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DEPARTMENT OF INSURANCE
Affiliations
Name
Lucia Securities LLC
DOIID
753804
NAIC NPN
16206728
License - Line of Authority Information
Status
Residency
Class
Line of Authority
Active Date
Inactive Date
License Expiration Date
Inactive
Non Resident
Agent
Life
5/6/2011
3/31/2021
Inactive
Non Resident
Agent
Health
5/6/2011
3/31/2021
Inactive
Non Resident
Agent
Variable Life and Variable Annuities
5/6/2011
3/31/2021
* If a status Is
Pending, Pending Replacement
,Or the record displays
Affidavit On File
, click On them For more details.
Notice:
The Department verifies, at the time of application for a Variable Life and Variable Annuity line of authority, that an agent is registered with the Financial Industry Regulatory Authority (FINRA) and the applicant has passed the Series 6 or greater exam. The Department does not verify registration with FINRA after the agent is qualified by the Department to receive the Variable Life and Variable Annuity line of authority. If you have questions about a broker’s FINRA registration status, you should check this status directly with FINRA.
Appointments with the following Insurers
Status
Affiliation Name
DOI Number
Line of Authority
Active Date
Inactive Date
Inactive
Allianz Life Insurance Company of North America
301791
Agent - Health
4/12/2012
2/8/2021
Inactive
Allianz Life Insurance Company of North America
301791
Agent - Life
4/12/2012
2/17/2021
Inactive
Allianz Life Insurance Company of North America
301791
Agent - Variable Life and Variable Annuities
4/12/2012
2/17/2021
Inactive
American General Life Insurance Company
301585
Agent - Life
12/12/2012
12/1/2020
Inactive
American General Life Insurance Company
301585
Agent - Variable Life and Variable Annuities
12/12/2012
12/1/2020
Inactive
American National Insurance Company
301861
Agent - Variable Life and Variable Annuities
10/5/2011
5/20/2021
Inactive
Brighthouse Life Insurance Company
301829
Agent - Health
11/14/2014
3/31/2021
Inactive
Brighthouse Life Insurance Company
301829
Agent - Life
11/14/2014
3/31/2021
Inactive
Brighthouse Life Insurance Company
301829
Agent - Variable Life and Variable Annuities
11/14/2014
3/31/2021
Inactive
Equitable Financial Life Insurance Company
300808
Agent - Life
8/25/2011
12/21/2018
Inactive
Equitable Financial Life Insurance Company
300808
Agent - Variable Life and Variable Annuities
8/25/2011
11/13/2020
Inactive
Forethought Life Insurance Company
301407
Agent - Health
11/11/2014
3/31/2021
Inactive
Forethought Life Insurance Company
301407
Agent - Life
11/11/2014
3/31/2021
Inactive
Forethought Life Insurance Company
301407
Agent - Variable Life and Variable Annuities
11/11/2014
3/31/2021
Inactive
Fortitude Life Insurance & Annuity Company
301503
Agent - Life
12/7/2011
1/27/2021
Inactive
Fortitude Life Insurance & Annuity Company
301503
Agent - Variable Life and Variable Annuities
12/7/2011
1/27/2021
Inactive
Jackson National Life Insurance Company
300486
Agent - Life
8/19/2011
12/23/2020
Inactive
Jackson National Life Insurance Company
300486
Agent - Variable Life and Variable Annuities
8/19/2011
12/23/2020
Inactive
MetLife Investors Insurance Company
301872
Agent - Health
10/6/2011
11/14/2014
Inactive
MetLife Investors Insurance Company
301872
Agent - Life
10/6/2011
11/14/2014
Inactive
MetLife Investors Insurance Company
301872
Agent - Variable Life and Variable Annuities
10/6/2011
11/14/2014
Inactive
MetLife Investors USA Insurance Company
300845
Agent - Health
10/6/2011
11/14/2014
Inactive
MetLife Investors USA Insurance Company
300845
Agent - Life
10/6/2011
11/14/2014
Inactive
MetLife Investors USA Insurance Company
300845
Agent - Variable Life and Variable Annuities
10/6/2011
11/14/2014
Inactive
Nationwide Life Insurance Company
300495
Agent - Health
9/16/2011
3/12/2021
Inactive
Nationwide Life Insurance Company
300495
Agent - Life
9/16/2011
3/12/2021
Inactive
Nationwide Life Insurance Company
300495
Agent - Variable Life and Variable Annuities
9/16/2011
3/12/2021
Inactive
Nationwide Life and Annuity Insurance Company
300714
Agent - Life
9/16/2011
3/12/2021
Inactive
Nationwide Life and Annuity Insurance Company
300714
Agent - Variable Life and Variable Annuities
9/16/2011
3/12/2021
Inactive
Pacific Life Insurance Company
301848
Agent - Life
11/30/2011
12/22/2020
Inactive
Pacific Life Insurance Company
301848
Agent - Variable Life and Variable Annuities
11/30/2011
12/22/2020
Inactive
Protective Life Insurance Company
300638
Agent - Health
9/21/2011
3/31/2021
Inactive
Protective Life Insurance Company
300638
Agent - Life
9/21/2011
3/31/2021
Inactive
Protective Life Insurance Company
300638
Agent - Variable Life and Variable Annuities
9/21/2011
3/31/2021
Inactive
Pruco Life Insurance Company
300954
Agent - Life
12/7/2011
1/27/2021
Inactive
Pruco Life Insurance Company
300954
Agent - Variable Life and Variable Annuities
12/7/2011
1/27/2021
Inactive
Standard Insurance Company
300185
Agent - Health
5/22/2013
3/31/2021
Inactive
Standard Insurance Company
300185
Agent - Life
5/22/2013
3/31/2021
Inactive
Standard Insurance Company
300185
Agent - Variable Life and Variable Annuities
5/22/2013
3/31/2021
Inactive
SunAmerica Annuity and Life Assurance Company
301930
Agent - Life
9/30/2011
12/31/2012
Inactive
SunAmerica Annuity and Life Assurance Company
301930
Agent - Variable Life and Variable Annuities
9/30/2011
12/31/2012
Inactive
SunAmerica Life Insurance Company
300096
Agent - Life
12/31/2012
12/31/2012
Inactive
SunAmerica Life Insurance Company
300096
Agent - Variable Life and Variable Annuities
12/31/2012
12/31/2012
Inactive
Talcott Resolution Life Insurance Company
301759
Agent - Health
10/12/2011
11/13/2020
Inactive
Talcott Resolution Life Insurance Company
301759
Agent - Life
10/12/2011
11/13/2020
Inactive
Talcott Resolution Life Insurance Company
301759
Agent - Variable Life and Variable Annuities
10/12/2011
11/13/2020
Inactive
Talcott Resolution Life and Annuity Insurance Company
300932
Agent - Health
10/12/2011
11/13/2020
Inactive
Talcott Resolution Life and Annuity Insurance Company
300932
Agent - Life
10/12/2011
11/13/2020
Inactive
Talcott Resolution Life and Annuity Insurance Company
300932
Agent - Variable Life and Variable Annuities
10/12/2011
11/13/2020
Designated Individuals
Status
Affiliation Name
DOI Number
Line of Authority
Active Date
Inactive Date
Inactive
Ford, Catherine Ann
731879
Agent - Life
10/20/2014
3/31/2021
Inactive
Ford, Catherine Ann
731879
Agent - Variable Life and Variable Annuities
10/20/2014
3/31/2021
Denied
Freedman, Ara
886863
Agent - Health
Denied
Freedman, Ara
886863
Agent - Life
Denied
Freedman, Ara
886863
Agent - Variable Life and Variable Annuities
Inactive
Gottlieb, Jeremy David
695308
Agent - Life
9/12/2011
1/27/2014
Inactive
Gottlieb, Jeremy David
695308
Agent - Variable Life and Variable Annuities
9/12/2011
1/27/2014
Denied
Hansen, Matthew Michael
773042
Agent - Health
Inactive
Hansen, Matthew Michael
773042
Agent - Life
2/21/2012
7/30/2015
Inactive
Hansen, Matthew Michael
773042
Agent - Variable Life and Variable Annuities
2/21/2012
7/30/2015
Inactive
Lucia, Joseph Paul
783637
Agent - Health
4/17/2017
3/31/2021
Inactive
Lucia, Joseph Paul
783637
Agent - Life
4/17/2017
3/31/2021
Inactive
Lucia, Joseph Paul
783637
Agent - Variable Life and Variable Annuities
4/17/2017
3/31/2021
Inactive
Lucia, Raymond Joseph
634264
Agent - Health
11/14/2014
1/31/2021
Inactive
Lucia, Raymond Joseph
634264
Agent - Life
5/6/2011
1/31/2021
Inactive
Lucia, Raymond Joseph
634264
Agent - Variable Life and Variable Annuities
5/6/2011
1/31/2021
Denied
Uthe, Kyle Gregory
870195
Agent - Health
Inactive
Uthe, Kyle Gregory
870195
Agent - Life
3/10/2015
4/7/2016
Inactive
Uthe, Kyle Gregory
870195
Agent - Variable Life and Variable Annuities
3/10/2015
4/7/2016
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