DEPARTMENT OF INSURANCE
Affiliations
NameDougherty, Casey WDOIID897523NAIC NPN5769243
License - Line of Authority Information
StatusResidencyClassLine of AuthorityActive DateInactive DateLicense Expiration Date
InactiveNon ResidentAgentVariable Life and Variable Annuities10/30/201510/31/2022 
InactiveNon ResidentAgentHealth10/30/201510/31/2022 
InactiveNon ResidentAgentLife10/30/201510/31/2022 
ActiveNon ResidentLife Settlement BrokerNot Applicable11/12/2021 10/31/2024
* If a status Is Pending, Pending Replacement,Or the record displays Affidavit On File, click On them For more details.
Notice: The Department verifies, at the time of application for a Variable Life and Variable Annuity line of authority, that an agent is registered with the Financial Industry Regulatory Authority (FINRA) and the applicant has passed the Series 6 or greater exam. The Department does not verify registration with FINRA after the agent is qualified by the Department to receive the Variable Life and Variable Annuity line of authority. If you have questions about a broker’s FINRA registration status, you should check this status directly with FINRA.

License Renewal Information
ClassInvoice DateResponse Due / Expiration DateResponse Received DatePayment Received DateRenewal Complete
Life Settlement Broker08/15/202410/31/2024   
Appointments with the following Insurers
StatusAffiliation NameDOI NumberLine of AuthorityActive DateInactive Date
InactiveAllianz Life Insurance Company of North America301791Agent - Health12/6/201610/31/2022
InactiveAllianz Life Insurance Company of North America301791Agent - Life12/6/201610/31/2022
InactiveAllianz Life Insurance Company of North America301791Agent - Variable Life and Variable Annuities12/6/201610/31/2022
InactivePacific Life Insurance Company301848Agent - Life12/8/201612/2/2020
InactivePacific Life Insurance Company301848Agent - Variable Life and Variable Annuities12/8/201612/2/2020
Designated to act on behalf of the following Business Entities
StatusAffiliation NameDOI NumberLine of AuthorityActive DateInactive Date
InactiveKMS Financial Services Inc731836Agent - Life5/8/201712/1/2020
InactiveKMS Financial Services Inc731836Agent - Variable Life and Variable Annuities5/8/201712/1/2020
InactiveM Financial Holdings Inc400517Agent - Health7/29/202010/31/2022
InactiveM Financial Holdings Inc400517Agent - Life7/29/202010/31/2022
InactiveM Financial Securities Marketing Inc634559Agent - Life7/29/202010/31/2022
InactiveM Financial Securities Marketing Inc634559Agent - Variable Life and Variable Annuities7/29/202010/31/2022
InactiveM Holdings Securities Inc502878Agent - Health7/29/202010/31/2022
InactiveM Holdings Securities Inc502878Agent - Life7/29/202010/31/2022
InactiveM Holdings Securities Inc502878Agent - Variable Life and Variable Annuities7/29/202010/31/2022

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