DEPARTMENT OF INSURANCE
Affiliations
NameCetera Financial Specialists LLCDOIID511190NAIC NPN2101863
License - Line of Authority Information
StatusResidencyClassLine of AuthorityActive DateInactive DateLicense Expiration Date
ActiveNon ResidentAgentHealth7/20/2000 3/31/2026
ActiveNon ResidentAgentLife7/20/2000 3/31/2026
ActiveNon ResidentAgentVariable Life and Variable Annuities5/31/2001 3/31/2026
* If a status Is Pending, Pending Replacement,Or the record displays Affidavit On File, click On them For more details.
Notice: The Department verifies, at the time of application for a Variable Life and Variable Annuity line of authority, that an agent is registered with the Financial Industry Regulatory Authority (FINRA) and the applicant has passed the Series 6 or greater exam. The Department does not verify registration with FINRA after the agent is qualified by the Department to receive the Variable Life and Variable Annuity line of authority. If you have questions about a broker’s FINRA registration status, you should check this status directly with FINRA.

Appointments with the following Insurers
StatusAffiliation NameDOI NumberLine of AuthorityActive DateInactive Date
ActiveAllianz Life Insurance Company of North America301791Agent - Health4/3/2001 
ActiveAllianz Life Insurance Company of North America301791Agent - Life4/3/2001 
ActiveAllianz Life Insurance Company of North America301791Agent - Variable Life and Variable Annuities1/6/2004 
InactiveAmerican Continental Insurance Company643130Agent - Health8/18/20075/12/2011
InactiveAmerican Continental Insurance Company643130Agent - Life8/18/20075/12/2011
InactiveAmerican Equity Investment Life Insurance Company300389Agent - Life5/4/20167/26/2017
InactiveAmerican General Life Insurance Company301585Agent - Health9/3/200211/9/2012
ActiveAmerican General Life Insurance Company301585Agent - Life12/31/2012 
ActiveAmerican General Life Insurance Company301585Agent - Variable Life and Variable Annuities12/31/2012 
InactiveAmerican National Insurance Company301861Agent - Health4/5/20085/26/2021
ActiveAmerican National Insurance Company301861Agent - Life4/5/2008 
ActiveAmerican National Insurance Company301861Agent - Variable Life and Variable Annuities4/5/2008 
ActiveAmerican United Life Insurance Company300498Agent - Health4/27/2005 
ActiveAmerican United Life Insurance Company300498Agent - Life4/27/2005 
ActiveAmerican United Life Insurance Company300498Agent - Variable Life and Variable Annuities4/27/2005 
InactiveAmeritas Life Insurance Corporation300126Agent - Life4/9/200712/31/2012
InactiveAmeritas Life Insurance Corporation300126Agent - Variable Life and Variable Annuities4/9/200712/31/2012
InactiveAmeritas Variable Life Insurance Company300665Agent - Life5/1/20015/1/2007
InactiveAmeritas Variable Life Insurance Company300665Agent - Variable Life and Variable Annuities5/31/20015/1/2007
InactiveAthene Annuity & Life Assurance Company301798Agent - Health3/9/20062/3/2014
InactiveAthene Annuity & Life Assurance Company301798Agent - Life3/9/20062/3/2014
ActiveBanner Life Insurance Company301696Agent - Life5/24/2001 
ActiveBerkshire Life Insurance Company of America300983Agent - Health4/2/2003 
ActiveBerkshire Life Insurance Company of America300983Agent - Life4/2/2003 
ActiveBrighthouse Life Insurance Company301829Agent - Health10/4/2002 
ActiveBrighthouse Life Insurance Company301829Agent - Life7/27/2001 
ActiveBrighthouse Life Insurance Company301829Agent - Variable Life and Variable Annuities10/4/2002 
ActiveC.M. Life Insurance Company301335Agent - Health2/11/2002 
ActiveC.M. Life Insurance Company301335Agent - Life2/11/2002 
InactiveCommonwealth Annuity and Life Insurance Company300798Agent - Health1/17/200212/31/2008
InactiveCommonwealth Annuity and Life Insurance Company300798Agent - Life1/17/200212/31/2008
InactiveCommonwealth Annuity and Life Insurance Company300798Agent - Variable Life and Variable Annuities1/17/200212/31/2008
InactiveContinental Casualty Company301019Agent - Health2/27/200211/29/2004
InactiveDelaware Life Insurance Company301256Agent - Life2/12/200411/19/2012
InactiveDelaware Life Insurance Company301256Agent - Variable Life and Variable Annuities2/12/200411/19/2012
ActiveEagle Life Insurance Company701261Agent - Life9/2/2015 
ActiveEquitable Financial Life Insurance Company300808Agent - Life1/4/2002 
ActiveEquitable Financial Life Insurance Company300808Agent - Variable Life and Variable Annuities1/4/2002 
InactiveEquitable Financial Life Insurance Company of America301772Agent - Life5/27/20224/5/2023
ActiveEquitable Financial Life Insurance Company of America301772Agent - Variable Life and Variable Annuities5/27/2022 
InactiveEquitable Life Insurance Company of Iowa301633Agent - Health4/9/20011/1/2004
InactiveEquitable Life Insurance Company of Iowa301633Agent - Life4/9/20011/1/2004
InactiveEverlake Life Insurance Company300873Agent - Life3/8/20028/11/2014
InactiveEverlake Life Insurance Company300873Agent - Variable Life and Variable Annuities3/8/20028/11/2014
ActiveFidelity & Guaranty Life Insurance Company301359Agent - Life6/21/2021 
ActiveFidelity & Guaranty Life Insurance Company301359Agent - Variable Life and Variable Annuities4/10/2024 
InactiveFirst Colony Life Insurance Company301179Agent - Life5/23/20021/1/2007
InactiveFirst Colony Life Insurance Company301179Agent - Variable Life and Variable Annuities5/23/20021/1/2007
ActiveForethought Life Insurance Company301407Agent - Health4/16/2015 
ActiveForethought Life Insurance Company301407Agent - Life4/16/2015 
ActiveForethought Life Insurance Company301407Agent - Variable Life and Variable Annuities4/16/2015 
ActiveFortitude Life Insurance & Annuity Company301503Agent - Life4/9/2001 
ActiveFortitude Life Insurance & Annuity Company301503Agent - Variable Life and Variable Annuities5/31/2001 
InactiveGenworth Life Insurance Company300623Agent - Health2/2/200110/16/2020
InactiveGenworth Life Insurance Company300623Agent - Life2/2/200110/16/2020
InactiveGenworth Life and Annuity Insurance Company301276Agent - Health7/20/200012/22/2016
InactiveGenworth Life and Annuity Insurance Company301276Agent - Life7/20/200012/22/2016
InactiveGenworth Life and Annuity Insurance Company301276Agent - Variable Life and Variable Annuities5/31/200112/22/2016
InactiveGlenbrook Life and Annuity Company301384Agent - Life3/8/20021/1/2005
InactiveGlenbrook Life and Annuity Company301384Agent - Variable Life and Variable Annuities3/8/20021/1/2005
InactiveGolden Rule Insurance Company301943Agent - Health2/5/20044/6/2009
InactiveGolden Rule Insurance Company301943Agent - Life2/5/20044/6/2009
InactiveGuardian Insurance & Annuity Company Inc. (The)301920Agent - Health6/15/20016/19/2006
ActiveGuardian Insurance & Annuity Company Inc. (The)301920Agent - Life6/15/2001 
ActiveGuardian Insurance & Annuity Company Inc. (The)301920Agent - Variable Life and Variable Annuities7/24/2003 
ActiveGuardian Life Insurance Company of America301316Agent - Health6/11/2001 
ActiveGuardian Life Insurance Company of America301316Agent - Life6/11/2001 
InactiveING Insurance Company of America301507Agent - Life6/30/200412/31/2005
InactiveING Insurance Company of America301507Agent - Variable Life and Variable Annuities6/30/200412/31/2005
ActiveIntegrity Life Insurance Company301687Agent - Life7/17/2006 
ActiveIntegrity Life Insurance Company301687Agent - Variable Life and Variable Annuities7/17/2006 
ActiveJackson National Life Insurance Company300486Agent - Life4/24/2001 
ActiveJackson National Life Insurance Company300486Agent - Variable Life and Variable Annuities6/15/2001 
InactiveJefferson National Life Insurance Company300258Agent - Life1/19/20046/8/2006
InactiveJefferson National Life Insurance Company300258Agent - Variable Life and Variable Annuities1/19/20046/8/2006
InactiveJohn Hancock Life Insurance Company300821Agent - Health4/30/200112/30/2009
InactiveJohn Hancock Life Insurance Company300821Agent - Life4/30/200112/30/2009
InactiveJohn Hancock Life Insurance Company300821Agent - Variable Life and Variable Annuities5/31/200112/30/2009
ActiveJohn Hancock Life Insurance Company (U.S.A.)300132Agent - Health4/17/2001 
ActiveJohn Hancock Life Insurance Company (U.S.A.)300132Agent - Life4/17/2001 
ActiveJohn Hancock Life Insurance Company (U.S.A.)300132Agent - Variable Life and Variable Annuities12/14/2001 
InactiveJohn Hancock Variable Life Insurance Company301914Agent - Health4/30/20012/24/2009
InactiveJohn Hancock Variable Life Insurance Company301914Agent - Life4/30/20012/24/2009
InactiveJohn Hancock Variable Life Insurance Company301914Agent - Variable Life and Variable Annuities5/31/20012/24/2009
InactiveLincoln Benefit Life Company301110Agent - Life8/9/20017/14/2014
InactiveLincoln Benefit Life Company301110Agent - Variable Life and Variable Annuities9/8/20067/14/2014
ActiveLincoln National Life Insurance Company (The)301382Agent - Health7/2/2001 
ActiveLincoln National Life Insurance Company (The)301382Agent - Life7/2/2001 
ActiveLincoln National Life Insurance Company (The)301382Agent - Variable Life and Variable Annuities7/17/2001 
InactiveManufacturers Life Insurance Company of America (The)300618Agent - Life8/24/200112/31/2001
InactiveManufacturers Life Insurance Company of America (The)300618Agent - Variable Life and Variable Annuities8/24/200112/31/2001
ActiveMassMutual Ascend Life Insurance Company300320Agent - Life3/25/2010 
ActiveMassachusetts Mutual Life Insurance Company300445Agent - Life5/29/2001 
InactiveMetLife Investors Insurance Company301872Agent - Health7/30/200711/14/2014
InactiveMetLife Investors Insurance Company301872Agent - Life7/30/200711/14/2014
InactiveMetLife Investors Insurance Company301872Agent - Variable Life and Variable Annuities7/30/200711/14/2014
InactiveMetLife Investors USA Insurance Company300845Agent - Health10/4/200411/14/2014
InactiveMetLife Investors USA Insurance Company300845Agent - Life10/4/200411/14/2014
InactiveMetLife Investors USA Insurance Company300845Agent - Variable Life and Variable Annuities10/4/200411/14/2014
InactiveMetLife Life and Annuity Company of Connecticut301593Agent - Health7/27/200112/7/2007
InactiveMetLife Life and Annuity Company of Connecticut301593Agent - Life7/27/200112/7/2007
InactiveMetLife Life and Annuity Company of Connecticut301593Agent - Variable Life and Variable Annuities10/4/200212/7/2007
ActiveMetropolitan Life Insurance Company301948Agent - Health1/30/2004 
ActiveMetropolitan Life Insurance Company301948Agent - Life1/30/2004 
ActiveMetropolitan Life Insurance Company301948Agent - Variable Life and Variable Annuities7/30/2007 
ActiveMidland National Life Insurance Company300923Agent - Life2/28/2013 
InactiveMutual of Omaha Insurance Company301012Agent - Health3/30/20041/24/2014
InactiveNassau Life Insurance Company301406Agent - Health5/30/20011/30/2013
InactiveNassau Life Insurance Company301406Agent - Life6/29/20067/22/2011
InactiveNassau Life Insurance Company301406Agent - Variable Life and Variable Annuities6/29/20067/22/2011
ActiveNationwide Life Insurance Company300495Agent - Health4/16/2001 
ActiveNationwide Life Insurance Company300495Agent - Life4/16/2001 
ActiveNationwide Life Insurance Company300495Agent - Variable Life and Variable Annuities5/31/2001 
ActiveNationwide Life and Annuity Insurance Company300714Agent - Health7/18/2016 
ActiveNationwide Life and Annuity Insurance Company300714Agent - Life7/18/2016 
ActiveNationwide Life and Annuity Insurance Company300714Agent - Variable Life and Variable Annuities7/18/2016 
ActiveNew York Life Insurance and Annuity Corporation300726Agent - Life1/28/2014 
ActiveNew York Life Insurance and Annuity Corporation300726Agent - Variable Life and Variable Annuities1/28/2014 
InactiveNorth American Company for Life and Health Insurance300291Agent - Health10/31/20114/3/2021
ActiveNorth American Company for Life and Health Insurance300291Agent - Life10/31/2011 
InactiveOld Line Life Insurance Company of America (The)301709Agent - Health9/4/20013/31/2003
InactiveOld Line Life Insurance Company of America (The)301709Agent - Life9/4/20013/31/2003
InactivePHL Variable Insurance Company300525Agent - Health5/30/20012/1/2013
InactivePHL Variable Insurance Company300525Agent - Life6/29/20061/4/2013
InactivePHL Variable Insurance Company300525Agent - Variable Life and Variable Annuities6/29/20061/4/2013
ActivePacific Life Insurance Company301848Agent - Variable Life and Variable Annuities5/31/2001 
InactivePan-American Assurance Company301533Agent - Health2/20/20043/25/2010
InactivePan-American Assurance Company301533Agent - Life2/20/20043/25/2010
InactivePan-American Life Insurance Company301530Agent - Health2/20/20043/25/2010
InactivePan-American Life Insurance Company301530Agent - Life2/20/20043/25/2010
ActivePrincipal Life Insurance Company300129Agent - Health8/25/2003 
ActivePrincipal Life Insurance Company300129Agent - Life8/25/2003 
ActivePrincipal Life Insurance Company300129Agent - Variable Life and Variable Annuities4/13/2010 
ActivePrincipal National Life Insurance Company301926Agent - Life5/2/2012 
ActiveProtective Life Insurance Company300638Agent - Health10/16/2003 
ActiveProtective Life Insurance Company300638Agent - Life10/16/2003 
ActiveProtective Life Insurance Company300638Agent - Variable Life and Variable Annuities10/16/2003 
InactiveProvident Life and Accident Insurance Company301525Agent - Health9/24/200111/29/2005
InactiveProvident Life and Accident Insurance Company301525Agent - Life9/24/200111/29/2005
ActivePruco Life Insurance Company300954Agent - Life11/14/2002 
ActivePruco Life Insurance Company300954Agent - Variable Life and Variable Annuities11/14/2002 
ActivePrudential Insurance Company of America300784Agent - Health5/13/2005 
ActivePrudential Insurance Company of America300784Agent - Life5/13/2005 
ActivePrudential Insurance Company of America300784Agent - Variable Life and Variable Annuities12/10/2020 
InactiveReassure America Life Insurance Company301902Agent - Health7/30/20019/20/2004
InactiveReassure America Life Insurance Company301902Agent - Life7/30/20019/20/2004
ActiveReliaStar Life Insurance Company301712Agent - Health2/8/2002 
ActiveReliaStar Life Insurance Company301712Agent - Life2/8/2002 
ActiveReliaStar Life Insurance Company301712Agent - Variable Life and Variable Annuities2/8/2002 
InactiveReliaStar Life Insurance Company of New York301018Agent - Health9/1/20046/25/2008
InactiveReliaStar Life Insurance Company of New York301018Agent - Life9/1/20046/25/2008
InactiveSecurity Life of Denver Insurance Company300648Agent - Variable Life and Variable Annuities2/19/20024/13/2017
InactiveSecurity-Connecticut Life Insurance Company300316Agent - Health5/22/200110/1/2003
InactiveSecurity-Connecticut Life Insurance Company300316Agent - Life5/22/200110/1/2003
InactiveStandard Insurance Company300185Agent - Health11/11/200912/5/2022
InactiveStandard Insurance Company300185Agent - Life11/11/200912/5/2022
InactiveStandard Insurance Company300185Agent - Variable Life and Variable Annuities11/11/200912/5/2022
ActiveSun Life Assurance Company of Canada301811Agent - Life9/12/2003 
ActiveSun Life and Health Insurance Company (U.S.)300801Agent - Health8/1/2006 
ActiveSun Life and Health Insurance Company (U.S.)300801Agent - Life8/1/2006 
InactiveSunAmerica Annuity and Life Assurance Company301930Agent - Life4/18/200712/31/2012
InactiveSunAmerica Annuity and Life Assurance Company301930Agent - Variable Life and Variable Annuities4/18/200712/31/2012
InactiveSunAmerica Life Insurance Company300096Agent - Life12/31/201212/31/2012
InactiveSunAmerica Life Insurance Company300096Agent - Variable Life and Variable Annuities12/31/201212/31/2012
ActiveTalcott Resolution Life Insurance Company301759Agent - Health3/30/2001 
ActiveTalcott Resolution Life Insurance Company301759Agent - Life3/30/2001 
ActiveTalcott Resolution Life Insurance Company301759Agent - Variable Life and Variable Annuities3/24/2011 
ActiveTalcott Resolution Life and Annuity Insurance Company300932Agent - Health3/30/2001 
ActiveTalcott Resolution Life and Annuity Insurance Company300932Agent - Life3/30/2001 
ActiveTalcott Resolution Life and Annuity Insurance Company300932Agent - Variable Life and Variable Annuities3/24/2011 
InactiveThe Savings Bank Mutual Life Insurance Company of Massachusetts690290Agent - Life3/5/201311/29/2018
ActiveTransamerica Life Insurance Company300571Agent - Health3/14/2001 
ActiveTransamerica Life Insurance Company300571Agent - Life3/14/2001 
ActiveTransamerica Life Insurance Company300571Agent - Variable Life and Variable Annuities8/29/2005 
InactiveTransamerica Occidental Life Insurance Company300966Agent - Health10/16/200212/15/2004
InactiveTransamerica Occidental Life Insurance Company300966Agent - Life10/16/200212/15/2004
InactiveUNUM Life Insurance Company of America300817Agent - Health9/24/200111/29/2005
InactiveUNUM Life Insurance Company of America300817Agent - Life9/24/200111/29/2005
InactiveUnion Security Insurance Company301844Agent - Health5/9/20014/10/2003
InactiveUnited of Omaha Life Insurance Company300156Agent - Health4/20/20011/24/2014
InactiveUnited of Omaha Life Insurance Company300156Agent - Life4/20/20011/24/2014
InactiveUnited of Omaha Life Insurance Company300156Agent - Variable Life and Variable Annuities5/31/20011/24/2014
InactiveVenerable Insurance and Annuity Company301006Agent - Health4/9/20015/18/2018
InactiveVenerable Insurance and Annuity Company301006Agent - Life4/9/20015/18/2018
InactiveVoya Retirement Insurance and Annuity Company300643Agent - Health4/9/200112/18/2015
InactiveVoya Retirement Insurance and Annuity Company300643Agent - Life4/9/200112/18/2015
InactiveVoya Retirement Insurance and Annuity Company300643Agent - Variable Life and Variable Annuities5/31/200112/18/2015
InactiveWestern National Life Insurance Company300461Agent - Life8/24/200112/31/2012
InactiveWestern Reserve Life Assurance Company of Ohio300760Agent - Health2/9/200412/28/2006
InactiveWestern Reserve Life Assurance Company of Ohio300760Agent - Life2/9/200412/28/2006
InactiveWestern Reserve Life Assurance Company of Ohio300760Agent - Variable Life and Variable Annuities2/9/200412/28/2006
InactiveZurich American Life Insurance Company300216Agent - Life8/13/20017/13/2011
Designated Individuals
StatusAffiliation NameDOI NumberLine of AuthorityActive DateInactive Date
ActiveBorgert, Carolyn Ann 357214Agent - Health3/6/2015 
ActiveBorgert, Carolyn Ann 357214Agent - Life3/6/2015 
ActiveBorgert, Carolyn Ann 357214Agent - Variable Life and Variable Annuities3/6/2015 
InactiveCebula, Connie C 510116Agent - Health6/16/20094/25/2012
InactiveCebula, Connie C 510116Agent - Life10/27/20084/25/2012
InactiveCebula, Connie C 510116Agent - Variable Life and Variable Annuities10/27/20084/25/2012
DeniedCravens, James R 610713Agent - Life  
DeniedCravens, James R 610713Agent - Variable Life and Variable Annuities  
ActiveDuperrieu, Andrew Higdon 705961Agent - Health10/28/2015 
ActiveDuperrieu, Andrew Higdon 705961Agent - Life10/28/2015 
ActiveDuperrieu, Andrew Higdon 705961Agent - Variable Life and Variable Annuities11/3/2015 
InactiveFerrar, Brian Earl 590426Agent - Health4/14/20094/25/2012
InactiveFerrar, Brian Earl 590426Agent - Life4/14/20094/25/2012
InactiveFerrar, Brian Earl 590426Agent - Variable Life and Variable Annuities4/14/20094/25/2012
DeniedGormley, Joseph J 974596Agent - Health  
DeniedGormley, Joseph J 974596Agent - Life  
InactiveHochman, Joel Leonard 510055Agent - Health7/31/201412/23/2014
InactiveHochman, Joel Leonard 510055Agent - Life7/31/20147/31/2018
InactiveHochman, Joel Leonard 510055Agent - Variable Life and Variable Annuities7/31/20147/31/2018
InactiveKite, Howard Shane 510459Agent - Health7/20/20006/17/2009
InactiveKite, Howard Shane 510459Agent - Life7/20/20006/17/2009
InactiveKite, Howard Shane 510459Agent - Variable Life and Variable Annuities3/29/20016/17/2009
InactiveReedy, David Stephen 505071Agent - Health7/20/20008/21/2008
InactiveReedy, David Stephen 505071Agent - Life7/20/20008/21/2008
InactiveReedy, David Stephen 505071Agent - Variable Life and Variable Annuities3/29/20018/21/2008
ActiveRoe, Jerry W 783587Agent - Life2/20/2014 
ActiveRoe, Jerry W 783587Agent - Variable Life and Variable Annuities2/20/2014 
InactiveRoss, Suzan H 541855Agent - Health12/19/20145/1/2024
InactiveRoss, Suzan H 541855Agent - Life12/19/20145/1/2024
InactiveRoss, Suzan H 541855Agent - Variable Life and Variable Annuities12/19/20145/1/2024
ActiveShaw, Gene Raymond 334182Agent - Health6/18/2015 
ActiveShaw, Gene Raymond 334182Agent - Life6/18/2015 
ActiveShaw, Gene Raymond 334182Agent - Variable Life and Variable Annuities6/18/2015 
ActiveSmiley, Stanley Robert 575944Agent - Health4/25/2012 
ActiveSmiley, Stanley Robert 575944Agent - Life4/25/2012 
ActiveSmiley, Stanley Robert 575944Agent - Variable Life and Variable Annuities4/25/2012 

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