DEPARTMENT OF INSURANCE
Affiliations
NameCapital One Agency LLCDOIID502886NAIC NPN2440663
License - Line of Authority Information
StatusResidencyClassLine of AuthorityActive DateInactive DateLicense Expiration Date
DeniedNon ResidentAgentVariable Life and Variable Annuities   
InactiveNon ResidentAgentCasualty7/29/200411/1/2015 
InactiveNon ResidentAgentProperty10/3/20079/2/2009 
InactiveNon ResidentAgentHealth6/13/20171/8/2019 
InactiveNon ResidentAgentGeneral Lines3/2/20008/15/2000 
InactiveNon ResidentAgentLife6/13/20171/8/2019 
* If a status Is Pending, Pending Replacement,Or the record displays Affidavit On File, click On them For more details.
Notice: The Department verifies, at the time of application for a Variable Life and Variable Annuity line of authority, that an agent is registered with the Financial Industry Regulatory Authority (FINRA) and the applicant has passed the Series 6 or greater exam. The Department does not verify registration with FINRA after the agent is qualified by the Department to receive the Variable Life and Variable Annuity line of authority. If you have questions about a broker’s FINRA registration status, you should check this status directly with FINRA.

Appointments with the following Insurers
StatusAffiliation NameDOI NumberLine of AuthorityActive DateInactive Date
Inactive21st Century Centennial Insurance Company301840Agent - Casualty8/15/20004/14/2003
Inactive21st Century Centennial Insurance Company301840Agent - General Lines6/26/20008/15/2000
Inactive21st Century Centennial Insurance Company301840Agent - Property8/15/20004/14/2003
Inactive21st Century Premier Insurance Company301925Agent - Casualty8/15/20004/14/2003
Inactive21st Century Premier Insurance Company301925Agent - General Lines6/26/20008/15/2000
Inactive21st Century Premier Insurance Company301925Agent - Property8/15/20004/14/2003
InactiveAllianz Life Insurance Company of North America301791Agent - Health11/21/20116/10/2016
InactiveAllianz Life Insurance Company of North America301791Agent - Life11/21/20115/1/2017
InactiveAmerican Bankers Insurance Company of Florida300360Agent - Casualty9/11/20068/14/2009
InactiveAmerican Bankers Insurance Company of Florida300360Agent - General Lines3/2/20008/15/2000
InactiveAmerican Bankers Insurance Company of Florida300360Agent - Property9/11/20062/27/2007
InactiveAmerican Bankers Life Assurance Company of Florida300171Agent - Health8/11/20045/18/2005
DeniedAmerican Bankers Life Assurance Company of Florida300171Agent - Life  
InactiveAmerican Family Home Insurance Company301817Agent - Casualty11/4/200811/1/2015
InactiveAmerican Family Home Insurance Company301817Agent - Property11/4/20089/2/2009
InactiveAmerican Modern Home Insurance Company300791Agent - Casualty11/4/200811/1/2015
InactiveAmerican Modern Home Insurance Company300791Agent - Property11/4/20089/2/2009
InactiveAmerican Security Insurance Company300901Agent - Casualty6/24/200510/7/2009
InactiveAmerican Security Insurance Company300901Agent - Property6/24/20052/27/2007
InactiveAmerican Southern Home Insurance Company626276Agent - Casualty8/13/200711/1/2015
InactiveAthene Annuity & Life Assurance Company301798Agent - Life7/10/20079/2/2014
InactiveBrighthouse Life Insurance Company301829Agent - Health11/14/20146/10/2016
InactiveBrighthouse Life Insurance Company301829Agent - Life11/14/20145/1/2017
InactiveEmpower Annuity Insurance Company of America300259Agent - Life11/16/20115/1/2017
InactiveGreenwood Insurance Company301069Agent - Casualty8/15/20004/14/2003
InactiveGreenwood Insurance Company301069Agent - General Lines6/26/20008/15/2000
InactiveGreenwood Insurance Company301069Agent - Property8/15/20004/14/2003
InactiveMetLife Investors Insurance Company301872Agent - Health7/15/200811/14/2014
InactiveMetLife Investors Insurance Company301872Agent - Life7/15/200811/14/2014
InactiveMetLife Investors USA Insurance Company300845Agent - Health7/15/200811/14/2014
InactiveMetLife Investors USA Insurance Company300845Agent - Life7/15/200811/14/2014
InactiveMetropolitan Life Insurance Company301948Agent - Health7/15/20086/10/2016
InactiveMetropolitan Life Insurance Company301948Agent - Life7/15/20085/1/2017
InactiveMinnesota Life Insurance Company300488Agent - Health4/7/20056/10/2016
InactiveMinnesota Life Insurance Company300488Agent - Life4/7/20055/1/2017
InactiveNationwide Life Insurance Company300495Agent - Health8/1/20146/10/2016
InactiveNationwide Life Insurance Company300495Agent - Life8/1/20145/1/2017
InactiveNationwide Life and Annuity Insurance Company300714Agent - Health6/16/20171/8/2019
InactiveNationwide Life and Annuity Insurance Company300714Agent - Life6/16/20171/8/2019
InactiveNew York Life Insurance and Annuity Corporation300726Agent - Life10/23/20171/8/2019
InactivePacific Life Insurance Company301848Agent - Health7/18/20146/10/2016
InactivePacific Life Insurance Company301848Agent - Life7/18/20145/1/2017
InactiveStandard Guaranty Insurance Company300902Agent - Casualty6/24/20052/20/2009
InactiveStandard Guaranty Insurance Company300902Agent - Property6/24/20052/27/2007
InactiveState Life Insurance Company301497Agent - Health10/20/20116/10/2016
InactiveState Life Insurance Company301497Agent - Life10/20/20115/1/2017
InactiveTalcott Resolution Life Insurance Company301759Agent - Health4/2/20181/8/2019
InactiveTalcott Resolution Life Insurance Company301759Agent - Life4/2/20181/8/2019
InactiveTalcott Resolution Life and Annuity Insurance Company300932Agent - Health4/2/20181/8/2019
InactiveTalcott Resolution Life and Annuity Insurance Company300932Agent - Life4/2/20181/8/2019
InactiveWestern-Southern Life Assurance Company301590Agent - Health6/20/20171/8/2019
InactiveWestern-Southern Life Assurance Company301590Agent - Life6/20/20171/8/2019
Designated Individuals
StatusAffiliation NameDOI NumberLine of AuthorityActive DateInactive Date
InactiveCerrato, Douglas 833017Agent - Health8/14/20146/9/2016
InactiveCerrato, Douglas 833017Agent - Life8/14/20146/9/2016
InactiveCerrato, Douglas 833017Agent - Variable Life and Variable Annuities8/14/201411/4/2014
InactiveCurry, Thomas J 575273Agent - Casualty2/7/20058/31/2015
InactiveCurry, Thomas J 575273Agent - Health8/11/20048/31/2015
InactiveCurry, Thomas J 575273Agent - Life8/11/20048/31/2015
InactiveCurry, Thomas J 575273Agent - Property10/3/20079/2/2009
DeniedCurry, Thomas J 575273Agent - Variable Life and Variable Annuities  
InactiveHamilton, Sandeep 832924Agent - Life8/14/20142/28/2017
InactiveHamilton, Sandeep 832924Agent - Variable Life and Variable Annuities8/14/201411/4/2014
DeniedLa Guardia, Michael 754049Agent - Variable Life and Variable Annuities  
WithdrawnPaul, James Albin 956826Agent - Health6/13/2017 
WithdrawnPaul, James Albin 956826Agent - Life6/13/2017 
InactivePotter, James Walter 505107Agent - Casualty7/29/20042/26/2007
InactivePotter, James Walter 505107Agent - General Lines5/1/20008/15/2000
DeniedPotter, James Walter 505107Agent - Health  
DeniedPotter, James Walter 505107Agent - Life  
InactivePotter, James Walter 505107Agent - Property7/29/20042/26/2007
DeniedSerfass, Brian 939936Agent - Health  
InactiveSerfass, Brian 939936Agent - Life7/27/20171/8/2019
InactiveSills, Jeffery 695211Agent - Health6/13/20171/8/2019
InactiveSills, Jeffery 695211Agent - Life6/13/20171/8/2019

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