PUBLIC PROTECTION
CABINET
PPC Agencies
PPC Services
Open Records
Leadership
Internships
PPC News
DEPARTMENT OF INSURANCE
Affiliations
Name
U.S. Bancorp Investments, Inc.
DOIID
546907
NAIC NPN
660969
License - Line of Authority Information
Status
Residency
Class
Line of Authority
Active Date
Inactive Date
License Expiration Date
Inactive
Non Resident
Agent
Variable Life and Variable Annuities
3/20/2002
3/31/2006
Inactive
Non Resident
Agent
Life
3/20/2002
3/31/2006
Inactive
Non Resident
Agent
Health
3/20/2002
3/31/2006
* If a status Is
Pending, Pending Replacement
,Or the record displays
Affidavit On File
, click On them For more details.
Notice:
The Department verifies, at the time of application for a Variable Life and Variable Annuity line of authority, that an agent is registered with the Financial Industry Regulatory Authority (FINRA) and the applicant has passed the Series 6 or greater exam. The Department does not verify registration with FINRA after the agent is qualified by the Department to receive the Variable Life and Variable Annuity line of authority. If you have questions about a broker’s FINRA registration status, you should check this status directly with FINRA.
Appointments with the following Insurers
Status
Affiliation Name
DOI Number
Line of Authority
Active Date
Inactive Date
Inactive
Augustar Life Assurance Corporation
301113
Agent - Life
7/12/2002
3/31/2006
Inactive
Augustar Life Assurance Corporation
301113
Agent - Variable Life and Variable Annuities
7/12/2002
3/31/2006
Inactive
Augustar Life Insurance Company
301816
Agent - Life
7/12/2002
3/31/2006
Inactive
Augustar Life Insurance Company
301816
Agent - Variable Life and Variable Annuities
7/12/2002
3/31/2006
Inactive
Delaware Life Insurance Company
301256
Agent - Life
12/31/2003
3/31/2006
Inactive
Delaware Life Insurance Company
301256
Agent - Variable Life and Variable Annuities
12/31/2003
3/31/2006
Inactive
Equitable Financial Life Insurance Company
300808
Agent - Life
8/13/2002
3/31/2006
Inactive
Equitable Financial Life Insurance Company
300808
Agent - Variable Life and Variable Annuities
8/13/2002
3/31/2006
Inactive
Everlake Life Insurance Company
300873
Agent - Life
3/6/2003
3/31/2006
Inactive
Everlake Life Insurance Company
300873
Agent - Variable Life and Variable Annuities
3/6/2003
3/31/2006
Inactive
First Penn-Pacific Life Insurance Company
301581
Agent - Health
7/24/2003
3/31/2006
Inactive
First Penn-Pacific Life Insurance Company
301581
Agent - Life
7/24/2003
3/31/2006
Inactive
Fortitude Life Insurance & Annuity Company
301503
Agent - Life
7/15/2002
3/31/2006
Inactive
Fortitude Life Insurance & Annuity Company
301503
Agent - Variable Life and Variable Annuities
7/15/2002
3/31/2006
Inactive
Glenbrook Life and Annuity Company
301384
Agent - Life
3/6/2003
1/1/2005
Inactive
Glenbrook Life and Annuity Company
301384
Agent - Variable Life and Variable Annuities
3/6/2003
1/1/2005
Inactive
Jefferson Pilot Financial Insurance Company
300756
Agent - Health
5/19/2003
3/31/2006
Inactive
Jefferson Pilot Financial Insurance Company
300756
Agent - Life
5/19/2003
3/31/2006
Inactive
Jefferson Pilot Financial Insurance Company
300756
Agent - Variable Life and Variable Annuities
5/19/2003
3/31/2006
Inactive
Jefferson-Pilot Life Insurance Company
300379
Agent - Health
5/19/2003
3/31/2006
Inactive
Jefferson-Pilot Life Insurance Company
300379
Agent - Life
5/19/2003
3/31/2006
Inactive
Jefferson-Pilot Life Insurance Company
300379
Agent - Variable Life and Variable Annuities
5/19/2003
3/31/2006
Inactive
John Hancock Life Insurance Company (U.S.A.)
300132
Agent - Life
8/16/2002
3/31/2006
Inactive
John Hancock Life Insurance Company (U.S.A.)
300132
Agent - Variable Life and Variable Annuities
8/16/2002
3/31/2006
Inactive
Keyport Life Insurance Company
300319
Agent - Life
6/21/2002
12/31/2003
Inactive
Keyport Life Insurance Company
300319
Agent - Variable Life and Variable Annuities
6/21/2002
12/31/2003
Inactive
Lincoln Benefit Life Company
301110
Agent - Life
7/30/2003
3/31/2006
Inactive
Lincoln Benefit Life Company
301110
Agent - Variable Life and Variable Annuities
7/30/2003
3/31/2006
Inactive
Lincoln National Life Insurance Company (The)
301382
Agent - Health
6/5/2002
3/31/2006
Inactive
Lincoln National Life Insurance Company (The)
301382
Agent - Life
6/5/2002
3/31/2006
Inactive
Lincoln National Life Insurance Company (The)
301382
Agent - Variable Life and Variable Annuities
6/5/2002
3/31/2006
Inactive
Nationwide Life Insurance Company
300495
Agent - Health
8/2/2002
3/31/2006
Inactive
Nationwide Life Insurance Company
300495
Agent - Life
8/2/2002
3/31/2006
Inactive
Nationwide Life Insurance Company
300495
Agent - Variable Life and Variable Annuities
8/2/2002
3/31/2006
Inactive
Nationwide Life and Annuity Insurance Company
300714
Agent - Life
8/5/2002
3/31/2006
Inactive
Nationwide Life and Annuity Insurance Company
300714
Agent - Variable Life and Variable Annuities
8/5/2002
3/31/2006
Inactive
New York Life Insurance and Annuity Corporation
300726
Agent - Life
4/18/2003
4/2/2004
Inactive
New York Life Insurance and Annuity Corporation
300726
Agent - Variable Life and Variable Annuities
4/18/2003
4/2/2004
Inactive
Pacific Life Insurance Company
301848
Agent - Life
6/5/2002
3/31/2006
Inactive
Pacific Life Insurance Company
301848
Agent - Variable Life and Variable Annuities
6/5/2002
3/31/2006
Inactive
Symetra Life Insurance Company
301691
Agent - Health
4/22/2003
3/31/2006
Inactive
Symetra Life Insurance Company
301691
Agent - Life
4/22/2003
3/31/2006
Inactive
Symetra Life Insurance Company
301691
Agent - Variable Life and Variable Annuities
4/22/2003
3/31/2006
Inactive
Transamerica Life Insurance Company
300571
Agent - Health
3/20/2002
3/31/2006
Inactive
Transamerica Life Insurance Company
300571
Agent - Life
3/20/2002
3/31/2006
Inactive
Transamerica Life Insurance Company
300571
Agent - Variable Life and Variable Annuities
3/20/2002
3/31/2006
Inactive
Western National Life Insurance Company
300461
Agent - Life
7/17/2002
3/31/2006
Inactive
Western-Southern Life Assurance Company
301590
Agent - Life
5/22/2002
3/31/2006
Inactive
Western-Southern Life Assurance Company
301590
Agent - Variable Life and Variable Annuities
5/22/2002
3/31/2006
Designated Individuals
Status
Affiliation Name
DOI Number
Line of Authority
Active Date
Inactive Date
Inactive
Catlett, Michael Glenn
326803
Agent - Health
11/20/2003
3/31/2006
Inactive
Catlett, Michael Glenn
326803
Agent - Life
11/20/2003
3/31/2006
Inactive
Catlett, Michael Glenn
326803
Agent - Variable Life and Variable Annuities
11/20/2003
3/31/2006
Denied
Clayton, Myra
569891
Agent - Life
Inactive
Conway, Anne Folkerth
358006
Agent - Health
10/21/2003
3/31/2006
Inactive
Conway, Anne Folkerth
358006
Agent - Life
10/21/2003
3/31/2006
Inactive
Conway, Anne Folkerth
358006
Agent - Variable Life and Variable Annuities
10/21/2003
3/31/2006
Inactive
Corley, Jeremy Tate
550389
Agent - Life
11/20/2003
3/31/2006
Inactive
Corley, Jeremy Tate
550389
Agent - Variable Life and Variable Annuities
11/20/2003
3/31/2006
Inactive
Faris, S Charles
325689
Agent - Health
3/20/2002
3/31/2006
Inactive
Faris, S Charles
325689
Agent - Life
3/20/2002
3/31/2006
Inactive
Faris, S Charles
325689
Agent - Variable Life and Variable Annuities
3/20/2002
3/31/2006
Inactive
Grande, John Joseph
575684
Agent - Health
3/10/2005
3/31/2006
Inactive
Grande, John Joseph
575684
Agent - Life
3/10/2005
3/31/2006
Inactive
Holz-Smith, Sonia Lyn
549036
Agent - Life
11/20/2003
3/31/2006
Inactive
Holz-Smith, Sonia Lyn
549036
Agent - Variable Life and Variable Annuities
11/20/2003
3/31/2006
Inactive
Joyner, Mark Edward
336611
Agent - Health
11/20/2003
3/31/2006
Inactive
Joyner, Mark Edward
336611
Agent - Life
11/20/2003
3/31/2006
Inactive
Joyner, Mark Edward
336611
Agent - Variable Life and Variable Annuities
11/20/2003
3/31/2006
Inactive
Kessler, Mark Adam
534579
Agent - Health
11/20/2003
5/31/2005
Inactive
Kessler, Mark Adam
534579
Agent - Life
11/20/2003
5/31/2005
Inactive
Kessler, Mark Adam
534579
Agent - Variable Life and Variable Annuities
11/20/2003
5/31/2005
Inactive
Kevin, Patrick
328899
Agent - Health
10/21/2003
3/31/2006
Inactive
Kevin, Patrick
328899
Agent - Life
10/21/2003
3/31/2006
Inactive
Kevin, Patrick
328899
Agent - Variable Life and Variable Annuities
10/21/2003
3/31/2006
Inactive
Lease, Donna Maureen
526983
Agent - Health
10/21/2003
7/31/2005
Inactive
Lease, Donna Maureen
526983
Agent - Life
10/21/2003
7/31/2005
Inactive
Lease, Donna Maureen
526983
Agent - Variable Life and Variable Annuities
10/21/2003
7/31/2005
Inactive
Macejko, Ted T
391613
Agent - Health
11/20/2003
8/31/2004
Inactive
Macejko, Ted T
391613
Agent - Life
11/20/2003
8/31/2004
Inactive
Orr, Scarlet Faye
314662
Agent - Life
10/30/2003
3/31/2006
Denied
Parker, Kimberly Ann
571457
Agent - Life
Inactive
Ramey, Cheryl Lynn
566735
Agent - Life
10/21/2003
3/31/2006
Inactive
Reeder, Veda Gail
362208
Agent - Health
11/20/2003
3/31/2006
Inactive
Reeder, Veda Gail
362208
Agent - Life
11/20/2003
3/31/2006
Inactive
Reeder, Veda Gail
362208
Agent - Variable Life and Variable Annuities
11/20/2003
3/31/2006
Inactive
Riley, James
385052
Agent - Health
11/20/2003
3/31/2006
Inactive
Riley, James
385052
Agent - Life
11/20/2003
3/31/2006
Inactive
Riley, James
385052
Agent - Variable Life and Variable Annuities
11/20/2003
3/31/2006
Inactive
Smith, Craig Alan
344062
Agent - Health
11/20/2003
3/31/2006
Inactive
Smith, Craig Alan
344062
Agent - Life
11/20/2003
3/31/2006
Inactive
Smith, Craig Alan
344062
Agent - Variable Life and Variable Annuities
11/20/2003
3/31/2006
Inactive
Unger, Stephan John
380559
Agent - Health
11/20/2003
3/31/2006
Inactive
Unger, Stephan John
380559
Agent - Life
11/20/2003
3/31/2006
Inactive
Unger, Stephan John
380559
Agent - Variable Life and Variable Annuities
11/20/2003
3/31/2006
Inactive
Vance, Patrick Wayne
546672
Agent - Health
11/20/2003
3/31/2006
Inactive
Vance, Patrick Wayne
546672
Agent - Life
11/20/2003
3/31/2006
Inactive
Vance, Patrick Wayne
546672
Agent - Variable Life and Variable Annuities
11/20/2003
3/31/2006
Denied
Vandermeulen, Blake Allen
569330
Agent - Life
Inactive
Vanlith, Nicole
574883
Agent - Health
11/20/2003
8/31/2005
Inactive
Vanlith, Nicole
574883
Agent - Life
11/20/2003
8/31/2005
Inactive
Vanlith, Nicole
574883
Agent - Variable Life and Variable Annuities
11/20/2003
8/31/2005
Inactive
Yonkers, Anthony
579220
Agent - Life
11/4/2003
1/31/2005
© Commonwealth of Kentucky. All rights reserved.