DEPARTMENT OF INSURANCE
Affiliations
NameMoriarty, Nicholas AnthonyDOIID857950NAIC NPN17396687
License - Line of Authority Information
StatusResidencyClassLine of AuthorityActive DateInactive DateLicense Expiration Date
InactiveNon ResidentAgentVariable Life and Variable Annuities10/24/20149/10/2015 
InactiveNon ResidentAgentLife10/24/20149/10/2015 
InactiveNon ResidentAgentHealth10/24/20149/10/2015 
* If a status Is Pending, Pending Replacement,Or the record displays Affidavit On File, click On them For more details.
Notice: The Department verifies, at the time of application for a Variable Life and Variable Annuity line of authority, that an agent is registered with the Financial Industry Regulatory Authority (FINRA) and the applicant has passed the Series 6 or greater exam. The Department does not verify registration with FINRA after the agent is qualified by the Department to receive the Variable Life and Variable Annuity line of authority. If you have questions about a broker’s FINRA registration status, you should check this status directly with FINRA.

Appointments with the following Insurers
StatusAffiliation NameDOI NumberLine of AuthorityActive DateInactive Date
InactiveRiverSource Life Insurance Company301952Agent - Health10/24/20147/27/2015
InactiveRiverSource Life Insurance Company301952Agent - Life10/24/20147/27/2015
InactiveRiverSource Life Insurance Company301952Agent - Variable Life and Variable Annuities10/24/20147/27/2015
Designated to act on behalf of the following Business Entities
StatusAffiliation NameDOI NumberLine of AuthorityActive DateInactive Date
InactiveAmeriprise Financial Services, LLC398326Agent - Life4/17/20157/27/2015
InactiveAmeriprise Financial Services, LLC398326Agent - Variable Life and Variable Annuities4/17/20157/27/2015
InactiveAmeriprise Financial Services, LLC398326Agent - Health4/17/20157/27/2015

© Commonwealth of Kentucky. All rights reserved.