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DEPARTMENT OF INSURANCE
Affiliations
Name
Tracy, James
DOIID
862525
NAIC NPN
17440352
License - Line of Authority Information
Status
Residency
Class
Line of Authority
Active Date
Inactive Date
License Expiration Date
Active
Resident
Agent
Life
1/8/2015
9/30/2024
Active
Resident
Agent
Health
1/5/2016
9/30/2024
Active
Resident
Agent
Variable Life and Variable Annuities
1/8/2015
9/30/2024
* If a status Is
Pending, Pending Replacement
,Or the record displays
Affidavit On File
, click On them For more details.
Notice:
The Department verifies, at the time of application for a Variable Life and Variable Annuity line of authority, that an agent is registered with the Financial Industry Regulatory Authority (FINRA) and the applicant has passed the Series 6 or greater exam. The Department does not verify registration with FINRA after the agent is qualified by the Department to receive the Variable Life and Variable Annuity line of authority. If you have questions about a broker’s FINRA registration status, you should check this status directly with FINRA.
License Renewal Information
Class
Invoice Date
Response Due / Expiration Date
Response Received Date
Payment Received Date
Renewal Complete
Agent
07/15/2024
09/30/2024
Appointments with the following Insurers
Status
Affiliation Name
DOI Number
Line of Authority
Active Date
Inactive Date
Inactive
American National Insurance Company
301861
Agent - Life
11/1/2019
5/22/2024
Active
Athene Annuity and Life Company
301893
Agent - Life
10/17/2019
Active
Brighthouse Life Insurance Company
301829
Agent - Life
3/2/2015
Active
Brighthouse Life Insurance Company
301829
Agent - Variable Life and Variable Annuities
3/2/2015
Active
Eagle Life Insurance Company
701261
Agent - Life
10/31/2019
Active
Fidelity & Guaranty Life Insurance Company
301359
Agent - Life
12/16/2020
Inactive
Fidelity Investments Life Insurance Company
300620
Agent - Life
1/28/2015
7/17/2015
Inactive
Fidelity Investments Life Insurance Company
300620
Agent - Variable Life and Variable Annuities
1/28/2015
7/17/2015
Active
Forethought Life Insurance Company
301407
Agent - Health
11/21/2019
Active
Forethought Life Insurance Company
301407
Agent - Life
11/21/2019
Active
Forethought Life Insurance Company
301407
Agent - Variable Life and Variable Annuities
11/21/2019
Inactive
Guardian Insurance & Annuity Company Inc. (The)
301920
Agent - Life
2/3/2015
12/30/2020
Active
Integrity Life Insurance Company
301687
Agent - Life
1/23/2020
Active
Integrity Life Insurance Company
301687
Agent - Variable Life and Variable Annuities
1/23/2020
Inactive
Jackson National Life Insurance Company
300486
Agent - Life
10/16/2019
4/8/2024
Inactive
Jackson National Life Insurance Company
300486
Agent - Variable Life and Variable Annuities
10/16/2019
4/8/2024
Active
Lincoln National Life Insurance Company (The)
301382
Agent - Health
12/23/2019
Active
Lincoln National Life Insurance Company (The)
301382
Agent - Life
12/23/2019
Active
Lincoln National Life Insurance Company (The)
301382
Agent - Variable Life and Variable Annuities
12/23/2019
Active
MassMutual Ascend Life Insurance Company
300320
Agent - Life
1/16/2020
Inactive
Metropolitan Life Insurance Company
301948
Agent - Life
3/2/2015
4/28/2018
Inactive
Metropolitan Life Insurance Company
301948
Agent - Variable Life and Variable Annuities
3/2/2015
4/28/2018
Active
Midland National Life Insurance Company
300923
Agent - Life
5/20/2020
Active
Oceanview Life and Annuity Company
301868
Agent - Life
3/7/2022
Active
Pacific Life Insurance Company
301848
Agent - Life
9/18/2023
Active
Pacific Life Insurance Company
301848
Agent - Variable Life and Variable Annuities
9/18/2023
Active
Pruco Life Insurance Company
300954
Agent - Life
9/15/2022
Active
Pruco Life Insurance Company
300954
Agent - Variable Life and Variable Annuities
9/15/2022
Inactive
Reliance Standard Life Insurance Company
300584
Agent - Life
1/9/2020
4/24/2023
Inactive
Standard Insurance Company
300185
Agent - Health
11/5/2019
12/5/2022
Inactive
Standard Insurance Company
300185
Agent - Life
11/5/2019
12/5/2022
Inactive
TIAA-CREF Life Insurance Company
556577
Agent - Life
8/7/2015
9/6/2019
Inactive
TIAA-CREF Life Insurance Company
556577
Agent - Variable Life and Variable Annuities
8/7/2015
9/6/2019
Inactive
Teachers Insurance and Annuity Association of America
301596
Agent - Life
8/7/2015
9/6/2019
Inactive
Teachers Insurance and Annuity Association of America
301596
Agent - Variable Life and Variable Annuities
8/7/2015
9/6/2019
Active
United Life Insurance Company
664766
Agent - Life
3/30/2023
Active
Western-Southern Life Assurance Company
301590
Agent - Health
12/5/2019
Active
Western-Southern Life Assurance Company
301590
Agent - Life
12/5/2019
Designated to act on behalf of the following Business Entities
Status
Affiliation Name
DOI Number
Line of Authority
Active Date
Inactive Date
Inactive
Fidelity Insurance Agency Inc.
400221
Agent - Variable Life and Variable Annuities
1/28/2015
7/23/2015
Inactive
Fidelity Insurance Agency Inc.
400221
Agent - Life
1/28/2015
7/23/2015
Active
US Bancorp Investments, Inc.
572662
Agent - Variable Life and Variable Annuities
4/10/2023
Active
US Bancorp Investments, Inc.
572662
Agent - Life
4/10/2023
Active
US Bancorp Investments, Inc.
572662
Agent - Health
4/10/2023
Inactive
Wesbanco Securities Inc
632679
Agent - Variable Life and Variable Annuities
7/20/2021
2/26/2024
Inactive
Wesbanco Securities Inc
632679
Agent - Life
7/20/2021
2/26/2024
Inactive
Wesbanco Securities Inc
632679
Agent - Health
7/20/2021
2/26/2024
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