| Course # | Course Concentration | KY Provider Name | Completion Date | Method of Instruction | Credit Hours | Compliance Date |
|---|
| Wells Fargo Annunity Best Interest 4-hour Training - C20644 | Annuity Suitability | Kaplan | 9/4/2025 | Correspondence | 4 | 5/31/2027 |
| Kentucky 3 Hour Ethics Review - C20018 | Ethics | 0At Your Pace Online | 5/2/2025 | Correspondence | 3 | 5/31/2025 |
| Senior Market Sales Ethics - C54136 | Ethics | WebCE, Inc | 12/15/2023 | Correspondence | 4 | 5/31/2025 |
| Ethically Serving Seniors with Diminished Capacity - C93473 | Ethics | WebCE, Inc | 12/15/2023 | Correspondence | 3 | 5/31/2025 |
| Small BusinessRetirementPlansEthicPracticeETHICS - C20671 | Ethics | Broker Educational Sales and Training | 6/10/2023 | Correspondence | 4 | 5/31/2025 |
| Small Business Retirement Plans & EthicalPractices - C20669 | Life | Broker Educational Sales and Training | 6/10/2023 | Correspondence | 12 | 5/31/2025 |
| Kentucky 3 Hour Ethics Review - C20018 | Ethics | 0At Your Pace Online | 5/24/2023 | Correspondence | 3 | 5/31/2023 |
| HS 347 Contemporary Apps. in Financial Planning - C94342 | Life, Health, Property & Casualty | American College, The | 4/3/2023 | Correspondence | 30 | 5/31/2023 |
| HS 330 Fundamentals of Estate Planning - C10215 | Life and Health | American College, The | 5/30/2022 | Classroom | 36 | 5/31/2023 |
| HS 328 Investments - C10213 | Life and Health | American College, The | 5/2/2022 | Classroom | 36 | 5/31/2023 |
| HS 326 Planning for Retirement Needs - C10212 | Life and Health | American College, The | 3/21/2022 | Classroom | 36 | 5/31/2023 |
| Annuity Suitability&Best Interest Standard:4HrsTr - C20649 | Annuity Suitability | Kaplan | 2/14/2022 | Correspondence | 4 | 5/31/2023 |
| HS 321 Income Taxation - C10207 | Life and Health | American College, The | 12/7/2021 | Classroom | 36 | 5/31/2023 |