| Course # | Course Concentration | KY Provider Name | Completion Date | Method of Instruction | Credit Hours | Compliance Date |
|---|
| Financial Planning and Ethics - C94294 | Life and Health | Sigco, Inc. dba Pohs Institute | 7/17/2025 | Correspondence | 18 | 9/30/2026 |
| Financial Planning and Ethics (Ethic Section) - C94292 | Ethics | Sigco, Inc. dba Pohs Institute | 7/17/2025 | Correspondence | 6 | 9/30/2026 |
| Agents&Advisory Key to Annuities&Ethical Conduct - C23666 | Life and Health | Affordable-Success-FirstChoice-ClienTell CE | 4/3/2025 | Correspondence | 18 | 9/30/2026 |
| Agents Ethical Considerations&Consumer Suitability - C23700 | Ethics | Affordable-Success-FirstChoice-ClienTell CE | 4/3/2025 | Correspondence | 6 | 9/30/2026 |
| Ethically Serving Seniors with Diminished Capacity - C93473 | Ethics | WebCE, Inc | 9/25/2024 | Correspondence | 3 | 9/30/2024 |
| Agents&Advisory Key to Annuities&Ethical Conduct - C23666 | Life and Health | Affordable-Success-FirstChoice-ClienTell CE | 6/20/2024 | Correspondence | 18 | 9/30/2024 |
| Agents Ethical Considerations&Consumer Suitability - C23700 | Ethics | Affordable-Success-FirstChoice-ClienTell CE | 6/20/2024 | Correspondence | 6 | 9/30/2024 |
| Retirement Plans for Small Businesses - C36470 | Life and Health | Broker Educational Sales and Training | 1/10/2024 | Correspondence | 12 | 9/30/2024 |
| Ethical..Annuities Money in Motion Webinar - C24041 | Ethics | Pacific Life Insurance Company c/o Quest CE | 6/14/2023 | Classroom | 1 | 9/30/2024 |
| The Psychology of Financial Planning - C23706 | Life and Health | RegEd, Inc. | 8/12/2022 | Correspondence | 5 | 9/30/2022 |
| Retirement Solutions - C06993 | Life | RegEd, Inc. | 8/11/2022 | Correspondence | 4 | 9/30/2022 |
| An Overview of Term and Permanent Life Insurance - C53447 | Life and Health | RegEd, Inc. | 8/7/2022 | Correspondence | 4 | 9/30/2022 |
| Ins Ethics: Walking a Sometimes Invisible Line - C63267 | Ethics | RegEd, Inc. | 8/7/2022 | Correspondence | 4 | 9/30/2022 |
| Unethical Behavior - Opportunities Abound - C03113 | Ethics | RegEd, Inc. | 8/6/2022 | Correspondence | 4 | 9/30/2022 |
| Recommending Annuties Under the New NAIC Best Inst - C23810 | Annuity Suitability | RegEd, Inc. | 6/21/2022 | Correspondence | 1 | 9/30/2022 |
| Income Taxation of Life Insurance - C63059 | Life | RegEd, Inc. | 6/2/2022 | Correspondence | 2 | 9/30/2022 |