| Course # | Course Concentration | KY Provider Name | Completion Date | Method of Instruction | Credit Hours | Compliance Date |
|---|
| Retirement Income Strategies 3rd Edition - C16246 | Life | Kaplan | 10/20/2025 | Correspondence | 2 | 10/31/2025 |
| Annuities for Today's Investor - C61843 | Life | Kaplan | 10/2/2025 | Correspondence | 5 | 10/31/2025 |
| Annuity Concepts - C61765 | Life and Health | Kaplan | 9/18/2025 | Correspondence | 7 | 10/31/2025 |
| Ethical Practices, 3rd Edition - C21630 | Ethics | Kaplan | 9/16/2025 | Correspondence | 3 | 10/31/2025 |
| Ethics at Work, 2nd Edition - C15440 | Ethics | Kaplan | 9/11/2025 | Correspondence | 3 | 10/31/2025 |
| Annuity Suitability&Best Interest Standard:4HrsTr - C20649 | Annuity Suitability | Kaplan | 6/5/2024 | Correspondence | 4 | 10/31/2025 |