DEPARTMENT OF INSURANCE
Affiliations
NameHighland Capital Brokerage IncDOIID526304NAIC NPN3955921
License - Line of Authority Information
StatusResidencyClassLine of AuthorityActive DateInactive DateLicense Expiration Date
ActiveNon ResidentAgentVariable Life and Variable Annuities12/12/2006 3/31/2025
ActiveNon ResidentAgentHealth12/12/2006 3/31/2025
ActiveNon ResidentAgentLife6/8/2001 3/31/2025
ActiveNon ResidentLife Settlement BrokerNot Applicable7/26/2022 3/31/2025
* If a status Is Pending, Pending Replacement,Or the record displays Affidavit On File, click On them For more details.
Notice: The Department verifies, at the time of application for a Variable Life and Variable Annuity line of authority, that an agent is registered with the Financial Industry Regulatory Authority (FINRA) and the applicant has passed the Series 6 or greater exam. The Department does not verify registration with FINRA after the agent is qualified by the Department to receive the Variable Life and Variable Annuity line of authority. If you have questions about a broker’s FINRA registration status, you should check this status directly with FINRA.

License Renewal Information
ClassInvoice DateResponse Due / Expiration DateResponse Received DatePayment Received DateRenewal Complete
Agent01/15/202503/31/2025   
Life Settlement Broker01/15/202503/31/2025   
Appointments with the following Insurers
StatusAffiliation NameDOI NumberLine of AuthorityActive DateInactive Date
ActiveAllianz Life Insurance Company of North America301791Agent - Health8/13/2009 
ActiveAllianz Life Insurance Company of North America301791Agent - Life8/13/2009 
ActiveAmerican General Life Insurance Company301585Agent - Health12/22/2014 
ActiveAmerican General Life Insurance Company301585Agent - Life5/1/2002 
InactiveAmerican National Insurance Company301861Agent - Health2/25/20085/7/2021
ActiveAmerican National Insurance Company301861Agent - Life2/25/2008 
ActiveAmerico Financial Life and Annuity Insurance Company300869Agent - Life3/29/2023 
InactiveAthene Annuity and Life Company301893Agent - Life10/20/20097/10/2014
ActiveBanner Life Insurance Company301696Agent - Life1/16/2006 
ActiveBrighthouse Life Insurance Company301829Agent - Life12/7/2007 
InactiveC.M. Life Insurance Company301335Agent - Life5/17/200611/16/2012
ActiveCincinnati Life Insurance Company (The)300601Agent - Life1/26/2023 
InactiveEagle Life Insurance Company701261Agent - Life8/15/20195/15/2020
InactiveEquiTrust Life Insurance Company502870Agent - Life2/26/20085/2/2017
ActiveEquitable Financial Life Insurance Company300808Agent - Life7/1/2004 
ActiveEquitable Financial Life Insurance Company of America301772Agent - Life9/26/2002 
ActiveFidelity & Guaranty Life Insurance Company301359Agent - Life3/20/2019 
InactiveFirst Colony Life Insurance Company301179Agent - Life2/14/20031/1/2007
InactiveFirst Penn-Pacific Life Insurance Company301581Agent - Health10/29/20021/21/2005
InactiveFirst Penn-Pacific Life Insurance Company301581Agent - Life10/29/200212/12/2008
ActiveForethought Life Insurance Company301407Agent - Health8/25/2021 
ActiveForethought Life Insurance Company301407Agent - Life8/25/2021 
ActiveFortitude Life Insurance & Annuity Company301503Agent - Life5/13/2020 
InactiveGeneral American Life Insurance Company300280Agent - Health8/17/20041/21/2005
InactiveGeneral American Life Insurance Company300280Agent - Life8/17/200411/19/2009
InactiveGenworth Life Insurance Company300623Agent - Health12/20/200610/16/2020
InactiveGenworth Life Insurance Company300623Agent - Life1/2/200210/16/2020
InactiveGenworth Life and Annuity Insurance Company301276Agent - Health12/20/200612/22/2016
InactiveGenworth Life and Annuity Insurance Company301276Agent - Life1/16/200212/22/2016
InactiveGenworth Life and Annuity Insurance Company301276Agent - Variable Life and Variable Annuities1/18/200712/22/2016
ActiveGerber Life Insurance Company300529Agent - Health3/23/2023 
ActiveGerber Life Insurance Company300529Agent - Life3/23/2023 
ActiveGuaranty Income Life Insurance Company552451Agent - Health11/29/2023 
ActiveGuaranty Income Life Insurance Company552451Agent - Life11/29/2023 
ActiveIntegrity Life Insurance Company301687Agent - Life1/28/2019 
InactiveIntegrity Life Insurance Company301687Agent - Variable Life and Variable Annuities1/21/20086/15/2017
InactiveJefferson Pilot Financial Insurance Company300756Agent - Health6/8/20011/21/2005
InactiveJefferson Pilot Financial Insurance Company300756Agent - Life6/8/20017/2/2007
InactiveJefferson-Pilot Life Insurance Company300379Agent - Health6/8/20011/21/2005
InactiveJefferson-Pilot Life Insurance Company300379Agent - Life6/8/20014/2/2007
InactiveJohn Hancock Life Insurance Company300821Agent - Health12/3/20011/21/2005
InactiveJohn Hancock Life Insurance Company300821Agent - Life12/3/200112/30/2009
ActiveJohn Hancock Life Insurance Company (U.S.A.)300132Agent - Health9/19/2008 
ActiveJohn Hancock Life Insurance Company (U.S.A.)300132Agent - Life2/12/2002 
ActiveJohn Hancock Life Insurance Company (U.S.A.)300132Agent - Variable Life and Variable Annuities8/11/2011 
InactiveJohn Hancock Variable Life Insurance Company301914Agent - Health12/3/20011/21/2005
InactiveJohn Hancock Variable Life Insurance Company301914Agent - Life12/3/20012/23/2009
ActiveLife Insurance Company of the Southwest301867Agent - Health5/26/2016 
ActiveLife Insurance Company of the Southwest301867Agent - Life5/26/2016 
InactiveLincoln Benefit Life Company301110Agent - Life2/16/20057/14/2014
InactiveLincoln Life Assurance Company of Boston301915Agent - Life3/2/200611/24/2014
ActiveLincoln National Life Insurance Company (The)301382Agent - Health1/22/2009 
ActiveLincoln National Life Insurance Company (The)301382Agent - Life8/22/2002 
ActiveLincoln National Life Insurance Company (The)301382Agent - Variable Life and Variable Annuities1/11/2011 
InactiveMONY Life Insurance Company301141Agent - Health9/26/20021/21/2005
InactiveMONY Life Insurance Company301141Agent - Life9/26/20023/31/2023
ActiveMassMutual Ascend Life Insurance Company300320Agent - Life4/9/2024 
ActiveMassachusetts Mutual Life Insurance Company300445Agent - Life4/19/2022 
InactiveMetLife Investors USA Insurance Company300845Agent - Life12/2/200911/14/2014
InactiveMetLife Life and Annuity Company of Connecticut301593Agent - Life3/19/200412/7/2007
ActiveMetropolitan Life Insurance Company301948Agent - Life1/4/2007 
InactiveMidland National Life Insurance Company300923Agent - Life1/31/20199/15/2021
ActiveMinnesota Life Insurance Company300488Agent - Health6/17/2011 
ActiveMinnesota Life Insurance Company300488Agent - Life6/17/2011 
ActiveMinnesota Life Insurance Company300488Agent - Variable Life and Variable Annuities6/17/2011 
ActiveNational Life Insurance Company301852Agent - Health7/27/2023 
ActiveNational Life Insurance Company301852Agent - Life7/27/2023 
InactiveNational Western Life Insurance Company301515Agent - Health7/22/20082/8/2012
InactiveNational Western Life Insurance Company301515Agent - Life2/9/20127/2/2013
ActiveNationwide Life Insurance Company300495Agent - Health8/13/2008 
ActiveNationwide Life Insurance Company300495Agent - Life8/13/2008 
ActiveNationwide Life and Annuity Insurance Company300714Agent - Health12/13/2016 
ActiveNationwide Life and Annuity Insurance Company300714Agent - Life8/13/2008 
ActiveNorth American Company for Life and Health Insurance300291Agent - Life6/17/2014 
InactiveOld Line Life Insurance Company of America (The)301709Agent - Health4/10/20023/31/2003
InactiveOld Line Life Insurance Company of America (The)301709Agent - Life4/10/20023/31/2003
ActivePacific Life Insurance Company301848Agent - Health8/23/2019 
ActivePacific Life Insurance Company301848Agent - Life5/11/2007 
ActivePacific Life Insurance Company301848Agent - Variable Life and Variable Annuities5/14/2014 
ActivePrincipal National Life Insurance Company301926Agent - Life6/20/2014 
InactiveProtective Life Insurance Company300638Agent - Health11/26/20011/21/2005
ActiveProtective Life Insurance Company300638Agent - Life11/26/2001 
ActivePruco Life Insurance Company300954Agent - Life4/20/2022 
InactiveReliaStar Life Insurance Company301712Agent - Health10/1/20031/21/2005
InactiveReliaStar Life Insurance Company301712Agent - Life3/13/200310/13/2012
ActiveRoyal Neighbors of America301646Agent - Life1/8/2015 
InactiveSecurity-Connecticut Life Insurance Company300316Agent - Health1/18/200210/1/2003
InactiveSecurity-Connecticut Life Insurance Company300316Agent - Life1/18/200210/1/2003
ActiveState Life Insurance Company301497Agent - Health7/8/2010 
ActiveState Life Insurance Company301497Agent - Life7/8/2010 
InactiveSun Life Assurance Company of Canada301811Agent - Health1/27/20041/21/2005
ActiveSun Life Assurance Company of Canada301811Agent - Life1/27/2004 
ActiveSymetra Life Insurance Company301691Agent - Health3/15/2016 
ActiveSymetra Life Insurance Company301691Agent - Life3/15/2016 
ActiveSymetra Life Insurance Company301691Agent - Variable Life and Variable Annuities3/15/2016 
ActiveTransamerica Life Insurance Company300571Agent - Life12/13/2018 
InactiveU.S. Financial Life Insurance Company301812Agent - Life10/3/20069/18/2007
ActiveUnited of Omaha Life Insurance Company300156Agent - Health6/6/2022 
ActiveUnited of Omaha Life Insurance Company300156Agent - Life6/6/2022 
ActiveUnited of Omaha Life Insurance Company300156Agent - Variable Life and Variable Annuities6/6/2022 
InactiveWest Coast Life Insurance Company301607Agent - Health2/4/20031/21/2005
InactiveWest Coast Life Insurance Company301607Agent - Life2/4/200311/16/2011
InactiveWestern National Life Insurance Company300461Agent - Life9/27/20027/8/2008
Inactive300277Agent - Life2/22/20021/1/2007
Designated Individuals
StatusAffiliation NameDOI NumberLine of AuthorityActive DateInactive Date
DeniedBraun, David Rutherford 382814Agent - Health  
DeniedBraun, David Rutherford 382814Agent - Life  
DeniedBraun, David Rutherford 382814Agent - Variable Life and Variable Annuities  
InactiveJohnson, Eleanor I 696760Agent - Health3/25/20097/19/2017
InactiveJohnson, Eleanor I 696760Agent - Life3/25/20097/19/2017
InactiveJohnson, Eleanor I 696760Agent - Variable Life and Variable Annuities4/27/20097/19/2017
InactiveJohnson, Eleanor I 696760Life Settlement Broker - Not Applicable8/12/201411/24/2014
InactiveKeidan, Richard D 598431Agent - Health12/12/20062/22/2008
InactiveKeidan, Richard D 598431Agent - Life2/4/20052/22/2008
InactiveKeidan, Richard D 598431Agent - Variable Life and Variable Annuities12/12/20062/22/2008
ActiveLancaster, Anthony 845664Agent - Health12/17/2014 
ActiveLancaster, Anthony 845664Agent - Life12/17/2014 
ActiveLancaster, Anthony 845664Agent - Variable Life and Variable Annuities1/23/2015 
ActiveLancaster, Anthony 845664Life Settlement Broker - Not Applicable11/24/2014 
InactiveLawrence, Wesley Drew 611751Agent - Health12/12/20066/9/2010
InactiveLawrence, Wesley Drew 611751Agent - Life1/18/20076/9/2010
InactiveLawrence, Wesley Drew 611751Agent - Variable Life and Variable Annuities5/14/20076/9/2010
InactiveRobinson, John Law 519407Agent - Health6/8/20011/20/2005
InactiveRobinson, John Law 519407Agent - Life6/8/20011/20/2005
ActiveWall, William G 638647Agent - Health7/25/2017 
ActiveWall, William G 638647Agent - Life7/25/2017 
ActiveWall, William G 638647Agent - Variable Life and Variable Annuities7/25/2017 
InactiveWingate, Rebecca G 521611Agent - Health11/19/200712/30/2009
DeniedWingate, Rebecca G 521611Agent - Life  
InactiveWingate, Rebecca G 521611Life Settlement Broker - Not Applicable12/7/20115/31/2014

© Commonwealth of Kentucky. All rights reserved.