| Course # | Course Concentration | KY Provider Name | Completion Date | Method of Instruction | Credit Hours | Compliance Date |
|---|
| Recommending Annuities Under The NAIC Best Interes - C23811 | Annuity Suitability | RegEd, Inc. | 5/14/2026 | Correspondence | 5 | 7/31/2026 |
| Understanding Variable Annuities:Functions,Benefit - C63203 | Life / Variable | RegEd, Inc. | 5/12/2026 | Correspondence | 4 | 7/31/2026 |
| Diversification: A Strategy for Asset Pro & Growth - C54635 | Life / Variable | RegEd, Inc. | 5/11/2026 | Correspondence | 4 | 7/31/2026 |
| Annuity Transactions: Ensuring Suitability 2nd Ed - C10555 | Annuities and Securities | RegEd, Inc. | 5/6/2026 | Correspondence | 3 | 7/31/2026 |
| Annuities In Your Client''s Portfolio - C76993 | Life / Variable | RegEd, Inc. | 5/5/2026 | Correspondence | 3 | 7/31/2026 |
| Serving Two Masters in the "Best Interest Age"NAIC - C23949 | Annuity Suitability | RegEd, Inc. | 5/4/2026 | Correspondence | 2 | 7/31/2026 |
| EthicalIssuesInTheFinancialServicesIndustry,2ndEdi - C26760 | Ethics | RegEd, Inc. | 5/4/2026 | Correspondence | 3 | 7/31/2026 |
| Annuity Suitability&Best Interest Standard:4HrsTr - C20649 | Annuity Suitability | Kaplan | 6/15/2024 | Correspondence | 4 | 7/31/2026 |