity Insurance Company300714Agent - Variable Life and Variable Annuities11/11/20057/1/2006
InactiveNew York Life Insurance and Annuity Corporation300726Agent - Life7/20/20057/1/2006
InactiveNew York Life Insurance and Annuity Corporation300726Agent - Variable Life and Variable Annuities7/20/20057/1/2006
InactivePHL Variable Insurance Company300525Agent - Health10/29/19993/27/2006
InactivePHL Variable Insurance Company300525Agent - Life10/29/19993/27/2006
InactivePacific Life Insurance Company301848Agent - Life1/11/20027/1/2006
InactivePacific Life Insurance Company301848Agent - Variable Life and Variable Annuities1/11/20027/1/2006
InactivePrincipal Life Insurance Company300129Agent - Health6/8/20047/1/2006
InactivePrincipal Life Insurance Company300129Agent - Life6/8/20047/1/2006
InactivePrincipal Life Insurance Company300129Agent - Variable Life and Variable Annuities6/8/20047/1/2006
InactiveProtective Life Insurance Company300638Agent - Variable Life and Variable Annuities10/22/20017/1/2006
InactivePruco Life Insurance Company300954Agent - Health3/29/20047/1/2006
InactivePruco Life Insurance Company300954Agent - Life3/29/20047/1/2006
InactivePruco Life Insurance Company300954Agent - Variable Life and Variable Annuities3/29/20047/1/2006
InactivePrudential Insurance Company of America300784Agent - Health3/31/20047/1/2006
InactivePrudential Insurance Company of America300784Agent - Life3/31/20047/1/2006
InactivePrudential Insurance Company of America300784Agent - Variable Life and Variable Annuities3/31/20047/1/2006
InactiveSunAmerica Annuity and Life Assurance Company301930Agent - Life11/3/19997/1/2006
InactiveSunAmerica Life Insurance Company300096Agent - Life11/3/19993/31/2003
InactiveTalcott Resolution Life Insurance Company301759Agent - Health10/4/20017/1/2006
InactiveTalcott Resolution Life Insurance Company301759Agent - Life10/4/20017/1/2006
InactiveTalcott Resolution Life Insurance Company301759Agent - Variable Life and Variable Annuities10/5/20017/1/2006
InactiveTalcott Resolution Life and Annuity Insurance Company300932Agent - Health2/21/19957/1/2006
InactiveTalcott Resolution Life and Annuity Insurance Company300932Agent - Life2/21/19957/1/2006
InactiveTalcott Resolution Life and Annuity Insurance Company300932Agent - Variable Life and Variable Annuities10/5/20017/1/2006
InactiveTransamerica Life Insurance Company300571Agent - Health1/20/19986/29/2006
InactiveTransamerica Life Insurance Company300571Agent - Life1/20/19986/29/2006
InactiveTransamerica Life Insurance Company300571Agent - Variable Life and Variable Annuities12/12/20016/29/2006
InactiveTransamerica Life Insurance and Annuity Company300148Agent - Life6/17/200410/1/2005
InactiveTransamerica Occidental Life Insurance Company300966Agent - Health10/20/19997/1/2006
InactiveTransamerica Occidental Life Insurance Company300966Agent - Life10/20/19997/1/2006
InactiveVoya Retirement Insurance and Annuity Company300643Agent - Health11/5/19982/17/2006
InactiveVoya Retirement Insurance and Annuity Company300643Agent - Life11/5/19982/17/2006
InactiveVoya Retirement Insurance and Annuity Company300643Agent - Variable Life and Variable Annuities10/18/20012/17/2006
InactiveWestern National Life Insurance Company300461Agent - Life8/12/20045/2/2006
Designated Individuals
StatusAffiliation NameDOI NumberLine of AuthorityActive DateInactive Date
InactiveSteinke, Robert 590642Agent - Health7/16/20044/30/2006
InactiveSteinke, Robert 590642Agent - Life7/16/20044/30/2006
InactiveSteinke, Robert 590642Agent - Variable Life and Variable Annuities7/16/20044/30/2006
InactiveSullivan, Laurens N 393069Agent - Health2/21/19957/16/2004
InactiveSullivan, Laurens N 393069Agent - Life2/21/19957/16/2004
InactiveSullivan, Laurens N 393069Agent - Variable Life and Variable Annuities10/2/20017/16/2004

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