DEPARTMENT OF INSURANCE
Affiliations
NameHarris, David Malcolm LeeDOIID856734NAIC NPN16524760
License - Line of Authority Information
StatusResidencyClassLine of AuthorityActive DateInactive DateLicense Expiration Date
InactiveNon ResidentAgentHealth10/15/20147/31/2019 
InactiveNon ResidentAgentVariable Life and Variable Annuities10/15/20147/31/2019 
InactiveNon ResidentAgentLife10/15/20147/31/2019 
* If a status Is Pending, Pending Replacement,Or the record displays Affidavit On File, click On them For more details.
Notice: The Department verifies, at the time of application for a Variable Life and Variable Annuity line of authority, that an agent is registered with the Financial Industry Regulatory Authority (FINRA) and the applicant has passed the Series 6 or greater exam. The Department does not verify registration with FINRA after the agent is qualified by the Department to receive the Variable Life and Variable Annuity line of authority. If you have questions about a broker’s FINRA registration status, you should check this status directly with FINRA.

Appointments with the following Insurers
StatusAffiliation NameDOI NumberLine of AuthorityActive DateInactive Date
InactiveEquitable Financial Life Insurance Company300808Agent - Variable Life and Variable Annuities1/8/20162/5/2018
InactiveLincoln Life Assurance Company of Boston301915Agent - Life10/24/20142/7/2018
InactiveProtective Life Insurance Company300638Agent - Health10/23/201411/23/2015
InactiveProtective Life Insurance Company300638Agent - Life10/23/201411/23/2015
InactiveProtective Life Insurance Company300638Agent - Variable Life and Variable Annuities10/23/201411/23/2015
InactiveState Life Insurance Company301497Agent - Health10/15/20147/31/2019
InactiveState Life Insurance Company301497Agent - Life10/15/20147/31/2019
InactiveTransamerica Life Insurance Company300571Agent - Life10/30/20147/31/2019
InactiveTransamerica Life Insurance Company300571Agent - Variable Life and Variable Annuities10/30/20147/31/2019
Designated to act on behalf of the following Business Entities
StatusAffiliation NameDOI NumberLine of AuthorityActive DateInactive Date
InactiveU S Bancorp Ins Services L L C400253Agent - Variable Life and Variable Annuities10/23/20143/7/2018
InactiveU S Bancorp Ins Services L L C400253Agent - Health10/15/20143/7/2018
InactiveU S Bancorp Ins Services L L C400253Agent - Life10/15/20143/7/2018
InactiveUS Bancorp Investments, Inc.572662Agent - Variable Life and Variable Annuities10/23/20143/7/2018
InactiveUS Bancorp Investments, Inc.572662Agent - Health10/15/20143/7/2018
InactiveUS Bancorp Investments, Inc.572662Agent - Life10/15/20143/7/2018
InactiveWells Fargo Wealth Brokerage Insurance Agency, LLC547888Agent - Variable Life and Variable Annuities8/17/20187/31/2019
InactiveWells Fargo Wealth Brokerage Insurance Agency, LLC547888Agent - Health8/17/20187/31/2019
InactiveWells Fargo Wealth Brokerage Insurance Agency, LLC547888Agent - Life8/17/20187/31/2019

© Commonwealth of Kentucky. All rights reserved.