Course # | Course Concentration | KY Provider Name | Completion Date | Method of Instruction | Credit Hours | Compliance Date |
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WMCP 261 Efficient Investment Portfolios - C25377 | Life and Health | American College, The | 3/19/2025 | Correspondence | 29 | 9/30/2025 |
WMCP 361 Efficient Investment Portfolios-Ethics - C25360 | Ethics | American College, The | 3/19/2025 | Correspondence | 3 | 9/30/2025 |
WMCP 360 Introduction to Goal-Based Planning_ETH - C24791 | Ethics | American College, The | 11/13/2024 | Correspondence | 3 | 9/30/2025 |
WMCP 360 Introduction to Goal-Based Planning - C24646 | Life and Health | American College, The | 11/13/2024 | Correspondence | 18 | 9/30/2025 |
Estate Planning - C98347 | Life and Health | A.D. Banker & Company, LLC | 8/3/2023 | Correspondence | 4 | 9/30/2023 |
AML 1 HOUR OVERVIEW - C20620 | Ethics | A.D. Banker & Company, LLC | 8/3/2023 | Correspondence | 1 | 9/30/2023 |
Life Insurance Plans & Policies - C11939 | Life and Health | A.D. Banker & Company, LLC | 8/3/2023 | Correspondence | 12 | 9/30/2023 |
Ethics: Delivering on the Promise - C11898 | Ethics | A.D. Banker & Company, LLC | 7/24/2023 | Correspondence | 3 | 9/30/2023 |
4-Hour Annuity Best Interest - C24263 | Annuity Suitability | A.D. Banker & Company, LLC | 7/8/2023 | Correspondence | 4 | 9/30/2023 |
Recommending Annuities Under The NAIC Best Interes - C23811 | Annuity Suitability | RegEd, Inc. | 4/6/2023 | Correspondence | 5 | 9/30/2023 |
Recommending Annuties Under the New NAIC Best Inst - C23810 | Annuity Suitability | RegEd, Inc. | 3/26/2023 | Correspondence | 1 | 9/30/2023 |