DEPARTMENT OF INSURANCE

Affiliations

Name	Ricci, David	DOIID	950155	NAIC NPN	1351274

License - Line of Authority Information

Status	Residency	Class	Line of Authority	Active Date	License Expiration Date
Active	Non Resident	Agent	Variable Life and Variable Annuities	4/5/2017	12/31/2024
Active	Non Resident	Agent	Life	4/5/2017	12/31/2024
* If a status Is Pending, Pending Replacement,Or the record displays Affidavit On File, click On them For more details.

Notice: The Department verifies, at the time of application for a Variable Life and Variable Annuity line of authority, that an agent is registered with the Financial Industry Regulatory Authority (FINRA) and the applicant has passed the Series 6 or greater exam. The Department does not verify registration with FINRA after the agent is qualified by the Department to receive the Variable Life and Variable Annuity line of authority. If you have questions about a broker’s FINRA registration status, you should check this status directly with FINRA.

License Renewal Information

Class	Invoice Date	Response Due / Expiration Date	Response Received Date	Payment Received Date	Renewal Complete
Agent	10/15/2024	12/31/2024

Appointments with the following Insurers

Status	Affiliation Name	DOI Number	Line of Authority	Active Date	Inactive Date
Active	Allianz Life Insurance Company of North America	301791	Agent - Life	3/5/2021
Active	Allianz Life Insurance Company of North America	301791	Agent - Variable Life and Variable Annuities	3/5/2021
Inactive	Equitable Financial Life Insurance Company of America	301772	Agent - Life	5/22/2022	3/22/2023
Inactive	Equitable Financial Life Insurance Company of America	301772	Agent - Variable Life and Variable Annuities	5/22/2022	3/22/2023

Designated to act on behalf of the following Business Entities

Status	Affiliation Name	DOI Number	Line of Authority	Active Date	Inactive Date
Denied	LPL FINANCIAL LLC	399327	Agent - Life
Denied	LPL FINANCIAL LLC	399327	Agent - Variable Life and Variable Annuities