DEPARTMENT OF INSURANCE
Affiliations
NameCetera Advisor Networks Insurance Services LlcDOIID816139NAIC NPN686907
License - Line of Authority Information
StatusResidencyClassLine of AuthorityActive DateInactive DateLicense Expiration Date
ActiveNon ResidentAgentHealth2/25/2025 3/31/2027
ActiveNon ResidentAgentLife2/25/2025 3/31/2027
ActiveNon ResidentAgentVariable Life and Variable Annuities2/25/2025 3/31/2027
* If a status Is Pending, Pending Replacement,Or the record displays Affidavit On File, click On them For more details.
Notice: The Department verifies, at the time of application for a Variable Life and Variable Annuity line of authority, that an agent is registered with the Financial Industry Regulatory Authority (FINRA) and the applicant has passed the Series 6 or greater exam. The Department does not verify registration with FINRA after the agent is qualified by the Department to receive the Variable Life and Variable Annuity line of authority. If you have questions about a broker’s FINRA registration status, you should check this status directly with FINRA.

Appointments with the following Insurers
StatusAffiliation NameDOI NumberLine of AuthorityActive DateInactive Date
InactiveAmerican General Life Insurance Company301585Agent - Life3/21/20161/21/2025
InactiveAmerican General Life Insurance Company301585Agent - Variable Life and Variable Annuities3/21/20161/21/2025
InactiveAmerican National Insurance Company301861Agent - Life5/13/20191/21/2025
ActiveCMFG Life Insurance Company300929Agent - Health3/20/2025 
InactiveCMFG Life Insurance Company300929Agent - Life3/20/20253/31/2025
InactiveCMFG Life Insurance Company300929Agent - Variable Life and Variable Annuities3/20/20253/31/2025
InactiveCincinnati Life Insurance Company (The)300601Agent - Life2/28/20253/31/2025
InactiveEagle Life Insurance Company701261Agent - Life10/8/20151/21/2025
InactiveFidelity & Guaranty Life Insurance Company301359Agent - Life6/21/202112/17/2021
InactiveFortitude Life Insurance & Annuity Company301503Agent - Life11/21/20171/21/2025
InactiveFortitude Life Insurance & Annuity Company301503Agent - Variable Life and Variable Annuities11/21/20171/21/2025
InactiveJackson National Life Insurance Company300486Agent - Life6/22/20151/21/2025
InactiveJackson National Life Insurance Company300486Agent - Variable Life and Variable Annuities6/22/20151/21/2025
InactiveJohn Hancock Life Insurance Company (U.S.A.)300132Agent - Health6/17/20141/21/2025
InactiveJohn Hancock Life Insurance Company (U.S.A.)300132Agent - Life6/17/20141/21/2025
InactiveMidland National Life Insurance Company300923Agent - Life5/2/20181/21/2025
InactiveMidland National Life Insurance Company300923Agent - Variable Life and Variable Annuities8/4/20211/21/2025
InactiveNorth American Company for Life and Health Insurance300291Agent - Life9/10/20191/21/2025
InactivePacific Life Insurance Company301848Agent - Health6/19/20241/21/2025
InactivePacific Life Insurance Company301848Agent - Life6/19/20241/21/2025
InactivePacific Life Insurance Company301848Agent - Variable Life and Variable Annuities6/19/20241/21/2025
InactivePrincipal Life Insurance Company300129Agent - Health9/6/20131/21/2025
InactivePrincipal Life Insurance Company300129Agent - Life9/6/20131/21/2025
InactivePrincipal Life Insurance Company300129Agent - Variable Life and Variable Annuities9/6/20131/21/2025
InactivePrincipal National Life Insurance Company301926Agent - Health10/5/20201/21/2025
InactivePrincipal National Life Insurance Company301926Agent - Life10/5/20201/21/2025
InactivePrincipal National Life Insurance Company301926Agent - Variable Life and Variable Annuities10/5/20201/21/2025
DeniedProtective Life Insurance Company300638Agent - Health  
DeniedProtective Life Insurance Company300638Agent - Life  
DeniedProtective Life Insurance Company300638Agent - Variable Life and Variable Annuities  
InactivePruco Life Insurance Company300954Agent - Life11/21/20171/21/2025
InactivePruco Life Insurance Company300954Agent - Variable Life and Variable Annuities11/21/20171/21/2025
InactiveSymetra Life Insurance Company301691Agent - Health4/1/20201/21/2025
InactiveSymetra Life Insurance Company301691Agent - Life4/1/20201/21/2025
InactiveSymetra Life Insurance Company301691Agent - Variable Life and Variable Annuities4/1/20201/21/2025
InactiveTransamerica Life Insurance Company300571Agent - Life12/1/20201/21/2025
InactiveTransamerica Life Insurance Company300571Agent - Variable Life and Variable Annuities12/1/20201/21/2025
Designated Individuals
StatusAffiliation NameDOI NumberLine of AuthorityActive DateInactive Date
ActiveSmiley, Stanley Robert 575944Agent - Health2/25/2025 
ActiveSmiley, Stanley Robert 575944Agent - Life2/25/2025 
ActiveSmiley, Stanley Robert 575944Agent - Variable Life and Variable Annuities2/25/2025 
InactiveTaylor, Thomas Byron 625408Agent - Health9/3/20131/21/2025
InactiveTaylor, Thomas Byron 625408Agent - Life9/3/20131/21/2025
InactiveTaylor, Thomas Byron 625408Agent - Variable Life and Variable Annuities9/3/20131/21/2025
DeniedWaggoner, Sean Paul 596920Agent - Health  
DeniedWaggoner, Sean Paul 596920Agent - Life  
DeniedWaggoner, Sean Paul 596920Agent - Variable Life and Variable Annuities  

© Commonwealth of Kentucky. All rights reserved.