DEPARTMENT OF INSURANCE
Affiliations
NameHochman, Joel LeonardDOIID510055NAIC NPN329696
License - Line of Authority Information
StatusResidencyClassLine of AuthorityActive DateInactive DateLicense Expiration Date
InactiveNon ResidentAgentLife6/12/20007/31/2018 
InactiveNon ResidentAgentVariable Life and Variable Annuities4/7/20037/31/2018 
InactiveNon ResidentAgentHealth6/12/20007/31/2018 
* If a status Is Pending, Pending Replacement,Or the record displays Affidavit On File, click On them For more details.
Notice: The Department verifies, at the time of application for a Variable Life and Variable Annuity line of authority, that an agent is registered with the Financial Industry Regulatory Authority (FINRA) and the applicant has passed the Series 6 or greater exam. The Department does not verify registration with FINRA after the agent is qualified by the Department to receive the Variable Life and Variable Annuity line of authority. If you have questions about a broker’s FINRA registration status, you should check this status directly with FINRA.

Appointments with the following Insurers
StatusAffiliation NameDOI NumberLine of AuthorityActive DateInactive Date
InactiveGenworth Life Insurance Company300623Agent - Health2/11/200212/7/2012
InactiveGenworth Life Insurance Company300623Agent - Life2/11/200212/7/2012
InactiveGenworth Life and Annuity Insurance Company301276Agent - Health2/11/200212/7/2012
InactiveGenworth Life and Annuity Insurance Company301276Agent - Life2/11/200212/7/2012
InactiveGenworth Life and Annuity Insurance Company301276Agent - Variable Life and Variable Annuities9/8/200312/7/2012
InactiveGuardian Insurance & Annuity Company Inc. (The)301920Agent - Life5/23/20037/31/2018
InactiveGuardian Insurance & Annuity Company Inc. (The)301920Agent - Variable Life and Variable Annuities5/23/20037/31/2018
InactiveJohn Hancock Life Insurance Company (U.S.A.)300132Agent - Life3/6/20027/27/2009
InactiveJohn Hancock Life Insurance Company (U.S.A.)300132Agent - Variable Life and Variable Annuities4/22/20037/27/2009
InactiveNorth American Company for Life and Health Insurance300291Agent - Life3/14/20026/23/2004
InactivePrincipal Life Insurance Company300129Agent - Health4/23/200311/25/2009
InactivePrincipal Life Insurance Company300129Agent - Life4/23/200311/25/2009
InactivePrudential Insurance Company of America300784Agent - Health6/12/200012/23/2014
InactivePrudential Insurance Company of America300784Agent - Life6/12/200012/23/2014
InactiveTalcott Resolution Life Insurance Company301759Agent - Health2/13/20023/5/2004
InactiveTalcott Resolution Life Insurance Company301759Agent - Life2/13/20023/5/2004
InactiveTalcott Resolution Life and Annuity Insurance Company300932Agent - Health2/13/20023/5/2004
InactiveTalcott Resolution Life and Annuity Insurance Company300932Agent - Life2/13/20023/5/2004
Designated to act on behalf of the following Business Entities
StatusAffiliation NameDOI NumberLine of AuthorityActive DateInactive Date
InactiveCetera Financial Specialists LLC511190Agent - Life7/31/20147/31/2018
InactiveCetera Financial Specialists LLC511190Agent - Health7/31/201412/23/2014
InactiveCetera Financial Specialists LLC511190Agent - Variable Life and Variable Annuities7/31/20147/31/2018
InactiveHochman & Baker Insurance Services, Inc.524686Agent - Life4/30/20015/13/2005
InactiveHochman & Baker Insurance Services, Inc.524686Agent - Health4/30/20015/13/2005
InactiveHochman & Baker Insurance Services, Inc.524686Agent - Variable Life and Variable Annuities5/23/20035/13/2005

© Commonwealth of Kentucky. All rights reserved.