| Course # | Course Concentration | KY Provider Name | Completion Date | Method of Instruction | Credit Hours | Compliance Date |
|---|
| Annuity Suitability and Best Interest Standards - C20776 | Annuity Suitability | WebCE, Inc | 9/4/2025 | Correspondence | 4 | 11/30/2025 |
| 4-Hour Long Term Care Review - C97411 | Long Term Care Partnership Act | WebCE, Inc | 9/4/2025 | Correspondence | 4 | 11/30/2025 |
| Kentucky LTC Programs Policies & Partnerships - C02336 | Long Term Care Partnership Act | WebCE, Inc | 9/4/2025 | Correspondence | 8 | 11/30/2025 |
| Health Insurance Programs for Seniors - C24192 | Life and Health | WebCE, Inc | 9/4/2025 | Correspondence | 5 | 11/30/2025 |
| Ethics for Producers: Cases and Comments - C69357 | Ethics | WebCE, Inc | 9/4/2025 | Correspondence | 3 | 11/30/2025 |
| KentuckyLong-TermCare&PartnershipPolicies:Initial - C25469 | Long Term Care Partnership Act | Kaplan | 4/3/2024 | Correspondence | 8 | 11/30/2025 |
| Distribution Planning - C07200 | Life | WebCE, Inc | 9/12/2023 | Correspondence | 12 | 11/30/2023 |
| Estate Planning Techn. for Small Business Owners - C22955 | Life | WebCE, Inc | 7/28/2023 | Correspondence | 5 | 11/30/2023 |
| Inherited IRAs and Beneficiary Designations - C24582 | Life and Health | WebCE, Inc | 7/26/2023 | Correspondence | 4 | 11/30/2023 |
| Ethics and Seniors:Understanding the Mature Market - C13648 | Ethics | WebCE, Inc | 7/20/2023 | Correspondence | 3 | 11/30/2023 |
| Health Savings Accounts, 3rd Ed - C11314 | Life and Health | Kaplan | 3/24/2022 | Correspondence | 4 | 11/30/2021 |
| FINRA Rule 2330: Deferred Variable Annuities - C66097 | Annuity Suitability | Kaplan | 11/1/2021 | Correspondence | 1 | 11/30/2021 |
| Section 529 Plans, 3rd Ed. - C94515 | Life | Kaplan | 11/1/2021 | Correspondence | 3 | 11/30/2021 |
| Advising Clients on Medicare, 2nd Ed. - C72432 | Health | Kaplan | 11/1/2021 | Correspondence | 2 | 11/30/2021 |
| Equity-Indexed Annuities, 3rd Edition - C33463 | Life / Variable | Kaplan | 10/29/2021 | Correspondence | 3 | 11/30/2021 |
| Introduction to Trusts: Case Studies, 3RD Edition - C93490 | Life and Health | Kaplan | 10/18/2021 | Correspondence | 4 | 11/30/2021 |
| Ethics - C61783 | Ethics | Kaplan | 10/18/2021 | Correspondence | 3 | 11/30/2021 |
| Annuity Suitblty:4hr Training Course 2ED - C39107 | Annuity Suitability | Kaplan | 10/5/2020 | Correspondence | 4 | 11/30/2021 |