DEPARTMENT OF INSURANCE
Affiliations
NameRock, Marc DOIID761891NAIC NPN11111864
License - Line of Authority Information
StatusResidencyClassLine of AuthorityActive DateInactive DateLicense Expiration Date
ActiveNon ResidentAgentVariable Life and Variable Annuities8/25/2011 2/28/2026
ActiveNon ResidentAgentHealth8/25/2011 2/28/2026
ActiveNon ResidentAgentLife8/25/2011 2/28/2026
* If a status Is Pending, Pending Replacement,Or the record displays Affidavit On File, click On them For more details.
Notice: The Department verifies, at the time of application for a Variable Life and Variable Annuity line of authority, that an agent is registered with the Financial Industry Regulatory Authority (FINRA) and the applicant has passed the Series 6 or greater exam. The Department does not verify registration with FINRA after the agent is qualified by the Department to receive the Variable Life and Variable Annuity line of authority. If you have questions about a broker’s FINRA registration status, you should check this status directly with FINRA.

Appointments with the following Insurers
StatusAffiliation NameDOI NumberLine of AuthorityActive DateInactive Date
InactiveAllianz Life Insurance Company of North America301791Agent - Life4/13/20213/4/2025
InactiveAllianz Life Insurance Company of North America301791Agent - Variable Life and Variable Annuities4/13/20212/25/2025
ActiveAmeritas Life Insurance Corporation300126Agent - Health3/6/2023 
InactiveBerkshire Life Insurance Company of America300983Agent - Health9/8/20111/31/2013
InactiveBerkshire Life Insurance Company of America300983Agent - Life9/8/20111/31/2013
InactiveGuardian Insurance & Annuity Company Inc. (The)301920Agent - Life9/8/20111/31/2013
InactiveGuardian Life Insurance Company of America301316Agent - Health9/8/20111/31/2013
InactiveGuardian Life Insurance Company of America301316Agent - Life9/8/20111/31/2013
ActiveLife Insurance Company of the Southwest301867Agent - Health6/10/2020 
ActiveLife Insurance Company of the Southwest301867Agent - Life6/10/2020 
ActiveMinnesota Life Insurance Company300488Agent - Health7/12/2019 
ActiveMinnesota Life Insurance Company300488Agent - Life7/12/2019 
ActiveMinnesota Life Insurance Company300488Agent - Variable Life and Variable Annuities7/12/2019 
ActivePenn Insurance and Annuity Company300712Agent - Life10/24/2014 
ActivePenn Mutual Life Insurance Company301394Agent - Life10/24/2014 
Designated to act on behalf of the following Business Entities
StatusAffiliation NameDOI NumberLine of AuthorityActive DateInactive Date
ActiveFountainhead Protection Strategies1263921Agent - Life3/22/2023 

© Commonwealth of Kentucky. All rights reserved.