PUBLIC PROTECTION
CABINET
PPC Agencies
PPC Services
Open Records
Leadership
Internships
PPC News
DEPARTMENT OF INSURANCE
Affiliations
Name
M & T Securities, Inc.
DOIID
783805
NAIC NPN
2004930
License - Line of Authority Information
Status
Residency
Class
Line of Authority
Active Date
Inactive Date
License Expiration Date
Inactive
Non Resident
Agent
Life
7/5/2012
3/31/2022
Inactive
Non Resident
Agent
Variable Life and Variable Annuities
7/5/2012
3/31/2022
Inactive
Non Resident
Agent
Health
7/5/2012
3/31/2022
* If a status Is
Pending, Pending Replacement
,Or the record displays
Affidavit On File
, click On them For more details.
Notice:
The Department verifies, at the time of application for a Variable Life and Variable Annuity line of authority, that an agent is registered with the Financial Industry Regulatory Authority (FINRA) and the applicant has passed the Series 6 or greater exam. The Department does not verify registration with FINRA after the agent is qualified by the Department to receive the Variable Life and Variable Annuity line of authority. If you have questions about a broker’s FINRA registration status, you should check this status directly with FINRA.
Appointments with the following Insurers
Status
Affiliation Name
DOI Number
Line of Authority
Active Date
Inactive Date
Inactive
American General Life Insurance Company
301585
Agent - Life
12/31/2012
3/31/2022
Inactive
American General Life Insurance Company
301585
Agent - Variable Life and Variable Annuities
4/19/2016
3/31/2022
Inactive
American United Life Insurance Company
300498
Agent - Health
10/25/2016
3/31/2022
Inactive
American United Life Insurance Company
300498
Agent - Life
10/25/2016
3/31/2022
Inactive
American United Life Insurance Company
300498
Agent - Variable Life and Variable Annuities
10/25/2016
3/31/2022
Inactive
Brighthouse Life Insurance Company
301829
Agent - Health
4/29/2015
3/31/2022
Inactive
Brighthouse Life Insurance Company
301829
Agent - Life
7/13/2012
3/31/2022
Inactive
Brighthouse Life Insurance Company
301829
Agent - Variable Life and Variable Annuities
7/13/2012
3/31/2022
Inactive
Equitable Financial Life Insurance Company
300808
Agent - Life
4/24/2015
12/21/2018
Inactive
Equitable Financial Life Insurance Company
300808
Agent - Variable Life and Variable Annuities
4/24/2015
3/31/2022
Inactive
Hartford Life and Accident Insurance Company
300878
Agent - Health
8/2/2012
3/31/2022
Inactive
Hartford Life and Accident Insurance Company
300878
Agent - Life
8/2/2012
3/31/2022
Inactive
Jackson National Life Insurance Company
300486
Agent - Life
10/8/2015
7/23/2021
Inactive
Jackson National Life Insurance Company
300486
Agent - Variable Life and Variable Annuities
10/8/2015
7/23/2021
Inactive
Life Insurance Company of the Southwest
301867
Agent - Health
10/12/2018
3/3/2022
Inactive
Life Insurance Company of the Southwest
301867
Agent - Life
10/12/2018
3/3/2022
Inactive
Lincoln Life Assurance Company of Boston
301915
Agent - Life
7/6/2012
10/29/2019
Inactive
Lincoln Life Assurance Company of Boston
301915
Agent - Variable Life and Variable Annuities
7/6/2012
3/8/2021
Inactive
Massachusetts Mutual Life Insurance Company
300445
Agent - Life
1/18/2018
3/28/2022
Inactive
MetLife Investors Insurance Company
301872
Agent - Life
7/13/2012
11/14/2014
Inactive
MetLife Investors Insurance Company
301872
Agent - Variable Life and Variable Annuities
7/13/2012
11/14/2014
Inactive
MetLife Investors USA Insurance Company
300845
Agent - Life
7/13/2012
11/14/2014
Inactive
MetLife Investors USA Insurance Company
300845
Agent - Variable Life and Variable Annuities
7/13/2012
11/14/2014
Inactive
Metropolitan Life Insurance Company
301948
Agent - Health
4/29/2015
3/31/2022
Inactive
Metropolitan Life Insurance Company
301948
Agent - Life
7/13/2012
3/31/2022
Inactive
Metropolitan Life Insurance Company
301948
Agent - Variable Life and Variable Annuities
7/13/2012
3/31/2022
Inactive
National Life Insurance Company
301852
Agent - Health
10/12/2018
3/3/2022
Inactive
National Life Insurance Company
301852
Agent - Life
10/12/2018
3/3/2022
Inactive
Nationwide Life Insurance Company
300495
Agent - Health
8/17/2012
10/22/2021
Inactive
Nationwide Life Insurance Company
300495
Agent - Life
8/17/2012
10/22/2021
Inactive
Nationwide Life Insurance Company
300495
Agent - Variable Life and Variable Annuities
8/17/2012
10/22/2021
Inactive
Nationwide Life and Annuity Insurance Company
300714
Agent - Health
8/17/2012
10/22/2021
Inactive
Nationwide Life and Annuity Insurance Company
300714
Agent - Life
8/17/2012
10/22/2021
Inactive
Nationwide Life and Annuity Insurance Company
300714
Agent - Variable Life and Variable Annuities
8/17/2012
10/22/2021
Inactive
New York Life Insurance and Annuity Corporation
300726
Agent - Life
7/30/2012
1/26/2022
Inactive
New York Life Insurance and Annuity Corporation
300726
Agent - Variable Life and Variable Annuities
3/3/2018
1/26/2022
Inactive
Pacific Life Insurance Company
301848
Agent - Life
4/29/2015
3/31/2022
Inactive
Pacific Life Insurance Company
301848
Agent - Variable Life and Variable Annuities
4/29/2015
3/31/2022
Inactive
Principal Life Insurance Company
300129
Agent - Health
4/29/2019
3/31/2022
Inactive
Principal Life Insurance Company
300129
Agent - Life
4/29/2019
3/31/2022
Inactive
Principal Life Insurance Company
300129
Agent - Variable Life and Variable Annuities
4/29/2019
3/31/2022
Inactive
Pruco Life Insurance Company
300954
Agent - Life
5/15/2015
3/31/2022
Inactive
Pruco Life Insurance Company
300954
Agent - Variable Life and Variable Annuities
8/31/2016
3/31/2022
Inactive
Security Benefit Life Insurance Company
300583
Agent - Health
11/20/2013
3/31/2022
Inactive
Security Benefit Life Insurance Company
300583
Agent - Life
11/20/2013
3/31/2022
Inactive
State Life Insurance Company
301497
Agent - Health
7/5/2012
3/31/2022
Inactive
State Life Insurance Company
301497
Agent - Life
7/5/2012
3/31/2022
Inactive
Talcott Resolution Life Insurance Company
301759
Agent - Health
8/2/2012
11/15/2021
Inactive
Talcott Resolution Life Insurance Company
301759
Agent - Life
8/2/2012
11/15/2021
Inactive
Talcott Resolution Life Insurance Company
301759
Agent - Variable Life and Variable Annuities
8/2/2012
11/15/2021
Inactive
Talcott Resolution Life and Annuity Insurance Company
300932
Agent - Health
8/2/2012
11/15/2021
Inactive
Talcott Resolution Life and Annuity Insurance Company
300932
Agent - Life
8/2/2012
11/15/2021
Inactive
Talcott Resolution Life and Annuity Insurance Company
300932
Agent - Variable Life and Variable Annuities
8/2/2012
11/15/2021
Inactive
Transamerica Life Insurance Company
300571
Agent - Life
7/13/2012
3/31/2022
Inactive
Transamerica Life Insurance Company
300571
Agent - Variable Life and Variable Annuities
7/13/2012
3/31/2022
Inactive
Vantis Life Insurance Company
572176
Agent - Life
7/7/2013
10/7/2019
Inactive
Western National Life Insurance Company
300461
Agent - Life
7/10/2012
12/31/2012
Designated Individuals
Status
Affiliation Name
DOI Number
Line of Authority
Active Date
Inactive Date
Denied
Buck, Keith T
879800
Agent - Health
Inactive
Buck, Keith T
879800
Agent - Life
7/22/2015
3/31/2022
Denied
Buck, Keith T
879800
Agent - Variable Life and Variable Annuities
Inactive
Goulding, Carol A
783283
Agent - Health
7/5/2012
3/31/2022
Inactive
Goulding, Carol A
783283
Agent - Life
7/5/2012
3/31/2022
Inactive
Goulding, Carol A
783283
Agent - Variable Life and Variable Annuities
7/5/2012
3/31/2022
Denied
Kunzelman, Lori E
862957
Agent - Health
Inactive
Kunzelman, Lori E
862957
Agent - Life
2/5/2015
10/10/2019
Denied
Kunzelman, Lori E
862957
Agent - Variable Life and Variable Annuities
Denied
Oconnell, Robert P
805083
Agent - Health
Inactive
Oconnell, Robert P
805083
Agent - Life
8/23/2013
2/5/2015
© Commonwealth of Kentucky. All rights reserved.