Course # | Course Concentration | KY Provider Name | Completion Date | Method of Instruction | Credit Hours | Compliance Date |
---|
Working With and Protecting Older Clients, 2nd ED. - C19246 | Ethics | RegEd, Inc. | 10/30/2024 | Correspondence | 3 | 11/30/2025 |
Uncovering Social Security Secrets - C19810 | Life and Health | Affordable-Success-FirstChoice-ClienTell CE | 9/12/2024 | Correspondence | 12 | 11/30/2025 |
The Advisors Guide to Annuities and Ethical Practi - C92602 | Life | Broker Educational Sales and Training | 9/14/2023 | Correspondence | 9 | 11/30/2023 |
The Advisors Guide to Annuities & Ethical Prac-Eth - C92603 | Ethics | Broker Educational Sales and Training | 9/14/2023 | Correspondence | 3 | 11/30/2023 |
Recommending Annuties Under the New NAIC Best Inst - C23810 | Annuity Suitability | RegEd, Inc. | 6/14/2022 | Correspondence | 1 | 11/30/2023 |
HS 330 Fundamentals of Estate Planning - C10215 | Life and Health | American College, The | 4/12/2022 | Classroom | 36 | 11/30/2023 |
HS 328 Investments - C10213 | Life and Health | American College, The | 12/22/2021 | Classroom | 36 | 11/30/2023 |
HS 326 Planning for Retirement Needs - C10212 | Life and Health | American College, The | 10/4/2021 | Classroom | 36 | 11/30/2021 |
HS 321 Income Taxation - C10207 | Life and Health | American College, The | 6/9/2021 | Classroom | 36 | 11/30/2021 |
HS 311 Fundamentals of Insurance Planning - C57908 | Life, Health, Property & Casualty | American College, The | 2/11/2021 | Classroom | 12 | 11/30/2021 |
Agents Ethical Considerations&Consumer Suitability - C23700 | Ethics | Affordable-Success-FirstChoice-ClienTell CE | 11/12/2020 | Correspondence | 6 | 11/30/2021 |
Agents&Advisory Key to Annuities&Ethical Conduct - C23666 | Life and Health | Affordable-Success-FirstChoice-ClienTell CE | 11/12/2020 | Correspondence | 18 | 11/30/2021 |
HS 300 Financial Planning: Process and Environmen - C58003 | Life | American College, The | 9/25/2020 | Classroom | 28 | 11/30/2021 |
NAIC Suitability in Annuity Transactions Model Reg - C07658 | Annuity Suitability | RegEd, Inc. | 1/30/2020 | Correspondence | 4 | 11/30/2021 |
The Advisors Guide To Retirement Planning - C56849 | Life | Broker Educational Sales and Training | 10/16/2019 | Correspondence | 12 | 11/30/2021 |
12 IRA Mistakes: Avoid Costyl IRA Pitfalls - C18741 | Life | Prudential Annuities Life Assurance Corporation | 8/20/2019 | Classroom | 1 | 11/30/2021 |