DEPARTMENT OF INSURANCE
Affiliations
NameLucia Securities LLCDOIID753804NAIC NPN16206728
License - Line of Authority Information
StatusResidencyClassLine of AuthorityActive DateInactive DateLicense Expiration Date
InactiveNon ResidentAgentLife5/6/20113/31/2021 
InactiveNon ResidentAgentHealth5/6/20113/31/2021 
InactiveNon ResidentAgentVariable Life and Variable Annuities5/6/20113/31/2021 
* If a status Is Pending, Pending Replacement,Or the record displays Affidavit On File, click On them For more details.
Notice: The Department verifies, at the time of application for a Variable Life and Variable Annuity line of authority, that an agent is registered with the Financial Industry Regulatory Authority (FINRA) and the applicant has passed the Series 6 or greater exam. The Department does not verify registration with FINRA after the agent is qualified by the Department to receive the Variable Life and Variable Annuity line of authority. If you have questions about a broker’s FINRA registration status, you should check this status directly with FINRA.

Appointments with the following Insurers
StatusAffiliation NameDOI NumberLine of AuthorityActive DateInactive Date
InactiveAllianz Life Insurance Company of North America301791Agent - Health4/12/20122/8/2021
InactiveAllianz Life Insurance Company of North America301791Agent - Life4/12/20122/17/2021
InactiveAllianz Life Insurance Company of North America301791Agent - Variable Life and Variable Annuities4/12/20122/17/2021
InactiveAmerican General Life Insurance Company301585Agent - Life12/12/201212/1/2020
InactiveAmerican General Life Insurance Company301585Agent - Variable Life and Variable Annuities12/12/201212/1/2020
InactiveAmerican National Insurance Company301861Agent - Variable Life and Variable Annuities10/5/20115/20/2021
InactiveBrighthouse Life Insurance Company301829Agent - Health11/14/20143/31/2021
InactiveBrighthouse Life Insurance Company301829Agent - Life11/14/20143/31/2021
InactiveBrighthouse Life Insurance Company301829Agent - Variable Life and Variable Annuities11/14/20143/31/2021
InactiveEquitable Financial Life Insurance Company300808Agent - Life8/25/201112/21/2018
InactiveEquitable Financial Life Insurance Company300808Agent - Variable Life and Variable Annuities8/25/201111/13/2020
InactiveForethought Life Insurance Company301407Agent - Health11/11/20143/31/2021
InactiveForethought Life Insurance Company301407Agent - Life11/11/20143/31/2021
InactiveForethought Life Insurance Company301407Agent - Variable Life and Variable Annuities11/11/20143/31/2021
InactiveFortitude Life Insurance & Annuity Company301503Agent - Life12/7/20111/27/2021
InactiveFortitude Life Insurance & Annuity Company301503Agent - Variable Life and Variable Annuities12/7/20111/27/2021
InactiveJackson National Life Insurance Company300486Agent - Life8/19/201112/23/2020
InactiveJackson National Life Insurance Company300486Agent - Variable Life and Variable Annuities8/19/201112/23/2020
InactiveMetLife Investors Insurance Company301872Agent - Health10/6/201111/14/2014
InactiveMetLife Investors Insurance Company301872Agent - Life10/6/201111/14/2014
InactiveMetLife Investors Insurance Company301872Agent - Variable Life and Variable Annuities10/6/201111/14/2014
InactiveMetLife Investors USA Insurance Company300845Agent - Health10/6/201111/14/2014
InactiveMetLife Investors USA Insurance Company300845Agent - Life10/6/201111/14/2014
InactiveMetLife Investors USA Insurance Company300845Agent - Variable Life and Variable Annuities10/6/201111/14/2014
InactiveNationwide Life Insurance Company300495Agent - Health9/16/20113/12/2021
InactiveNationwide Life Insurance Company300495Agent - Life9/16/20113/12/2021
InactiveNationwide Life Insurance Company300495Agent - Variable Life and Variable Annuities9/16/20113/12/2021
InactiveNationwide Life and Annuity Insurance Company300714Agent - Life9/16/20113/12/2021
InactiveNationwide Life and Annuity Insurance Company300714Agent - Variable Life and Variable Annuities9/16/20113/12/2021
InactivePacific Life Insurance Company301848Agent - Life11/30/201112/22/2020
InactivePacific Life Insurance Company301848Agent - Variable Life and Variable Annuities11/30/201112/22/2020
InactiveProtective Life Insurance Company300638Agent - Health9/21/20113/31/2021
InactiveProtective Life Insurance Company300638Agent - Life9/21/20113/31/2021
InactiveProtective Life Insurance Company300638Agent - Variable Life and Variable Annuities9/21/20113/31/2021
InactivePruco Life Insurance Company300954Agent - Life12/7/20111/27/2021
InactivePruco Life Insurance Company300954Agent - Variable Life and Variable Annuities12/7/20111/27/2021
InactiveStandard Insurance Company300185Agent - Health5/22/20133/31/2021
InactiveStandard Insurance Company300185Agent - Life5/22/20133/31/2021
InactiveStandard Insurance Company300185Agent - Variable Life and Variable Annuities5/22/20133/31/2021
InactiveSunAmerica Annuity and Life Assurance Company301930Agent - Life9/30/201112/31/2012
InactiveSunAmerica Annuity and Life Assurance Company301930Agent - Variable Life and Variable Annuities9/30/201112/31/2012
InactiveSunAmerica Life Insurance Company300096Agent - Life12/31/201212/31/2012
InactiveSunAmerica Life Insurance Company300096Agent - Variable Life and Variable Annuities12/31/201212/31/2012
InactiveTalcott Resolution Life Insurance Company301759Agent - Health10/12/201111/13/2020
InactiveTalcott Resolution Life Insurance Company301759Agent - Life10/12/201111/13/2020
InactiveTalcott Resolution Life Insurance Company301759Agent - Variable Life and Variable Annuities10/12/201111/13/2020
InactiveTalcott Resolution Life and Annuity Insurance Company300932Agent - Health10/12/201111/13/2020
InactiveTalcott Resolution Life and Annuity Insurance Company300932Agent - Life10/12/201111/13/2020
InactiveTalcott Resolution Life and Annuity Insurance Company300932Agent - Variable Life and Variable Annuities10/12/201111/13/2020
Designated Individuals
StatusAffiliation NameDOI NumberLine of AuthorityActive DateInactive Date
InactiveFord, Catherine Ann 731879Agent - Life10/20/20143/31/2021
InactiveFord, Catherine Ann 731879Agent - Variable Life and Variable Annuities10/20/20143/31/2021
DeniedFreedman, Ara 886863Agent - Health  
DeniedFreedman, Ara 886863Agent - Life  
DeniedFreedman, Ara 886863Agent - Variable Life and Variable Annuities  
InactiveGottlieb, Jeremy David 695308Agent - Life9/12/20111/27/2014
InactiveGottlieb, Jeremy David 695308Agent - Variable Life and Variable Annuities9/12/20111/27/2014
DeniedHansen, Matthew Michael 773042Agent - Health  
InactiveHansen, Matthew Michael 773042Agent - Life2/21/20127/30/2015
InactiveHansen, Matthew Michael 773042Agent - Variable Life and Variable Annuities2/21/20127/30/2015
InactiveLucia, Joseph Paul 783637Agent - Health4/17/20173/31/2021
InactiveLucia, Joseph Paul 783637Agent - Life4/17/20173/31/2021
InactiveLucia, Joseph Paul 783637Agent - Variable Life and Variable Annuities4/17/20173/31/2021
InactiveLucia, Raymond Joseph 634264Agent - Health11/14/20141/31/2021
InactiveLucia, Raymond Joseph 634264Agent - Life5/6/20111/31/2021
InactiveLucia, Raymond Joseph 634264Agent - Variable Life and Variable Annuities5/6/20111/31/2021
DeniedUthe, Kyle Gregory 870195Agent - Health  
InactiveUthe, Kyle Gregory 870195Agent - Life3/10/20154/7/2016
InactiveUthe, Kyle Gregory 870195Agent - Variable Life and Variable Annuities3/10/20154/7/2016

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