DEPARTMENT OF INSURANCE
Affiliations
NameBrock, Cathleen DOIID745729NAIC NPN1977132
License - Line of Authority Information
StatusResidencyClassLine of AuthorityActive DateInactive DateLicense Expiration Date
InactiveNon ResidentAgentHealth1/8/20117/31/2014 
InactiveNon ResidentAgentLife1/8/20117/31/2014 
InactiveNon ResidentAgentVariable Life and Variable Annuities1/8/20117/31/2014 
* If a status Is Pending, Pending Replacement,Or the record displays Affidavit On File, click On them For more details.
Notice: The Department verifies, at the time of application for a Variable Life and Variable Annuity line of authority, that an agent is registered with the Financial Industry Regulatory Authority (FINRA) and the applicant has passed the Series 6 or greater exam. The Department does not verify registration with FINRA after the agent is qualified by the Department to receive the Variable Life and Variable Annuity line of authority. If you have questions about a broker’s FINRA registration status, you should check this status directly with FINRA.

Appointments with the following Insurers
StatusAffiliation NameDOI NumberLine of AuthorityActive DateInactive Date
InactiveTalcott Resolution Life Insurance Company301759Agent - Health1/18/201111/23/2012
InactiveTalcott Resolution Life Insurance Company301759Agent - Life1/18/201111/23/2012
InactiveTalcott Resolution Life Insurance Company301759Agent - Variable Life and Variable Annuities1/18/201111/23/2012
InactiveTalcott Resolution Life and Annuity Insurance Company300932Agent - Health1/18/201111/25/2013
InactiveTalcott Resolution Life and Annuity Insurance Company300932Agent - Life1/18/201111/25/2013
InactiveTalcott Resolution Life and Annuity Insurance Company300932Agent - Variable Life and Variable Annuities1/18/201111/25/2013
Designated to act on behalf of the following Business Entities
StatusAffiliation NameDOI NumberLine of AuthorityActive DateInactive Date
InactiveMerrill Lynch Life Agency Inc.400527Agent - Health1/18/20112/25/2013
InactiveMerrill Lynch Life Agency Inc.400527Agent - Life1/18/20112/25/2013
InactiveMerrill Lynch Life Agency Inc.400527Agent - Variable Life and Variable Annuities1/18/20112/25/2013
DeniedWells Fargo Wealth Brokerage Insurance Agency, LLC547888Agent - Health  
DeniedWells Fargo Wealth Brokerage Insurance Agency, LLC547888Agent - Life  
DeniedWells Fargo Wealth Brokerage Insurance Agency, LLC547888Agent - Variable Life and Variable Annuities  

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