| Course # | Course Concentration | KY Provider Name | Completion Date | Method of Instruction | Credit Hours | Compliance Date |
|---|
| Ethical Practices, 3rd Edition - C21630 | Ethics | Kaplan | 6/30/2025 | Correspondence | 3 | 8/31/2026 |
| Financial Products Training Course,8th Ed - C23872 | Life and Health | Kaplan | 6/12/2025 | Correspondence | 12 | 8/31/2026 |
| Annuity Concepts - C61765 | Life and Health | Kaplan | 11/25/2024 | Correspondence | 7 | 8/31/2024 |
| Asset Allocation - C61810 | Life and Health | Kaplan | 11/25/2024 | Correspondence | 12 | 8/31/2024 |
| Ethics at Work, 2nd Edition - C15440 | Ethics | Kaplan | 11/22/2024 | Correspondence | 3 | 8/31/2024 |
| Annuity Suitability&Best Interest Standard:4HrsTr - C20649 | Annuity Suitability | Kaplan | 7/21/2023 | Correspondence | 4 | 8/31/2024 |