DEPARTMENT OF INSURANCE

Affiliations

Name	Unified Financial Securities, Inc.	DOIID	511454	NAIC NPN	3482610

License - Line of Authority Information

Status	Residency	Class	Line of Authority	Active Date	Inactive Date
Inactive	Non Resident	Agent	Variable Life and Variable Annuities	9/13/2001	5/31/2004
Inactive	Non Resident	Agent	Health	10/16/2000	5/31/2004
Inactive	Non Resident	Agent	Life	10/16/2000	5/31/2004
* If a status Is Pending, Pending Replacement,Or the record displays Affidavit On File, click On them For more details.

Notice: The Department verifies, at the time of application for a Variable Life and Variable Annuity line of authority, that an agent is registered with the Financial Industry Regulatory Authority (FINRA) and the applicant has passed the Series 6 or greater exam. The Department does not verify registration with FINRA after the agent is qualified by the Department to receive the Variable Life and Variable Annuity line of authority. If you have questions about a broker’s FINRA registration status, you should check this status directly with FINRA.

Appointments with the following Insurers

Status	Affiliation Name	DOI Number	Line of Authority	Active Date	Inactive Date
Inactive	Integrity Life Insurance Company	301687	Agent - Variable Life and Variable Annuities	9/11/2001	5/31/2004
Denied	John Hancock Life Insurance Company (U.S.A.)	300132	Agent - Health
Inactive	John Hancock Life Insurance Company (U.S.A.)	300132	Agent - Life	5/6/2002	5/31/2004
Inactive	John Hancock Life Insurance Company (U.S.A.)	300132	Agent - Variable Life and Variable Annuities	5/6/2002	5/31/2004
Inactive	Pacific Life Insurance Company	301848	Agent - Life	4/9/2002	5/31/2004
Inactive	Pacific Life Insurance Company	301848	Agent - Variable Life and Variable Annuities	4/9/2002	5/31/2004
Inactive	Talcott Resolution Life Insurance Company	301759	Agent - Health	10/16/2000	5/31/2004
Inactive	Talcott Resolution Life Insurance Company	301759	Agent - Life	10/16/2000	5/31/2004

Designated Individuals

Status	Affiliation Name	DOI Number	Line of Authority	Active Date	Inactive Date
Inactive	Caudill, Michael Nelson	375555	Agent - Health	10/16/2000	5/31/2004
Inactive	Caudill, Michael Nelson	375555	Agent - Life	10/16/2000	5/31/2004
Inactive	Caudill, Michael Nelson	375555	Agent - Variable Life and Variable Annuities	9/11/2001	5/31/2004
Inactive	Ison, John Leonard	370794	Agent - Health	10/16/2000	5/31/2004
Inactive	Ison, John Leonard	370794	Agent - Life	10/16/2000	5/31/2004
Inactive	Ison, John Leonard	370794	Agent - Variable Life and Variable Annuities	9/11/2001	5/31/2004
Inactive	Lee, Sammy Keith	382501	Agent - Health	10/16/2000	5/31/2004
Inactive	Lee, Sammy Keith	382501	Agent - Life	10/16/2000	5/31/2004
Inactive	Lee, Sammy Keith	382501	Agent - Variable Life and Variable Annuities	9/11/2001	5/31/2004
Inactive	Lutes, Patrick Thomas	309260	Agent - Health	10/16/2000	12/1/2000
Inactive	Lutes, Patrick Thomas	309260	Agent - Life	10/16/2000	12/1/2000
Inactive	Sugg, David A	363385	Agent - Health	10/16/2000	6/30/2003
Inactive	Sugg, David A	363385	Agent - Life	10/16/2000	6/30/2003
Inactive	Sugg, David A	363385	Agent - Variable Life and Variable Annuities	9/11/2001	6/30/2003