PUBLIC PROTECTION
CABINET
PPC Agencies
PPC Services
Open Records
Leadership
Internships
PPC News
DEPARTMENT OF INSURANCE
Affiliations
Name
Baller, Wayne D
DOIID
551413
NAIC NPN
386026
License - Line of Authority Information
Status
Residency
Class
Line of Authority
Active Date
Inactive Date
License Expiration Date
Active
Non Resident
Agent
Variable Life and Variable Annuities
3/28/2013
11/30/2025
Active
Non Resident
Agent
Life
3/28/2013
11/30/2025
Inactive
Non Resident
Agent
Health
6/21/2002
12/10/2012
* If a status Is
Pending, Pending Replacement
,Or the record displays
Affidavit On File
, click On them For more details.
Notice:
The Department verifies, at the time of application for a Variable Life and Variable Annuity line of authority, that an agent is registered with the Financial Industry Regulatory Authority (FINRA) and the applicant has passed the Series 6 or greater exam. The Department does not verify registration with FINRA after the agent is qualified by the Department to receive the Variable Life and Variable Annuity line of authority. If you have questions about a broker’s FINRA registration status, you should check this status directly with FINRA.
Appointments with the following Insurers
Status
Affiliation Name
DOI Number
Line of Authority
Active Date
Inactive Date
Active
Brighthouse Life Insurance Company
301829
Agent - Life
11/14/2014
Active
Brighthouse Life Insurance Company
301829
Agent - Variable Life and Variable Annuities
11/14/2014
Inactive
Equitable Financial Life Insurance Company
300808
Agent - Life
7/16/2002
12/10/2012
Inactive
Equitable Financial Life Insurance Company
300808
Agent - Variable Life and Variable Annuities
7/16/2002
12/10/2012
Inactive
Everlake Life Insurance Company
300873
Agent - Life
9/18/2003
9/29/2010
Inactive
Everlake Life Insurance Company
300873
Agent - Variable Life and Variable Annuities
9/18/2003
9/29/2010
Inactive
Fortitude Life Insurance & Annuity Company
301503
Agent - Life
7/22/2002
12/10/2012
Inactive
Fortitude Life Insurance & Annuity Company
301503
Agent - Variable Life and Variable Annuities
7/22/2002
12/10/2012
Inactive
Genworth Life and Annuity Insurance Company
301276
Agent - Health
4/7/2009
12/7/2012
Inactive
Genworth Life and Annuity Insurance Company
301276
Agent - Life
2/20/2008
12/7/2012
Inactive
Genworth Life and Annuity Insurance Company
301276
Agent - Variable Life and Variable Annuities
2/20/2008
12/7/2012
Active
Jackson National Life Insurance Company
300486
Agent - Life
11/9/2015
Active
Jackson National Life Insurance Company
300486
Agent - Variable Life and Variable Annuities
11/9/2015
Inactive
John Hancock Life Insurance Company (U.S.A.)
300132
Agent - Life
12/11/2015
11/19/2017
Inactive
John Hancock Life Insurance Company (U.S.A.)
300132
Agent - Variable Life and Variable Annuities
12/11/2015
11/19/2017
Inactive
Lincoln National Life Insurance Company (The)
301382
Agent - Life
3/28/2013
8/3/2018
Inactive
Lincoln National Life Insurance Company (The)
301382
Agent - Variable Life and Variable Annuities
3/28/2013
8/3/2018
Inactive
MetLife Investors USA Insurance Company
300845
Agent - Life
4/2/2013
11/14/2014
Inactive
MetLife Investors USA Insurance Company
300845
Agent - Variable Life and Variable Annuities
4/2/2013
11/14/2014
Inactive
Nationwide Life Insurance Company
300495
Agent - Health
7/15/2002
12/10/2012
Inactive
Nationwide Life Insurance Company
300495
Agent - Life
7/15/2002
12/10/2012
Inactive
Nationwide Life Insurance Company
300495
Agent - Variable Life and Variable Annuities
7/15/2002
12/10/2012
Inactive
Pruco Life Insurance Company
300954
Agent - Life
4/3/2013
10/19/2015
Inactive
Pruco Life Insurance Company
300954
Agent - Variable Life and Variable Annuities
4/3/2013
10/19/2015
Inactive
ReliaStar Life Insurance Company
301712
Agent - Life
11/13/2006
10/5/2012
Inactive
Talcott Resolution Life Insurance Company
301759
Agent - Health
6/21/2002
11/17/2009
Inactive
Talcott Resolution Life Insurance Company
301759
Agent - Life
6/21/2002
11/17/2009
Inactive
Talcott Resolution Life Insurance Company
301759
Agent - Variable Life and Variable Annuities
6/21/2002
11/17/2009
Inactive
Talcott Resolution Life and Annuity Insurance Company
300932
Agent - Health
6/21/2002
11/17/2009
Inactive
Talcott Resolution Life and Annuity Insurance Company
300932
Agent - Life
6/21/2002
11/17/2009
Inactive
Talcott Resolution Life and Annuity Insurance Company
300932
Agent - Variable Life and Variable Annuities
6/21/2002
11/17/2009
Active
Transamerica Life Insurance Company
300571
Agent - Life
11/12/2015
Active
Transamerica Life Insurance Company
300571
Agent - Variable Life and Variable Annuities
11/12/2015
Inactive
Venerable Insurance and Annuity Company
301006
Agent - Life
7/31/2002
8/28/2008
Inactive
Venerable Insurance and Annuity Company
301006
Agent - Variable Life and Variable Annuities
7/31/2002
8/28/2008
Designated to act on behalf of the following Business Entities
Status
Affiliation Name
DOI Number
Line of Authority
Active Date
Inactive Date
Inactive
Ubs Financial Services Ins Agency Inc
399373
Agent - Health
7/18/2002
12/10/2012
Inactive
Ubs Financial Services Ins Agency Inc
399373
Agent - Life
3/28/2013
11/20/2015
Inactive
Ubs Financial Services Ins Agency Inc
399373
Agent - Variable Life and Variable Annuities
3/28/2013
11/20/2015
Active
Wells Fargo Advisors Insurance Agency LLC
399972
Agent - Life
10/29/2015
Active
Wells Fargo Advisors Insurance Agency LLC
399972
Agent - Variable Life and Variable Annuities
10/29/2015
© Commonwealth of Kentucky. All rights reserved.