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DEPARTMENT OF INSURANCE
Affiliations
Name
Capital One Agency LLC
DOIID
502886
NAIC NPN
2440663
License - Line of Authority Information
Status
Residency
Class
Line of Authority
Active Date
Inactive Date
License Expiration Date
Denied
Non Resident
Agent
Variable Life and Variable Annuities
Inactive
Non Resident
Agent
Casualty
7/29/2004
11/1/2015
Inactive
Non Resident
Agent
Property
10/3/2007
9/2/2009
Inactive
Non Resident
Agent
Health
6/13/2017
1/8/2019
Inactive
Non Resident
Agent
General Lines
3/2/2000
8/15/2000
Inactive
Non Resident
Agent
Life
6/13/2017
1/8/2019
* If a status Is
Pending, Pending Replacement
,Or the record displays
Affidavit On File
, click On them For more details.
Notice:
The Department verifies, at the time of application for a Variable Life and Variable Annuity line of authority, that an agent is registered with the Financial Industry Regulatory Authority (FINRA) and the applicant has passed the Series 6 or greater exam. The Department does not verify registration with FINRA after the agent is qualified by the Department to receive the Variable Life and Variable Annuity line of authority. If you have questions about a broker’s FINRA registration status, you should check this status directly with FINRA.
Appointments with the following Insurers
Status
Affiliation Name
DOI Number
Line of Authority
Active Date
Inactive Date
Inactive
21st Century Centennial Insurance Company
301840
Agent - Casualty
8/15/2000
4/14/2003
Inactive
21st Century Centennial Insurance Company
301840
Agent - General Lines
6/26/2000
8/15/2000
Inactive
21st Century Centennial Insurance Company
301840
Agent - Property
8/15/2000
4/14/2003
Inactive
21st Century Premier Insurance Company
301925
Agent - Casualty
8/15/2000
4/14/2003
Inactive
21st Century Premier Insurance Company
301925
Agent - General Lines
6/26/2000
8/15/2000
Inactive
21st Century Premier Insurance Company
301925
Agent - Property
8/15/2000
4/14/2003
Inactive
Allianz Life Insurance Company of North America
301791
Agent - Health
11/21/2011
6/10/2016
Inactive
Allianz Life Insurance Company of North America
301791
Agent - Life
11/21/2011
5/1/2017
Inactive
American Bankers Insurance Company of Florida
300360
Agent - Casualty
9/11/2006
8/14/2009
Inactive
American Bankers Insurance Company of Florida
300360
Agent - General Lines
3/2/2000
8/15/2000
Inactive
American Bankers Insurance Company of Florida
300360
Agent - Property
9/11/2006
2/27/2007
Inactive
American Bankers Life Assurance Company of Florida
300171
Agent - Health
8/11/2004
5/18/2005
Denied
American Bankers Life Assurance Company of Florida
300171
Agent - Life
Inactive
American Family Home Insurance Company
301817
Agent - Casualty
11/4/2008
11/1/2015
Inactive
American Family Home Insurance Company
301817
Agent - Property
11/4/2008
9/2/2009
Inactive
American Modern Home Insurance Company
300791
Agent - Casualty
11/4/2008
11/1/2015
Inactive
American Modern Home Insurance Company
300791
Agent - Property
11/4/2008
9/2/2009
Inactive
American Security Insurance Company
300901
Agent - Casualty
6/24/2005
10/7/2009
Inactive
American Security Insurance Company
300901
Agent - Property
6/24/2005
2/27/2007
Inactive
American Southern Home Insurance Company
626276
Agent - Casualty
8/13/2007
11/1/2015
Inactive
Athene Annuity & Life Assurance Company
301798
Agent - Life
7/10/2007
9/2/2014
Inactive
Brighthouse Life Insurance Company
301829
Agent - Health
11/14/2014
6/10/2016
Inactive
Brighthouse Life Insurance Company
301829
Agent - Life
11/14/2014
5/1/2017
Inactive
Empower Annuity Insurance Company of America
300259
Agent - Life
11/16/2011
5/1/2017
Inactive
Greenwood Insurance Company
301069
Agent - Casualty
8/15/2000
4/14/2003
Inactive
Greenwood Insurance Company
301069
Agent - General Lines
6/26/2000
8/15/2000
Inactive
Greenwood Insurance Company
301069
Agent - Property
8/15/2000
4/14/2003
Inactive
MetLife Investors Insurance Company
301872
Agent - Health
7/15/2008
11/14/2014
Inactive
MetLife Investors Insurance Company
301872
Agent - Life
7/15/2008
11/14/2014
Inactive
MetLife Investors USA Insurance Company
300845
Agent - Health
7/15/2008
11/14/2014
Inactive
MetLife Investors USA Insurance Company
300845
Agent - Life
7/15/2008
11/14/2014
Inactive
Metropolitan Life Insurance Company
301948
Agent - Health
7/15/2008
6/10/2016
Inactive
Metropolitan Life Insurance Company
301948
Agent - Life
7/15/2008
5/1/2017
Inactive
Minnesota Life Insurance Company
300488
Agent - Health
4/7/2005
6/10/2016
Inactive
Minnesota Life Insurance Company
300488
Agent - Life
4/7/2005
5/1/2017
Inactive
Nationwide Life Insurance Company
300495
Agent - Health
8/1/2014
6/10/2016
Inactive
Nationwide Life Insurance Company
300495
Agent - Life
8/1/2014
5/1/2017
Inactive
Nationwide Life and Annuity Insurance Company
300714
Agent - Health
6/16/2017
1/8/2019
Inactive
Nationwide Life and Annuity Insurance Company
300714
Agent - Life
6/16/2017
1/8/2019
Inactive
New York Life Insurance and Annuity Corporation
300726
Agent - Life
10/23/2017
1/8/2019
Inactive
Pacific Life Insurance Company
301848
Agent - Health
7/18/2014
6/10/2016
Inactive
Pacific Life Insurance Company
301848
Agent - Life
7/18/2014
5/1/2017
Inactive
Standard Guaranty Insurance Company
300902
Agent - Casualty
6/24/2005
2/20/2009
Inactive
Standard Guaranty Insurance Company
300902
Agent - Property
6/24/2005
2/27/2007
Inactive
State Life Insurance Company
301497
Agent - Health
10/20/2011
6/10/2016
Inactive
State Life Insurance Company
301497
Agent - Life
10/20/2011
5/1/2017
Inactive
Talcott Resolution Life Insurance Company
301759
Agent - Health
4/2/2018
1/8/2019
Inactive
Talcott Resolution Life Insurance Company
301759
Agent - Life
4/2/2018
1/8/2019
Inactive
Talcott Resolution Life and Annuity Insurance Company
300932
Agent - Health
4/2/2018
1/8/2019
Inactive
Talcott Resolution Life and Annuity Insurance Company
300932
Agent - Life
4/2/2018
1/8/2019
Inactive
Western-Southern Life Assurance Company
301590
Agent - Health
6/20/2017
1/8/2019
Inactive
Western-Southern Life Assurance Company
301590
Agent - Life
6/20/2017
1/8/2019
Designated Individuals
Status
Affiliation Name
DOI Number
Line of Authority
Active Date
Inactive Date
Inactive
Cerrato, Douglas
833017
Agent - Health
8/14/2014
6/9/2016
Inactive
Cerrato, Douglas
833017
Agent - Life
8/14/2014
6/9/2016
Inactive
Cerrato, Douglas
833017
Agent - Variable Life and Variable Annuities
8/14/2014
11/4/2014
Inactive
Curry, Thomas J
575273
Agent - Casualty
2/7/2005
8/31/2015
Inactive
Curry, Thomas J
575273
Agent - Health
8/11/2004
8/31/2015
Inactive
Curry, Thomas J
575273
Agent - Life
8/11/2004
8/31/2015
Inactive
Curry, Thomas J
575273
Agent - Property
10/3/2007
9/2/2009
Denied
Curry, Thomas J
575273
Agent - Variable Life and Variable Annuities
Inactive
Hamilton, Sandeep
832924
Agent - Life
8/14/2014
2/28/2017
Inactive
Hamilton, Sandeep
832924
Agent - Variable Life and Variable Annuities
8/14/2014
11/4/2014
Denied
La Guardia, Michael
754049
Agent - Variable Life and Variable Annuities
Withdrawn
Paul, James Albin
956826
Agent - Health
6/13/2017
Withdrawn
Paul, James Albin
956826
Agent - Life
6/13/2017
Inactive
Potter, James Walter
505107
Agent - Casualty
7/29/2004
2/26/2007
Inactive
Potter, James Walter
505107
Agent - General Lines
5/1/2000
8/15/2000
Denied
Potter, James Walter
505107
Agent - Health
Denied
Potter, James Walter
505107
Agent - Life
Inactive
Potter, James Walter
505107
Agent - Property
7/29/2004
2/26/2007
Denied
Serfass, Brian
939936
Agent - Health
Inactive
Serfass, Brian
939936
Agent - Life
7/27/2017
1/8/2019
Inactive
Sills, Jeffery
695211
Agent - Health
6/13/2017
1/8/2019
Inactive
Sills, Jeffery
695211
Agent - Life
6/13/2017
1/8/2019
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