PUBLIC PROTECTION
CABINET
PPC Agencies
PPC Services
Open Records
Leadership
Internships
PPC News
DEPARTMENT OF INSURANCE
Affiliations
Name
Smith, Thomas Michael
DOIID
520866
NAIC NPN
7216258
License - Line of Authority Information
Status
Residency
Class
Line of Authority
Active Date
Inactive Date
License Expiration Date
Active
Non Resident
Agent
Life
2/6/2001
7/31/2026
Active
Non Resident
Agent
Variable Life and Variable Annuities
7/6/2001
7/31/2026
Active
Non Resident
Agent
Health
5/31/2001
7/31/2026
* If a status Is
Pending, Pending Replacement
,Or the record displays
Affidavit On File
, click On them For more details.
Notice:
The Department verifies, at the time of application for a Variable Life and Variable Annuity line of authority, that an agent is registered with the Financial Industry Regulatory Authority (FINRA) and the applicant has passed the Series 6 or greater exam. The Department does not verify registration with FINRA after the agent is qualified by the Department to receive the Variable Life and Variable Annuity line of authority. If you have questions about a broker’s FINRA registration status, you should check this status directly with FINRA.
Appointments with the following Insurers
Status
Affiliation Name
DOI Number
Line of Authority
Active Date
Inactive Date
Active
Allianz Life Insurance Company of North America
301791
Agent - Life
4/29/2024
Active
Allianz Life Insurance Company of North America
301791
Agent - Variable Life and Variable Annuities
4/18/2024
Active
American General Life Insurance Company
301585
Agent - Life
12/31/2012
Active
American General Life Insurance Company
301585
Agent - Variable Life and Variable Annuities
12/31/2012
Active
American National Insurance Company
301861
Agent - Life
8/7/2019
Inactive
American United Life Insurance Company
300498
Agent - Health
6/6/2012
1/16/2014
Inactive
American United Life Insurance Company
300498
Agent - Life
6/6/2012
1/16/2014
Active
Brighthouse Life Insurance Company
301829
Agent - Health
12/14/2015
Active
Brighthouse Life Insurance Company
301829
Agent - Life
12/14/2015
Active
Brighthouse Life Insurance Company
301829
Agent - Variable Life and Variable Annuities
12/14/2015
Inactive
C.M. Life Insurance Company
301335
Agent - Health
3/17/2009
7/22/2014
Inactive
C.M. Life Insurance Company
301335
Agent - Life
3/17/2009
7/22/2014
Inactive
C.M. Life Insurance Company
301335
Agent - Variable Life and Variable Annuities
3/17/2009
7/22/2014
Active
CMFG Life Insurance Company
300929
Agent - Health
4/22/2020
Active
CMFG Life Insurance Company
300929
Agent - Life
4/22/2020
Active
CMFG Life Insurance Company
300929
Agent - Variable Life and Variable Annuities
4/22/2020
Inactive
Delaware Life Insurance Company
301256
Agent - Life
2/25/2020
11/22/2022
Inactive
Delaware Life Insurance Company
301256
Agent - Variable Life and Variable Annuities
8/27/2001
12/12/2006
Active
Equitable Financial Life Insurance Company
300808
Agent - Variable Life and Variable Annuities
10/28/2019
Inactive
Equitable Financial Life Insurance Company of America
301772
Agent - Life
5/22/2022
3/22/2023
Inactive
Equitable Financial Life Insurance Company of America
301772
Agent - Variable Life and Variable Annuities
5/22/2022
3/22/2023
Inactive
Everlake Life Insurance Company
300873
Agent - Life
8/23/2002
9/10/2003
Inactive
Everlake Life Insurance Company
300873
Agent - Variable Life and Variable Annuities
8/23/2002
9/10/2003
Inactive
First Colony Life Insurance Company
301179
Agent - Life
8/30/2001
12/20/2006
Inactive
General American Life Insurance Company
300280
Agent - Health
9/16/2002
3/12/2009
Inactive
General American Life Insurance Company
300280
Agent - Life
9/16/2002
3/12/2009
Inactive
General American Life Insurance Company
300280
Agent - Variable Life and Variable Annuities
9/16/2002
3/12/2009
Inactive
Genworth Life and Annuity Insurance Company
301276
Agent - Health
11/6/2012
1/7/2014
Inactive
Genworth Life and Annuity Insurance Company
301276
Agent - Life
11/6/2012
1/7/2014
Inactive
Gerber Life Insurance Company
300529
Agent - Health
3/10/2003
1/19/2005
Inactive
Gerber Life Insurance Company
300529
Agent - Life
3/10/2003
1/19/2005
Active
Illinois Mutual Life Insurance Company
301479
Agent - Health
4/28/2019
Active
Illinois Mutual Life Insurance Company
301479
Agent - Life
4/28/2019
Inactive
Jackson National Life Insurance Company
300486
Agent - Life
2/14/2013
5/20/2024
Inactive
Jackson National Life Insurance Company
300486
Agent - Variable Life and Variable Annuities
2/14/2013
5/20/2024
Inactive
John Alden Life Insurance Company
300573
Agent - Health
1/15/2004
11/14/2006
Inactive
John Alden Life Insurance Company
300573
Agent - Life
1/15/2004
11/14/2006
Inactive
John Hancock Life Insurance Company
300821
Agent - Life
9/28/2001
12/11/2004
Inactive
John Hancock Life Insurance Company
300821
Agent - Variable Life and Variable Annuities
9/28/2001
12/11/2004
Inactive
John Hancock Life Insurance Company (U.S.A.)
300132
Agent - Life
11/7/2012
11/19/2016
Inactive
John Hancock Life Insurance Company (U.S.A.)
300132
Agent - Variable Life and Variable Annuities
11/7/2012
11/19/2016
Inactive
John Hancock Variable Life Insurance Company
301914
Agent - Life
9/28/2001
12/11/2004
Inactive
John Hancock Variable Life Insurance Company
301914
Agent - Variable Life and Variable Annuities
9/28/2001
12/11/2004
Inactive
Keyport Life Insurance Company
300319
Agent - Life
8/27/2001
12/31/2003
Inactive
Keyport Life Insurance Company
300319
Agent - Variable Life and Variable Annuities
8/27/2001
12/31/2003
Inactive
Lincoln Heritage Life Insurance Company
500016
Agent - Health
11/10/2013
7/11/2014
Inactive
Lincoln Heritage Life Insurance Company
500016
Agent - Life
11/10/2013
7/11/2014
Active
Lincoln National Life Insurance Company (The)
301382
Agent - Health
4/30/2019
Active
Lincoln National Life Insurance Company (The)
301382
Agent - Life
4/30/2019
Active
Lincoln National Life Insurance Company (The)
301382
Agent - Variable Life and Variable Annuities
4/30/2019
Active
MEMBERS Life Insurance Company
301289
Agent - Health
4/22/2020
Active
MEMBERS Life Insurance Company
301289
Agent - Life
4/22/2020
Active
MEMBERS Life Insurance Company
301289
Agent - Variable Life and Variable Annuities
4/22/2020
Inactive
Manufacturers Life Insurance Company of America (The)
300618
Agent - Life
8/24/2001
12/31/2001
Inactive
Manufacturers Life Insurance Company of America (The)
300618
Agent - Variable Life and Variable Annuities
8/24/2001
12/31/2001
Active
MassMutual Ascend Life Insurance Company
300320
Agent - Life
6/9/2022
Inactive
Massachusetts Mutual Life Insurance Company
300445
Agent - Health
3/17/2009
7/22/2014
Inactive
Massachusetts Mutual Life Insurance Company
300445
Agent - Life
3/17/2009
7/22/2014
Inactive
Massachusetts Mutual Life Insurance Company
300445
Agent - Variable Life and Variable Annuities
3/17/2009
7/22/2014
Inactive
MetLife Investors Insurance Company
301872
Agent - Health
5/29/2009
11/14/2014
Inactive
MetLife Investors Insurance Company
301872
Agent - Life
5/29/2009
11/14/2014
Inactive
MetLife Investors Insurance Company
301872
Agent - Variable Life and Variable Annuities
5/29/2009
11/14/2014
Inactive
MetLife Investors USA Insurance Company
300845
Agent - Health
5/29/2009
11/14/2014
Inactive
MetLife Investors USA Insurance Company
300845
Agent - Life
5/29/2009
11/14/2014
Inactive
MetLife Investors USA Insurance Company
300845
Agent - Variable Life and Variable Annuities
5/29/2009
11/14/2014
Inactive
MetLife Life and Annuity Company of Connecticut
301593
Agent - Health
2/13/2006
12/7/2007
Inactive
MetLife Life and Annuity Company of Connecticut
301593
Agent - Life
2/13/2006
12/7/2007
Inactive
MetLife Life and Annuity Company of Connecticut
301593
Agent - Variable Life and Variable Annuities
2/13/2006
12/7/2007
Inactive
Metropolitan Life Insurance Company
301948
Agent - Health
6/2/2009
7/21/2015
Active
Metropolitan Life Insurance Company
301948
Agent - Life
12/16/2021
Active
Metropolitan Life Insurance Company
301948
Agent - Variable Life and Variable Annuities
12/16/2021
Inactive
Midland National Life Insurance Company
300923
Agent - Health
8/10/2011
4/14/2021
Inactive
Midland National Life Insurance Company
300923
Agent - Life
8/10/2011
11/7/2022
Inactive
Midland National Life Insurance Company
300923
Agent - Variable Life and Variable Annuities
8/10/2011
11/7/2022
Active
Minnesota Life Insurance Company
300488
Agent - Health
10/14/2015
Active
Minnesota Life Insurance Company
300488
Agent - Life
10/14/2015
Active
Minnesota Life Insurance Company
300488
Agent - Variable Life and Variable Annuities
10/14/2015
Inactive
Mutual of Omaha Insurance Company
301012
Agent - Health
11/25/2013
12/24/2013
Inactive
National Western Life Insurance Company
301515
Agent - Life
1/11/2013
9/29/2015
Active
Nationwide Life Insurance Company
300495
Agent - Health
8/15/2017
Active
Nationwide Life Insurance Company
300495
Agent - Life
8/15/2017
Active
Nationwide Life Insurance Company
300495
Agent - Variable Life and Variable Annuities
8/15/2017
Active
Nationwide Life and Annuity Insurance Company
300714
Agent - Health
8/15/2017
Active
Nationwide Life and Annuity Insurance Company
300714
Agent - Life
8/15/2017
Active
Nationwide Life and Annuity Insurance Company
300714
Agent - Variable Life and Variable Annuities
8/15/2017
Active
New York Life Insurance and Annuity Corporation
300726
Agent - Life
5/17/2024
Active
New York Life Insurance and Annuity Corporation
300726
Agent - Variable Life and Variable Annuities
5/17/2024
Inactive
North American Company for Life and Health Insurance
300291
Agent - Life
12/23/2015
5/14/2018
Inactive
Northbrook Life Insurance Company
301020
Agent - Life
8/27/2001
1/1/2003
Inactive
Northbrook Life Insurance Company
301020
Agent - Variable Life and Variable Annuities
8/27/2001
1/1/2003
Inactive
Omaha Insurance Company
751908
Agent - Health
11/25/2013
12/24/2013
Active
Pacific Life Insurance Company
301848
Agent - Health
9/25/2016
Active
Pacific Life Insurance Company
301848
Agent - Life
9/25/2016
Active
Pacific Life Insurance Company
301848
Agent - Variable Life and Variable Annuities
9/25/2016
Inactive
Pioneer Mutual Life Insurance Company
501695
Agent - Health
6/6/2012
1/16/2014
Inactive
Pioneer Mutual Life Insurance Company
501695
Agent - Life
6/6/2012
1/16/2014
Active
Principal Life Insurance Company
300129
Agent - Health
8/26/2021
Active
Principal Life Insurance Company
300129
Agent - Life
8/26/2021
Active
Principal Life Insurance Company
300129
Agent - Variable Life and Variable Annuities
8/26/2021
Active
Principal National Life Insurance Company
301926
Agent - Life
3/11/2022
Active
Protective Life Insurance Company
300638
Agent - Health
10/3/2021
Active
Protective Life Insurance Company
300638
Agent - Life
10/3/2021
Active
Protective Life Insurance Company
300638
Agent - Variable Life and Variable Annuities
10/3/2021
Inactive
Pruco Life Insurance Company
300954
Agent - Life
12/31/2018
11/25/2020
Inactive
Pruco Life Insurance Company
300954
Agent - Variable Life and Variable Annuities
12/31/2018
11/25/2020
Inactive
RiverSource Life Insurance Company
301952
Agent - Health
2/6/2001
3/6/2003
Inactive
RiverSource Life Insurance Company
301952
Agent - Life
2/6/2001
3/6/2003
Inactive
Sagicor Life Insurance Company
300459
Agent - Health
12/31/2012
1/21/2013
Inactive
Sagicor Life Insurance Company
300459
Agent - Life
12/31/2012
12/22/2014
Active
Security Benefit Life Insurance Company
300583
Agent - Health
1/5/2023
Active
Security Benefit Life Insurance Company
300583
Agent - Life
1/5/2023
Active
Security Benefit Life Insurance Company
300583
Agent - Variable Life and Variable Annuities
1/5/2023
Inactive
State Life Insurance Company
301497
Agent - Health
6/6/2012
1/16/2014
Inactive
State Life Insurance Company
301497
Agent - Life
6/6/2012
1/16/2014
Inactive
SunAmerica Annuity and Life Assurance Company
301930
Agent - Life
12/18/2001
10/3/2012
Inactive
SunAmerica Annuity and Life Assurance Company
301930
Agent - Variable Life and Variable Annuities
12/18/2001
10/3/2012
Inactive
Symetra Life Insurance Company
301691
Agent - Health
7/7/2017
9/16/2022
Inactive
Symetra Life Insurance Company
301691
Agent - Life
7/7/2017
9/16/2022
Inactive
Symetra Life Insurance Company
301691
Agent - Variable Life and Variable Annuities
7/7/2017
9/16/2022
Inactive
Talcott Resolution Life Insurance Company
301759
Agent - Health
7/10/2001
6/13/2003
Inactive
Talcott Resolution Life Insurance Company
301759
Agent - Life
7/10/2001
6/13/2003
Inactive
Talcott Resolution Life Insurance Company
301759
Agent - Variable Life and Variable Annuities
7/6/2001
6/13/2003
Inactive
Talcott Resolution Life and Annuity Insurance Company
300932
Agent - Health
7/10/2001
6/13/2003
Inactive
Talcott Resolution Life and Annuity Insurance Company
300932
Agent - Life
7/10/2001
6/13/2003
Inactive
Talcott Resolution Life and Annuity Insurance Company
300932
Agent - Variable Life and Variable Annuities
7/6/2001
6/13/2003
Inactive
Texas Life Insurance Company
300345
Agent - Life
8/16/2002
3/12/2009
Active
Transamerica Life Insurance Company
300571
Agent - Life
4/13/2018
Active
Transamerica Life Insurance Company
300571
Agent - Variable Life and Variable Annuities
4/13/2018
Inactive
United of Omaha Life Insurance Company
300156
Agent - Health
11/25/2013
12/24/2013
Inactive
United of Omaha Life Insurance Company
300156
Agent - Life
11/25/2013
12/24/2013
Inactive
United of Omaha Life Insurance Company
300156
Agent - Variable Life and Variable Annuities
11/25/2013
12/24/2013
Inactive
Western National Life Insurance Company
300461
Agent - Life
2/11/2002
12/31/2012
Inactive
Western National Life Insurance Company
300461
Agent - Variable Life and Variable Annuities
2/11/2002
12/31/2012
Inactive
Western-Southern Life Assurance Company
301590
Agent - Life
2/11/2002
1/3/2013
Designated to act on behalf of the following Business Entities
Status
Affiliation Name
DOI Number
Line of Authority
Active Date
Inactive Date
Inactive
First Allied Securities, Inc.
522716
Agent - Health
7/10/2014
1/26/2015
Inactive
First Allied Securities, Inc.
522716
Agent - Life
7/10/2014
1/26/2015
Inactive
First Allied Securities, Inc.
522716
Agent - Variable Life and Variable Annuities
7/10/2014
1/26/2015
Active
LPL FINANCIAL LLC
399327
Agent - Life
10/12/2018
Active
LPL FINANCIAL LLC
399327
Agent - Variable Life and Variable Annuities
10/12/2018
Active
MML Insurance Agency LLC
398679
Agent - Health
5/5/2022
Inactive
MML Insurance Agency LLC
398679
Agent - Life
8/18/2009
8/20/2012
Inactive
MML Insurance Agency LLC
398679
Agent - Variable Life and Variable Annuities
8/18/2009
8/20/2012
Inactive
Medlink Inc
400721
Agent - Health
5/5/2022
3/31/2024
Inactive
Medlink Inc
400721
Agent - Life
1/6/2006
3/31/2024
Inactive
Risher Smith Tax And Financial Sevices
834580
Agent - Health
2/25/2014
3/31/2016
Inactive
Risher Smith Tax And Financial Sevices
834580
Agent - Life
2/25/2014
3/31/2016
Inactive
T Smith Financial LLC
759730
Agent - Health
8/1/2011
3/31/2013
Inactive
T Smith Financial LLC
759730
Agent - Life
8/1/2011
3/31/2013
Inactive
W & R Insurance Agency
398729
Agent - Health
10/12/2015
10/3/2018
Inactive
W & R Insurance Agency
398729
Agent - Life
10/12/2015
10/3/2018
Inactive
W & R Insurance Agency
398729
Agent - Variable Life and Variable Annuities
10/12/2015
10/3/2018
© Commonwealth of Kentucky. All rights reserved.